11 Jan 2016 11:26
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 08 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 604,592 | 41.5000 USD | 40.2800 USD |
A ADSs | SALES | 142,724 | 41.5200 USD | 40.2700 USD |
B ADSs | PURCHASES | 10,150 | 41.5300 USD | 39.6200 USD |
B ADSs | SALES | 200 | 39.9100 USD | 39.7100 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 139,174 | 40.5172 USD |
A ADSs | CFD | LONG | 700 | 40.5514 USD |
A ADSs | CFD | LONG | 500 | 41.0840 USD |
A ADSs | CFD | LONG | 1,600 | 41.4750 USD |
A ADSs | CFD | SHORT | 500 | 40.3800 USD |
A ADSs | CFD | SHORT | 700 | 40.3986 USD |
A ADSs | CFD | SHORT | 1,901 | 40.4175 USD |
A ADSs | CFD | SHORT | 1,433 | 40.4175 USD |
A ADSs | CFD | SHORT | 4,900 | 40.4581 USD |
A ADSs | CFD | SHORT | 500 | 40.5440 USD |
A ADSs | CFD | SHORT | 500 | 40.6040 USD |
A ADSs | CFD | SHORT | 800 | 40.6477 USD |
A ADSs | CFD | SHORT | 2,000 | 40.6620 USD |
A ADSs | CFD | SHORT | 1,200 | 40.7258 USD |
A ADSs | CFD | SHORT | 400 | 40.7333 USD |
A ADSs | CFD | SHORT | 2,600 | 40.7346 USD |
A ADSs | CFD | SHORT | 2,600 | 40.7561 USD |
A ADSs | CFD | SHORT | 473,500 | 40.7636 USD |
A ADSs | CFD | SHORT | 108,658 | 40.8283 USD |
A ADSs | CFD | SHORT | 200 | 41.1100 USD |
A ADSs | CFD | SHORT | 1,600 | 41.4200 USD |
A ADSs | CFD | SHORT | 600 | 41.4200 USD |
B ADSs | CFD | LONG | 200 | 39.8100 USD |
B ADSs | CFD | SHORT | 3,900 | 39.8398 USD |
B ADSs | CFD | SHORT | 100 | 39.8500 USD |
B ADSs | CFD | SHORT | 400 | 39.9750 USD |
B ADSs | CFD | SHORT | 1,000 | 40.0300 USD |
B ADSs | CFD | SHORT | 900 | 40.2711 USD |
B ADSs | CFD | SHORT | 1,500 | 40.3338 USD |
B ADSs | CFD | SHORT | 1,000 | 40.5700 USD |
B ADSs | CFD | SHORT | 300 | 41.5300 USD |
B ADSs | CFD | SHORT | 300 | 41.5300 USD |
EUR 0.07 A ordinary | CFD | LONG | 345 | 18.6464 EUR |
EUR 0.07 A ordinary | CFD | LONG | 362 | 18.6464 EUR |
EUR 0.07 A ordinary | CFD | LONG | 108 | 18.6497 EUR |
EUR 0.07 A ordinary | CFD | LONG | 849 | 18.9973 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,200 | 18.5555 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 113 | 18.5575 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 150 | 18.5575 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 150 | 18.5575 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 406 | 18.5575 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 306 | 18.5575 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 113 | 18.5575 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 39 | 18.8712 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,393 | 18.8712 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,900 | 18.9211 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,748 | 18.9599 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,621 | 19.1013 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,448 | 19.1013 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 14,524 | 19.3005 EUR |
EUR 0.07 A ordinary | CFD | LONG | 74,700 | 13.7738 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,170 | 13.8258 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,432 | 14.3060 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,708 | 14.3060 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,550 | 13.9547 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 55,905 | 14.0953 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 29,791 | 14.1679 GBP |
EUR 0.07 B ordinary | CFD | LONG | 117 | 19.3968 EUR |
EUR 0.07 B ordinary | CFD | LONG | 1,923 | 13.8364 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,939 | 13.8423 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,511 | 13.8610 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,474 | 13.8727 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,431 | 13.9261 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 13.9326 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,474 | 14.0760 GBP |
EUR 0.07 B ordinary | CFD | LONG | 130,552 | 14.1717 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,372 | 14.1717 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,057 | 14.1955 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,546 | 14.1955 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,529 | 14.1955 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,129 | 14.2004 GBP |
EUR 0.07 B ordinary | CFD | LONG | 433 | 14.2093 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,135 | 14.2133 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,471 | 14.2216 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,540 | 14.2220 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,034 | 14.2307 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,046 | 14.2773 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,030 | 14.3143 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,337 | 14.3143 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 14.3936 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,270 | 14.4308 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 74,400 | 13.7989 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 441 | 13.8071 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 63,857 | 13.9911 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 542 | 14.0151 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 969 | 14.2411 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 19,515 | 14.2454 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,690 | 14.3766 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 22,332 | 14.3766 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,699 | 14.4504 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,372 | 14.4504 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,023 | 14.5145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,495 | 14.5145 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,071 | 14.5232 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,519 | 14.5232 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 44,137 | 14.5601 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,105 | 14.5601 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 11 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.