29 Dec 2015 07:00
AMENDMENT (Section 2a)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 21 DECEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 37,187 | 48.6473 USD | 48.6473 USD |
A ADSs | SALES | 37,187 | 44.0100 USD | 44.0100 USD |
EUR 0.07 A ordinary | PURCHASES | 1,350,598 | 22.4283 EUR | 19.8600 EUR |
EUR 0.07 A ordinary | SALES | 973,150 | 20.3650 EUR | 19.8589 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,990,690 | 16.2087 GBP | 14.4200 GBP |
EUR 0.07 A ordinary | SALES | 1,983,798 | 16.2086 GBP | 14.4200 GBP |
EUR 0.07 A ordinary | PURCHASES | 86,058 | 24.2738 USD | 22.0200 USD |
EUR 0.07 B ordinary | PURCHASES | 5,000 | 20.3500 EUR | 20.3350 EUR |
EUR 0.07 B ordinary | SALES | 5,000 | 20.3380 EUR | 20.3380 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,735,425 | 14.7750 GBP | 14.5050 GBP |
EUR 0.07 B ordinary | SALES | 3,528,560 | 14.7750 GBP | 14.5050 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | SHORT | 8,908 | 43.8394 USD |
EUR 0.07 A ordinary | CFD | LONG | 2,076 | 19.8589 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,478 | 19.8600 EUR |
EUR 0.07 A ordinary | CFD | LONG | 54,600 | 20.0676 EUR |
EUR 0.07 A ordinary | CFD | LONG | 87 | 20.0763 EUR |
EUR 0.07 A ordinary | CFD | LONG | 53,207 | 20.1888 EUR |
EUR 0.07 A ordinary | CFD | LONG | 375,844 | 20.2073 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 20.2452 EUR |
EUR 0.07 A ordinary | CFD | LONG | 76,795 | 20.2637 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,122 | 20.2755 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 721 | 19.8600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 281,774 | 19.8600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,006 | 19.8600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,344 | 19.9050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,134 | 19.9050 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 28,875 | 20.0213 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 161 | 20.0850 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 306 | 20.1975 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 380,567 | 20.1975 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,794 | 20.2061 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 969 | 20.2135 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 20,100 | 20.3476 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,041 | 14.4200 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,488 | 14.5196 GBP |
EUR 0.07 A ordinary | CFD | LONG | 125,000 | 14.5968 GBP |
EUR 0.07 A ordinary | CFD | LONG | 135 | 14.5980 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,776 | 14.5980 GBP |
EUR 0.07 A ordinary | CFD | LONG | 414 | 14.5980 GBP |
EUR 0.07 A ordinary | CFD | LONG | 125,000 | 14.5988 GBP |
EUR 0.07 A ordinary | CFD | LONG | 14,800 | 14.5994 GBP |
EUR 0.07 A ordinary | CFD | LONG | 620,000 | 14.6000 GBP |
EUR 0.07 A ordinary | CFD | LONG | 133,782 | 14.6018 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 14.6050 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 14.6050 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,314 | 14.6576 GBP |
EUR 0.07 A ordinary | CFD | LONG | 133 | 14.6750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 268 | 14.4200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 93 | 14.4200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13 | 14.4200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 26,477 | 14.4200 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,522 | 14.5380 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 495 | 14.5380 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,214 | 14.5380 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 341 | 14.6000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 53,594 | 14.6116 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 108,190 | 14.6204 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,789 | 14.6209 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 133 | 14.6700 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29 | 14.5400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9 | 14.5400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 188 | 14.5400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,816 | 14.5861 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52,029 | 14.6003 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,100 | 14.6146 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,300 | 14.6146 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,441 | 14.6243 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,650 | 14.6364 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,112 | 14.6407 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,244 | 14.6407 GBP |
EUR 0.07 B ordinary | CFD | LONG | 116,987 | 14.6407 GBP |
EUR 0.07 B ordinary | CFD | LONG | 112,896 | 14.6407 GBP |
EUR 0.07 B ordinary | CFD | LONG | 116,183 | 14.6407 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,969 | 14.6407 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,292 | 14.6456 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,184 | 14.6579 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,120 | 14.6579 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,394 | 14.6579 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,816 | 14.6580 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,283,524 | 14.6582 GBP |
EUR 0.07 B ordinary | CFD | LONG | 117,704 | 14.6582 GBP |
EUR 0.07 B ordinary | CFD | LONG | 23,160 | 14.6661 GBP |
EUR 0.07 B ordinary | CFD | LONG | 158,228 | 14.6729 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,726 | 14.6753 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 14.6753 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,398 | 14.6753 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,998 | 14.6753 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,525 | 14.6753 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1 | 14.6753 GBP |
EUR 0.07 B ordinary | CFD | LONG | 802 | 14.6753 GBP |
EUR 0.07 B ordinary | CFD | LONG | 865 | 14.6753 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,555 | 14.6800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,382 | 14.6800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,439 | 14.6800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,610 | 14.6800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,063 | 14.6800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 22,308 | 14.6800 GBP |
EUR 0.07 B ordinary | CFD | LONG | 58 | 14.7150 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,811 | 14.7162 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,610 | 14.7162 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,133 | 14.7162 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,964 | 14.7162 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,218 | 14.7162 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,585 | 14.7162 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,034 | 14.5050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,443 | 14.6143 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,689 | 14.6143 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 470 | 14.6143 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 44,540 | 14.6431 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 16,710 | 14.6546 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 124,262 | 14.6646 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 738 | 14.6646 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 635 | 14.6650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,365 | 14.6650 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 125,000 | 14.6656 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,000 | 14.6700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,191 | 14.6733 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 174 | 14.6888 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 185,900 | 14.6905 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 122,038 | 14.6920 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 24 DECEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.