30 Nov 2015 15:10
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 25 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 4,868 | 50.3400 USD | 49.6800 USD |
A ADSs | SALES | 69,538 | 50.2900 USD | 49.6600 USD |
B ADSs | PURCHASES | 6,600 | 50.8000 USD | 50.2800 USD |
B ADSs | SALES | 1,300 | 50.8400 USD | 50.4300 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 9 | 49.9200 USD |
A ADSs | CFD | LONG | 12 | 49.9200 USD |
A ADSs | CFD | LONG | 3 | 49.9200 USD |
A ADSs | CFD | LONG | 5 | 49.9200 USD |
A ADSs | CFD | LONG | 64,638 | 49.9464 USD |
A ADSs | CFD | LONG | 1,171 | 50.0230 USD |
A ADSs | CFD | LONG | 1,500 | 50.0292 USD |
A ADSs | CFD | LONG | 400 | 50.0300 USD |
A ADSs | CFD | LONG | 900 | 50.0426 USD |
A ADSs | CFD | LONG | 500 | 50.0580 USD |
A ADSs | CFD | LONG | 400 | 50.2900 USD |
A ADSs | CFD | SHORT | 100 | 49.8600 USD |
A ADSs | CFD | SHORT | 1,100 | 49.9418 USD |
A ADSs | CFD | SHORT | 1,200 | 50.0558 USD |
A ADSs | CFD | SHORT | 1,600 | 50.1415 USD |
A ADSs | CFD | SHORT | 800 | 50.2068 USD |
A ADSs | CFD | SHORT | 68 | 50.2200 USD |
B ADSs | CFD | LONG | 100 | 50.4900 USD |
B ADSs | CFD | LONG | 200 | 50.5000 USD |
B ADSs | CFD | LONG | 200 | 50.6000 USD |
B ADSs | CFD | LONG | 600 | 50.6483 USD |
B ADSs | CFD | LONG | 200 | 50.6500 USD |
B ADSs | CFD | SHORT | 1,200 | 50.5658 USD |
B ADSs | CFD | SHORT | 3,100 | 50.5796 USD |
B ADSs | CFD | SHORT | 2,300 | 50.6047 USD |
EUR 0.07 A ordinary | CFD | LONG | 778 | 23.5136 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1 | 23.6150 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5 | 23.6220 EUR |
EUR 0.07 A ordinary | CFD | LONG | 42 | 23.6220 EUR |
EUR 0.07 A ordinary | CFD | LONG | 19,329 | 23.6300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,329 | 23.6300 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 926 | 23.6560 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 23.6569 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 23.6719 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 16,900 | 23.6756 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 969 | 23.6962 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,489 | 16.4850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,268 | 16.5296 GBP |
EUR 0.07 A ordinary | CFD | LONG | 30,601 | 16.5687 GBP |
EUR 0.07 A ordinary | CFD | LONG | 23 | 16.5800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 952 | 16.5969 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,489 | 16.4850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,173 | 16.4968 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,560 | 16.5052 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 110 | 16.5076 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 42,536 | 16.5081 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 19,320 | 16.5081 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,500 | 16.5285 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,959 | 16.5393 GBP |
EUR 0.07 B ordinary | CFD | LONG | 469 | 16.6400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,986 | 16.6400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,140 | 16.6534 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,491 | 16.6650 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,554 | 16.6706 GBP |
EUR 0.07 B ordinary | CFD | LONG | 41,938 | 16.6706 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,064 | 16.6897 GBP |
EUR 0.07 B ordinary | CFD | LONG | 936 | 16.7008 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32 | 16.7028 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,506 | 16.7091 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,796 | 16.7653 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,000 | 16.7832 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 32 | 16.5980 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,491 | 16.6650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,681 | 16.6750 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,651 | 16.6955 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 20,061 | 16.7110 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,544 | 16.7144 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 606 | 16.7144 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,268 | 16.7144 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 220 | 16.7225 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,330 | 16.7566 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,298 | 16.7667 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,294 | 16.7667 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
Date of disclosure: | 30 NOVEMBER 2015 |
Contact name: | Craig Horsley |
Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.