10 Feb 2016 10:46
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 09 FEBRUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 214,688 | 43.2700 USD | 42.2600 USD |
A ADSs | SALES | 17,606 | 43.1500 USD | 42.3235 USD |
B ADSs | PURCHASES | 14,220 | 43.1300 USD | 42.3000 USD |
B ADSs | SALES | 8,800 | 43.0250 USD | 42.3600 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 17 | 42.5600 USD |
A ADSs | CFD | LONG | 3,900 | 42.6207 USD |
A ADSs | CFD | LONG | 4,200 | 42.6541 USD |
A ADSs | CFD | LONG | 4,400 | 42.6834 USD |
A ADSs | CFD | LONG | 2,610 | 42.6946 USD |
A ADSs | CFD | LONG | 1 | 42.7400 USD |
A ADSs | CFD | LONG | 3 | 42.7400 USD |
A ADSs | CFD | LONG | 1,500 | 42.7963 USD |
A ADSs | CFD | LONG | 400 | 42.8062 USD |
A ADSs | CFD | LONG | 224 | 42.8314 USD |
A ADSs | CFD | LONG | 200 | 43.0100 USD |
A ADSs | CFD | SHORT | 2,800 | 42.6935 USD |
A ADSs | CFD | SHORT | 32,800 | 42.6979 USD |
A ADSs | CFD | SHORT | 5,400 | 42.7304 USD |
A ADSs | CFD | SHORT | 4,000 | 42.7480 USD |
A ADSs | CFD | SHORT | 168,788 | 42.9391 USD |
A ADSs | CFD | SHORT | 199 | 42.9410 USD |
A ADSs | CFD | SHORT | 400 | 42.9800 USD |
A ADSs | CFD | SHORT | 301 | 43.0162 USD |
B ADSs | CFD | LONG | 100 | 42.3600 USD |
B ADSs | CFD | LONG | 200 | 42.5025 USD |
B ADSs | CFD | LONG | 3,800 | 42.5902 USD |
B ADSs | CFD | LONG | 1,000 | 42.6350 USD |
B ADSs | CFD | LONG | 2,800 | 42.6771 USD |
B ADSs | CFD | LONG | 800 | 42.7075 USD |
B ADSs | CFD | LONG | 100 | 42.9900 USD |
B ADSs | CFD | SHORT | 12 | 42.6600 USD |
B ADSs | CFD | SHORT | 8 | 42.6600 USD |
B ADSs | CFD | SHORT | 13,300 | 42.6653 USD |
B ADSs | CFD | SHORT | 700 | 42.6800 USD |
B ADSs | CFD | SHORT | 100 | 43.0000 USD |
B ADSs | CFD | SHORT | 100 | 43.0100 USD |
EUR 0.07 A ordinary | CFD | LONG | 8 | 19.0793 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,164 | 19.0793 EUR |
EUR 0.07 A ordinary | CFD | LONG | 46 | 19.3100 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,462 | 19.8499 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 18.9200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 509 | 18.9347 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 384 | 18.9347 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,530 | 18.9588 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,791 | 18.9589 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 656 | 18.9590 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,585 | 19.1405 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 22,205 | 19.4894 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,170 | 14.7093 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,600 | 14.7569 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,757 | 14.6799 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 280 | 15.1111 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 779 | 15.2541 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,675 | 15.2541 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,464 | 15.4514 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,404 | 15.4514 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 47,000 | 14.7544 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,681 | 14.6547 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,011 | 14.6547 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,857 | 14.6548 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,974 | 14.6548 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,410 | 14.6931 GBP |
EUR 0.07 B ordinary | CFD | LONG | 59,724 | 14.7229 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,600 | 14.7404 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,362 | 14.7490 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,500 | 14.8999 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,155 | 14.9553 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,433 | 14.9553 GBP |
EUR 0.07 B ordinary | CFD | LONG | 46,758 | 15.1412 GBP |
EUR 0.07 B ordinary | CFD | LONG | 493 | 15.2109 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,281 | 15.2129 GBP |
EUR 0.07 B ordinary | CFD | LONG | 226 | 15.2134 GBP |
EUR 0.07 B ordinary | CFD | LONG | 56 | 15.2400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,180 | 15.2493 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,675 | 15.2493 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,433 | 15.3034 GBP |
EUR 0.07 B ordinary | CFD | LONG | 122 | 15.3167 GBP |
EUR 0.07 B ordinary | CFD | LONG | 445 | 15.3300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,467 | 15.4602 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,672 | 15.4602 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 138 | 14.6386 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 508 | 14.6671 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 131 | 14.6991 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 100 | 14.6991 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,484 | 14.6991 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 56,109 | 14.7083 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,428 | 14.7122 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,534 | 14.7223 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,406 | 14.7223 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 145,983 | 14.7625 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,837 | 14.8461 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 36 | 14.8461 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 47 | 14.8461 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 30,297 | 15.0415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 42,990 | 15.0415 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 79,413 | 14.9359 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 10 FEBRUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.