17 Nov 2015 10:31
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 16 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | PURCHASES | 1,406,846 | 23.0600 EUR | 22.3500 EUR |
EUR 0.07 A ordinary | SALES | 1,444,504 | 23.0650 EUR | 22.3500 EUR |
EUR 0.07 A ordinary | PURCHASES | 419,342 | 16.1650 GBP | 15.6650 GBP |
EUR 0.07 A ordinary | SALES | 485,725 | 16.1600 GBP | 15.6650 GBP |
EUR 0.07 A ordinary | PURCHASES | 758 | 24.1096 USD | 24.1096 USD |
EUR 0.07 B ordinary | PURCHASES | 575,703 | 16.2400 GBP | 15.7600 GBP |
EUR 0.07 B ordinary | SALES | 735,514 | 16.2550 GBP | 15.7600 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 2,995 | 22.7507 EUR |
EUR 0.07 A ordinary | CFD | LONG | 281 | 22.7650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19 | 22.7650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 233 | 22.7650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 90,925 | 22.7704 EUR |
EUR 0.07 A ordinary | CFD | LONG | 366,525 | 22.7834 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,004 | 22.7911 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,583 | 22.8082 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,805 | 22.8098 EUR |
EUR 0.07 A ordinary | CFD | LONG | 339 | 22.8183 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,468 | 22.8280 EUR |
EUR 0.07 A ordinary | CFD | LONG | 255 | 22.8566 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,679 | 22.3500 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 865 | 22.5400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,627 | 22.5650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 75,911 | 22.5650 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23,056 | 22.5662 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,043 | 22.5732 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 368,725 | 22.7771 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 909 | 22.7771 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 323 | 22.8430 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 79 | 22.8797 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,412 | 22.8797 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,800 | 22.9242 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 58,155 | 22.9327 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 585 | 22.9464 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,887 | 22.9464 EUR |
EUR 0.07 A ordinary | CFD | LONG | 108 | 15.7600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5 | 15.7600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 377 | 15.7600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 37 | 15.7600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,793 | 15.7600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 111 | 15.7600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 71 | 15.7600 GBP |
EUR 0.07 A ordinary | CFD | LONG | 173 | 15.7917 GBP |
EUR 0.07 A ordinary | CFD | LONG | 64 | 15.8077 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,000 | 15.8779 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 15.8781 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,150 | 15.9145 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,148 | 15.9145 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,377 | 15.9406 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,671 | 15.9422 GBP |
EUR 0.07 A ordinary | CFD | LONG | 57,936 | 15.9563 GBP |
EUR 0.07 A ordinary | CFD | LONG | 93,818 | 15.9642 GBP |
EUR 0.07 A ordinary | CFD | LONG | 8,000 | 15.9930 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,000 | 16.0135 GBP |
EUR 0.07 A ordinary | CFD | LONG | 771 | 16.0586 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,055 | 16.0586 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,002 | 16.0586 GBP |
EUR 0.07 A ordinary | CFD | LONG | 10,000 | 16.0909 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 30,335 | 15.7600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,506 | 15.7803 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 282 | 15.7803 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 732 | 15.7803 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,817 | 15.9297 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24,905 | 15.9486 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,895 | 15.9918 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 848 | 16.0142 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,615 | 16.0142 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,495 | 16.0142 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,264 | 16.0142 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 173 | 16.0450 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 151,790 | 16.0746 GBP |
EUR 0.07 B ordinary | CFD | LONG | 648 | 15.8198 GBP |
EUR 0.07 B ordinary | CFD | LONG | 438 | 15.8198 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,099 | 15.8800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 589 | 15.8800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 167 | 15.8859 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2 | 15.8950 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,302 | 15.9648 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31,178 | 15.9819 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4 | 16.0025 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,996 | 16.0061 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,328 | 16.0128 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42,251 | 16.0437 GBP |
EUR 0.07 B ordinary | CFD | LONG | 83,960 | 16.0655 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,843 | 16.0844 GBP |
EUR 0.07 B ordinary | CFD | LONG | 48,200 | 16.0943 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,059 | 16.1087 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,436 | 16.1173 GBP |
EUR 0.07 B ordinary | CFD | LONG | 832 | 16.1173 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,240 | 16.1173 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,374 | 16.1173 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,292 | 16.1564 GBP |
EUR 0.07 B ordinary | CFD | LONG | 498 | 16.1564 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,712 | 16.1564 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 682 | 15.7600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 589 | 15.8500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,500 | 15.8700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 282 | 15.8700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 732 | 15.8700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 197 | 15.8975 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 23,238 | 15.9086 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,360 | 16.0446 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 49,321 | 16.0459 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29,639 | 16.0572 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,255 | 16.0669 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 94,602 | 16.1647 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 17 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.