26 Nov 2015 14:08
AMENDMENT (Section 2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 20 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,842 | 49.9943 USD | 49.9943 USD |
A ADSs | SALES | 1,842 | 49.9943 USD | 49.9943 USD |
EUR 0.07 A ordinary | PURCHASES | 1,298,862 | 23.8450 EUR | 23.4300 EUR |
EUR 0.07 A ordinary | SALES | 1,413,506 | 23.8450 EUR | 23.4300 EUR |
EUR 0.07 A ordinary | PURCHASES | 1,199,427 | 16.6815 GBP | 16.3300 GBP |
EUR 0.07 A ordinary | SALES | 588,787 | 16.6250 GBP | 16.3350 GBP |
EUR 0.07 A ordinary | PURCHASES | 8,312 | 16.3500 USD | 16.3500 USD |
EUR 0.07 B ordinary | PURCHASES | 110 | 23.9500 EUR | 23.9500 EUR |
EUR 0.07 B ordinary | SALES | 110 | 23.9500 EUR | 23.9500 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,998,817 | 16.8768 GBP | 16.4300 GBP |
EUR 0.07 B ordinary | SALES | 1,297,020 | 16.8000 GBP | 16.4256 GBP |
EUR 0.07 B ordinary | PURCHASES | 5,968 | 16.4850 USD | 16.4850 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
B ADSs | CFD | LONG | 100 | 51.0050 USD |
B ADSs | CFD | SHORT | 498 | 50.3160 USD |
EUR 0.07 A ordinary | CFD | LONG | 10 | 23.4490 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,006 | 23.4937 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,317 | 23.4950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,466 | 23.4950 EUR |
EUR 0.07 A ordinary | CFD | LONG | 8,204 | 23.5578 EUR |
EUR 0.07 A ordinary | CFD | LONG | 45,345 | 23.5708 EUR |
EUR 0.07 A ordinary | CFD | LONG | 702 | 23.5913 EUR |
EUR 0.07 A ordinary | CFD | LONG | 58,369 | 23.6250 EUR |
EUR 0.07 A ordinary | CFD | LONG | 16,255 | 23.6262 EUR |
EUR 0.07 A ordinary | CFD | LONG | 13,689 | 23.6262 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,109 | 23.6262 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,354 | 23.6402 EUR |
EUR 0.07 A ordinary | CFD | LONG | 592 | 23.6402 EUR |
EUR 0.07 A ordinary | CFD | LONG | 614,762 | 23.6541 EUR |
EUR 0.07 A ordinary | CFD | LONG | 6,820 | 23.7119 EUR |
EUR 0.07 A ordinary | CFD | LONG | 500 | 23.7120 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 98 | 23.5200 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 614,938 | 23.6503 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 18,554 | 23.6503 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 592 | 23.6534 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 344 | 23.6534 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 4,679 | 23.6863 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,771 | 23.6922 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 433 | 23.7073 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 6,300 | 23.7150 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 620 | 23.7239 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,042 | 16.3500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 713 | 16.3500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 99 | 16.3500 GBP |
EUR 0.07 A ordinary | CFD | LONG | 11,000 | 16.4758 GBP |
EUR 0.07 A ordinary | CFD | LONG | 6,182 | 16.4772 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,332 | 16.4789 GBP |
EUR 0.07 A ordinary | CFD | LONG | 7 | 16.5350 GBP |
EUR 0.07 A ordinary | CFD | LONG | 170 | 16.5400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9 | 16.5400 GBP |
EUR 0.07 A ordinary | CFD | LONG | 23 | 16.5400 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18,308 | 16.3500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,535 | 16.3500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,697 | 16.3500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,535 | 16.3500 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 293 | 16.3832 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 87 | 16.4079 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 197 | 16.4079 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 197 | 16.4079 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,843 | 16.4079 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,691 | 16.4079 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,843 | 16.4079 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 511 | 16.4079 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 511 | 16.4079 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 225 | 16.4079 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,561 | 16.4454 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,595 | 16.4646 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,595 | 16.4646 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 13,448 | 16.4703 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,434 | 16.4767 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 72,119 | 16.4911 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,508 | 16.5325 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,076 | 16.5325 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8,166 | 16.5325 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 722 | 16.5325 GBP |
EUR 0.07 B ordinary | CFD | LONG | 17,362 | 16.4850 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,114 | 16.5167 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,856 | 16.5702 GBP |
EUR 0.07 B ordinary | CFD | LONG | 966 | 16.5702 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,434 | 16.5702 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,986 | 16.5702 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,120 | 16.5933 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,018 | 16.5996 GBP |
EUR 0.07 B ordinary | CFD | LONG | 52 | 16.6050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,590 | 16.6139 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,355 | 16.6318 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,402 | 16.6318 GBP |
EUR 0.07 B ordinary | CFD | LONG | 11,488 | 16.6318 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,618 | 16.6318 GBP |
EUR 0.07 B ordinary | CFD | LONG | 722 | 16.6630 GBP |
EUR 0.07 B ordinary | CFD | LONG | 8,139 | 16.6630 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,077 | 16.6630 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,491 | 16.6630 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 29 | 16.4666 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 358 | 16.4685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 358 | 16.4685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 488 | 16.4685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 188 | 16.4685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 138 | 16.4685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 138 | 16.4685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,695 | 16.4685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,664 | 16.4685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,695 | 16.4685 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 133 | 16.5027 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 28,500 | 16.5456 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,700 | 16.5456 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 222,700 | 16.5777 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,259 | 16.5927 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 75,525 | 16.6076 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 111,350 | 16.6766 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
A ADSs | PUT | SALE | 12,000 | 50.0000 | A | 18/12/2015 | 173.0000 USD |
A ADSs | PUT | SALE | 32,500 | 50.0000 | A | 18/12/2015 | 173.0000 USD |
A ADSs | PUT | SALE | 32,200 | 50.0000 | A | 18/12/2015 | 173.0000 USD |
A ADSs | PUT | SALE | 2,100 | 50.0000 | A | 18/12/2015 | 173.0000 USD |
A ADSs | PUT | PURCHASE | 78,800 | 50.0000 | A | 18/12/2015 | 173.0000 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
EUR 0.07 A ordinary | PUT | 27,200 | 23.0000 EUR |
EUR 0.07 A ordinary | CALL | 250,000 | 25.0000 EUR |
EUR 0.07 A ordinary | PUT | 75,000 | 1,600.0000 GBP |
EUR 0.07 A ordinary | CALL | 750,000 | 26.0000 EUR |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 26 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.