26 Nov 2015 10:23
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 25 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 997,862 | 23.8950 EUR | 23.3950 EUR |
EUR 0.07 A ordinary | SALES | 1,252,702 | 23.8900 EUR | 23.4000 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,507,934 | 16.7050 GBP | 16.3850 GBP |
EUR 0.07 A ordinary | SALES | 1,048,895 | 16.7000 GBP | 16.3750 GBP |
EUR 0.07 B ordinary | PURCHASES | 794,048 | 16.8550 GBP | 16.5500 GBP |
EUR 0.07 B ordinary | SALES | 1,019,077 | 16.8600 GBP | 16.5450 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 77,419 | 23.5807 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25 | 23.6150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 630 | 23.6220 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18 | 23.6220 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,398 | 23.6286 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,362 | 23.6704 EUR |
EUR 0.07 A ordinary | CFD | LONG | 519,500 | 23.6704 EUR |
EUR 0.07 A ordinary | CFD | LONG | 733 | 23.6710 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,306 | 23.6710 EUR |
EUR 0.07 A ordinary | CFD | LONG | 367 | 23.6852 EUR |
EUR 0.07 A ordinary | CFD | LONG | 74,809 | 23.6859 EUR |
EUR 0.07 A ordinary | CFD | LONG | 101,250 | 23.7025 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,725 | 23.7263 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,355 | 23.7937 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,149 | 23.7937 EUR |
EUR 0.07 A ordinary | CFD | LONG | 311 | 23.7937 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,625 | 23.6300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 926 | 23.6560 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,563 | 23.6563 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 519,500 | 23.6768 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1 | 23.6768 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,279 | 23.6774 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,562 | 23.7003 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,109 | 23.7212 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27,377 | 23.7536 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 65,000 | 23.8173 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16 | 16.4400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,909 | 16.4850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2 | 16.4850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 925 | 16.4850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9 | 16.4850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2 | 16.4850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,022 | 16.5570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,886 | 16.5570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 43,910 | 16.5570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,675 | 16.5570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,328 | 16.5570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,430 | 16.5570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,566 | 16.5570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,964 | 16.5570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,484 | 16.5570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,880 | 16.5592 GBP |
EUR 0.07 A ordinary | CFD | LONG | 23 | 16.5800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,469 | 16.5912 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 383 | 16.4850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18 | 16.4850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 133 | 16.4850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,188 | 16.5081 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,774 | 16.5081 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 21,035 | 16.5081 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,864 | 16.5081 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,000 | 16.5138 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 82 | 16.5171 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 359 | 16.5171 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 7,007 | 16.5171 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,596 | 16.5171 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 932 | 16.5171 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 212 | 16.5171 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,000 | 16.5176 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 344,800 | 16.5306 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 68,746 | 16.5442 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 620,000 | 16.5450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,504 | 16.5522 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,023 | 16.6134 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,251 | 16.6400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,636 | 16.6400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 135 | 16.6400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,822 | 16.6686 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,705 | 16.6706 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,825 | 16.6706 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,962 | 16.6706 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,715 | 16.6706 GBP |
EUR 0.07 B ordinary | CFD | LONG | 143 | 16.6986 GBP |
EUR 0.07 B ordinary | CFD | LONG | 344,800 | 16.6986 GBP |
EUR 0.07 B ordinary | CFD | LONG | 300 | 16.7005 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32 | 16.7028 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,550 | 16.7032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,131 | 16.7057 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,847 | 16.7091 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,146 | 16.7145 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,613 | 16.7408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,657 | 16.7408 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52 | 16.7450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,200 | 16.8033 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 74 | 16.5980 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,891 | 16.6650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,309 | 16.6650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,177 | 16.6650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,491 | 16.6650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,473 | 16.6686 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,681 | 16.6750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 72,904 | 16.6771 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 143 | 16.7034 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,625 | 16.7034 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,807 | 16.7034 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,625 | 16.7034 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 186 | 16.7034 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 186 | 16.7034 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 482 | 16.7034 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 374 | 16.7034 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 482 | 16.7034 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 48,358 | 16.7052 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31,104 | 16.7566 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 78,134 | 16.7667 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 816 | 16.7894 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,999 | 16.7106 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.