29 Jan 2016 17:23
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 26 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 51,400 | 41.4847 USD | 40.1500 USD |
A ADSs | SALES | 33,238 | 41.5100 USD | 40.1800 USD |
B ADSs | PURCHASES | 100 | 40.4000 USD | 40.4000 USD |
B ADSs | SALES | 14,997 | 41.3600 USD | 40.2800 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 401 | 40.2650 USD |
A ADSs | CFD | LONG | 300 | 40.7400 USD |
A ADSs | CFD | LONG | 699 | 40.7780 USD |
A ADSs | CFD | LONG | 700 | 40.9686 USD |
A ADSs | CFD | LONG | 23,210 | 40.9860 USD |
A ADSs | CFD | LONG | 600 | 41.0683 USD |
A ADSs | CFD | LONG | 2,200 | 41.1481 USD |
A ADSs | CFD | LONG | 1,200 | 41.1500 USD |
A ADSs | CFD | LONG | 900 | 41.1926 USD |
A ADSs | CFD | LONG | 2,400 | 41.2416 USD |
A ADSs | CFD | LONG | 530 | 41.3896 USD |
A ADSs | CFD | LONG | 98 | 41.4200 USD |
A ADSs | CFD | SHORT | 800 | 40.6600 USD |
A ADSs | CFD | SHORT | 48,000 | 40.9526 USD |
A ADSs | CFD | SHORT | 300 | 40.9866 USD |
A ADSs | CFD | SHORT | 2,000 | 41.0426 USD |
A ADSs | CFD | SHORT | 300 | 41.4200 USD |
B ADSs | CFD | LONG | 400 | 40.4300 USD |
B ADSs | CFD | LONG | 1,800 | 40.9300 USD |
B ADSs | CFD | LONG | 1,700 | 41.0194 USD |
B ADSs | CFD | LONG | 1,200 | 41.0333 USD |
B ADSs | CFD | LONG | 900 | 41.0772 USD |
B ADSs | CFD | LONG | 8,397 | 41.1974 USD |
B ADSs | CFD | LONG | 600 | 41.2083 USD |
B ADSs | CFD | SHORT | 100 | 40.4000 USD |
EUR 0.07 A ordinary | CFD | LONG | 7,903 | 18.5039 EUR |
EUR 0.07 A ordinary | CFD | LONG | 700 | 18.7768 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,400 | 18.7945 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,083 | 18.8365 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,564 | 18.4571 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,403 | 18.6128 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9 | 18.6775 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 989 | 18.6775 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,022 | 18.9061 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,329 | 18.9061 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 479 | 18.9064 EUR |
EUR 0.07 A ordinary | CFD | LONG | 18,424 | 13.8789 GBP |
EUR 0.07 A ordinary | CFD | LONG | 21,706 | 13.9545 GBP |
EUR 0.07 A ordinary | CFD | LONG | 13,100 | 14.1240 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,900 | 14.1607 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7,960 | 14.1637 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,712 | 14.1637 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,400 | 14.1399 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,390 | 14.1567 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,295 | 14.2219 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,542 | 14.2250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,747 | 13.7045 GBP |
EUR 0.07 B ordinary | CFD | LONG | 36,408 | 13.7816 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,382 | 13.7816 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,000 | 13.7960 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,000 | 13.7988 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,574 | 13.8946 GBP |
EUR 0.07 B ordinary | CFD | LONG | 78,669 | 13.9130 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,478 | 13.9130 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,766 | 13.9130 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,280 | 13.9382 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,371 | 13.9560 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,457 | 13.9560 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,770 | 13.9560 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,109 | 13.9578 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,202 | 13.9578 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,157 | 13.9578 GBP |
EUR 0.07 B ordinary | CFD | LONG | 220 | 13.9705 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,243 | 13.9735 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,034 | 13.9735 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,521 | 13.9735 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,682 | 13.9735 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,982 | 13.9766 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,528 | 14.0269 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,180 | 14.0719 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,994 | 14.0852 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,495 | 14.0852 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,019 | 14.0852 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,253 | 14.0852 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,253 | 14.0884 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,019 | 14.0884 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,495 | 14.0884 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,994 | 14.0884 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,342 | 14.0914 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,316 | 14.1212 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,682 | 14.1212 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,250 | 14.1329 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,688 | 14.1610 GBP |
EUR 0.07 B ordinary | CFD | LONG | 549 | 14.1610 GBP |
EUR 0.07 B ordinary | CFD | LONG | 413 | 14.1610 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,634 | 14.1696 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,908 | 14.1936 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,351 | 14.2050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,310 | 14.0122 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 56 | 14.0425 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,500 | 14.0940 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 116,166 | 14.0966 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 369,066 | 14.0966 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,043 | 14.1361 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,616 | 14.1568 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 8,712 | 14.1913 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 6,712 | 14.1913 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,584 | 14.2050 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 29 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.