13 Nov 2015 16:26
AMENDMENT (Section 2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 10 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 1,139 | 50.5703 USD | 50.5703 USD |
A ADSs | SALES | 1,499 | 63.2167 USD | 50.5703 USD |
EUR 0.07 A ordinary | PURCHASES | 756,302 | 24.1850 EUR | 23.8700 EUR |
EUR 0.07 A ordinary | SALES | 867,421 | 24.2200 EUR | 23.8750 EUR |
EUR 0.07 A ordinary | PURCHASES | 912,774 | 17.1050 GBP | 16.8100 GBP |
EUR 0.07 A ordinary | SALES | 1,213,972 | 17.1000 GBP | 16.8100 GBP |
EUR 0.07 B ordinary | PURCHASES | 1,446 | 24.3400 EUR | 24.3400 EUR |
EUR 0.07 B ordinary | SALES | 51,475 | 24.3400 EUR | 24.0395 EUR |
EUR 0.07 B ordinary | PURCHASES | 1,610,840 | 17.1400 GBP | 16.8900 GBP |
EUR 0.07 B ordinary | SALES | 2,027,568 | 17.1650 GBP | 16.8900 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 695 | 23.9625 EUR |
EUR 0.07 A ordinary | CFD | LONG | 38 | 23.9650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 36,076 | 23.9836 EUR |
EUR 0.07 A ordinary | CFD | LONG | 339,251 | 24.0176 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,322 | 24.0176 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,997 | 24.0200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,794 | 24.0200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,329 | 24.0200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 14,793 | 24.0200 EUR |
EUR 0.07 A ordinary | CFD | LONG | 30,487 | 24.0234 EUR |
EUR 0.07 A ordinary | CFD | LONG | 40,766 | 24.0272 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 38 | 23.9600 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 40,490 | 23.9740 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 338,285 | 24.0055 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,233 | 24.0198 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 8,691 | 24.0198 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 581 | 24.0198 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 629 | 24.0265 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 910 | 24.0535 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 11,675 | 24.0888 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100 | 16.8460 GBP |
EUR 0.07 A ordinary | CFD | LONG | 17,988 | 16.8569 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27,871 | 16.8626 GBP |
EUR 0.07 A ordinary | CFD | LONG | 27,714 | 16.8796 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1 | 16.8800 GBP |
EUR 0.07 A ordinary | CFD | LONG | 60,150 | 16.8887 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,073 | 16.8902 GBP |
EUR 0.07 A ordinary | CFD | LONG | 316,818 | 16.8902 GBP |
EUR 0.07 A ordinary | CFD | LONG | 131 | 16.9395 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,552 | 16.9395 GBP |
EUR 0.07 A ordinary | CFD | LONG | 340 | 16.9395 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,309 | 16.9559 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 43 | 16.8442 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 111 | 16.8442 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 830 | 16.8442 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,761 | 16.8600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 49 | 16.8600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 354 | 16.8600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,016 | 16.8600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,334 | 16.8600 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 316,818 | 16.8855 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,109 | 16.9067 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,132 | 16.9215 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 18,684 | 16.9247 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,000 | 17.0076 GBP |
EUR 0.07 B ordinary | CFD | LONG | 50,000 | 24.0395 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,817 | 16.9276 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,236 | 16.9300 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,324 | 16.9377 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33,946 | 16.9459 GBP |
EUR 0.07 B ordinary | CFD | LONG | 67,000 | 16.9541 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,831 | 16.9739 GBP |
EUR 0.07 B ordinary | CFD | LONG | 47,886 | 16.9739 GBP |
EUR 0.07 B ordinary | CFD | LONG | 28,723 | 16.9759 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,621 | 16.9791 GBP |
EUR 0.07 B ordinary | CFD | LONG | 321,634 | 16.9832 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,645 | 16.9832 GBP |
EUR 0.07 B ordinary | CFD | LONG | 65,804 | 16.9883 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,063 | 16.9995 GBP |
EUR 0.07 B ordinary | CFD | LONG | 178 | 17.0600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 462 | 17.0600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,477 | 17.0600 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,861 | 17.0620 GBP |
EUR 0.07 B ordinary | CFD | LONG | 200,000 | 17.1100 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,776 | 17.1144 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 197 | 16.9030 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,847 | 16.9030 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 511 | 16.9030 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 10,092 | 16.9200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2 | 16.9200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 2,953 | 16.9200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,907 | 16.9200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,155 | 16.9200 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,744 | 16.9611 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,979 | 16.9624 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 453 | 16.9781 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 321,634 | 16.9853 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 50,500 | 16.9868 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 45,034 | 16.9889 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,661 | 16.9939 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
A ADSs | PUT | PURCHASE | 178,200 | 50.0000 | A | 20/11/2015 | 65.0000 USD |
A ADSs | PUT | SALE | 178,200 | 50.0000 | A | 20/11/2015 | 84.4700 USD |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 13 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.