18 Nov 2015 10:32
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 17 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 4,365 | 49.8600 USD | 49.2500 USD |
A ADSs | SALES | 41,934 | 49.9100 USD | 49.2300 USD |
B ADSs | PURCHASES | 5,810 | 50.1000 USD | 49.6000 USD |
B ADSs | SALES | 1,105 | 50.0500 USD | 49.6900 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 9 | 49.2500 USD |
A ADSs | CFD | LONG | 12 | 49.2500 USD |
A ADSs | CFD | LONG | 99 | 49.4200 USD |
A ADSs | CFD | LONG | 1,000 | 49.4660 USD |
A ADSs | CFD | LONG | 38,613 | 49.5321 USD |
A ADSs | CFD | LONG | 900 | 49.5366 USD |
A ADSs | CFD | LONG | 900 | 49.5671 USD |
A ADSs | CFD | LONG | 101 | 49.6675 USD |
A ADSs | CFD | LONG | 300 | 49.7600 USD |
A ADSs | CFD | SHORT | 500 | 49.3210 USD |
A ADSs | CFD | SHORT | 98 | 49.3700 USD |
A ADSs | CFD | SHORT | 298 | 49.4501 USD |
A ADSs | CFD | SHORT | 100 | 49.4501 USD |
A ADSs | CFD | SHORT | 200 | 49.5400 USD |
A ADSs | CFD | SHORT | 1,900 | 49.5468 USD |
A ADSs | CFD | SHORT | 202 | 49.7178 USD |
A ADSs | CFD | SHORT | 1,067 | 49.8600 USD |
B ADSs | CFD | LONG | 100 | 49.6900 USD |
B ADSs | CFD | LONG | 2 | 49.7400 USD |
B ADSs | CFD | LONG | 3 | 49.7400 USD |
B ADSs | CFD | LONG | 100 | 49.7700 USD |
B ADSs | CFD | LONG | 700 | 49.8944 USD |
B ADSs | CFD | LONG | 200 | 50.0500 USD |
B ADSs | CFD | SHORT | 1,500 | 49.7886 USD |
B ADSs | CFD | SHORT | 610 | 49.7973 USD |
B ADSs | CFD | SHORT | 2,600 | 49.8215 USD |
B ADSs | CFD | SHORT | 1,000 | 49.8540 USD |
B ADSs | CFD | SHORT | 100 | 49.9400 USD |
EUR 0.07 A ordinary | CFD | LONG | 6,919 | 23.1485 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,946 | 23.1485 EUR |
EUR 0.07 A ordinary | CFD | LONG | 585 | 23.2166 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,845 | 23.2166 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,228 | 23.2648 EUR |
EUR 0.07 A ordinary | CFD | LONG | 27 | 23.2648 EUR |
EUR 0.07 A ordinary | CFD | LONG | 43 | 23.2648 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,480 | 23.3189 EUR |
EUR 0.07 A ordinary | CFD | LONG | 40 | 23.3200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31 | 23.3200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 121 | 23.3200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 40 | 23.3200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 31 | 23.3200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 91 | 23.3200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 301 | 23.2933 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23 | 23.3489 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 23 | 23.3520 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 22 | 23.3539 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2 | 23.4200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 415 | 16.1951 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,860 | 16.2014 GBP |
EUR 0.07 A ordinary | CFD | LONG | 80 | 16.2038 GBP |
EUR 0.07 A ordinary | CFD | LONG | 100 | 16.2100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,026 | 16.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,221 | 16.1800 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,998 | 16.1806 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 66,180 | 16.1806 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,049 | 16.1944 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,128 | 16.1944 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 12,340 | 16.2021 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,800 | 16.2032 GBP |
EUR 0.07 B ordinary | CFD | LONG | 31 | 23.4150 EUR |
EUR 0.07 B ordinary | CFD | LONG | 30,364 | 15.8125 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,698 | 16.3037 GBP |
EUR 0.07 B ordinary | CFD | LONG | 71,842 | 16.3257 GBP |
EUR 0.07 B ordinary | CFD | LONG | 30,387 | 16.3370 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,818 | 16.3370 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,158 | 16.3450 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,362 | 16.3486 GBP |
EUR 0.07 B ordinary | CFD | LONG | 38,084 | 16.3501 GBP |
EUR 0.07 B ordinary | CFD | LONG | 458 | 16.3574 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,250 | 16.3603 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,487 | 16.3629 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,595 | 16.3629 GBP |
EUR 0.07 B ordinary | CFD | LONG | 979 | 16.3636 GBP |
EUR 0.07 B ordinary | CFD | LONG | 24 | 16.3700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,025 | 16.3725 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,231 | 16.3739 GBP |
EUR 0.07 B ordinary | CFD | LONG | 300 | 16.3866 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,036 | 16.3196 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,875 | 16.3213 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 16.3380 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,454 | 16.3396 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20 | 16.3500 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 90 | 16.3503 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,722 | 16.3576 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 16.3712 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,981 | 16.4063 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 18 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.