25 Nov 2015 15:28
AMENDMENT (Section 2 b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley Capital Services LLC |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 18 NOVEMBER 2015 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 34,906 | 50.6400 USD | 49.9165 USD |
A ADSs | SALES | 75,320 | 50.6600 USD | 49.8900 USD |
B ADSs | PURCHASES | 6,600 | 51.0300 USD | 50.5300 USD |
B ADSs | SALES | 2,264 | 51.1000 USD | 50.5200 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
A ADSs | CFD | LONG | 24 | 50.0100 USD |
A ADSs | CFD | LONG | 25,000 | 50.0168 USD |
A ADSs | CFD | LONG | 900 | 50.2451 USD |
A ADSs | CFD | LONG | 400 | 50.2500 USD |
A ADSs | CFD | LONG | 2,100 | 50.2500 USD |
A ADSs | CFD | LONG | 43,580 | 50.2835 USD |
A ADSs | CFD | LONG | 199 | 50.2847 USD |
A ADSs | CFD | LONG | 1,800 | 50.2883 USD |
A ADSs | CFD | LONG | 400 | 50.4300 USD |
A ADSs | CFD | LONG | 101 | 50.5178 USD |
A ADSs | CFD | LONG | 286 | 50.5584 USD |
A ADSs | CFD | LONG | 378 | 50.5584 USD |
A ADSs | CFD | LONG | 87 | 50.5640 USD |
A ADSs | CFD | LONG | 65 | 50.5640 USD |
A ADSs | CFD | SHORT | 100 | 50.1200 USD |
A ADSs | CFD | SHORT | 1,700 | 50.2905 USD |
A ADSs | CFD | SHORT | 600 | 50.4000 USD |
A ADSs | CFD | SHORT | 32,506 | 50.4726 USD |
B ADSs | CFD | LONG | 200 | 50.5500 USD |
B ADSs | CFD | LONG | 300 | 50.6166 USD |
B ADSs | CFD | LONG | 300 | 50.6333 USD |
B ADSs | CFD | LONG | 100 | 50.6500 USD |
B ADSs | CFD | LONG | 1,160 | 50.7448 USD |
B ADSs | CFD | SHORT | 1,200 | 50.7450 USD |
B ADSs | CFD | SHORT | 2,400 | 50.7558 USD |
B ADSs | CFD | SHORT | 2,900 | 50.7841 USD |
B ADSs | CFD | SHORT | 100 | 50.8400 USD |
EUR 0.07 A ordinary | CFD | LONG | 26,240 | 23.4795 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26 | 23.5389 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,183 | 23.5389 EUR |
EUR 0.07 A ordinary | CFD | LONG | 46 | 23.5389 EUR |
EUR 0.07 A ordinary | CFD | LONG | 37 | 23.5539 EUR |
EUR 0.07 A ordinary | CFD | LONG | 129 | 23.6000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 97 | 23.6000 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,939 | 23.6041 EUR |
EUR 0.07 A ordinary | CFD | LONG | 128 | 23.6524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,901 | 23.6524 EUR |
EUR 0.07 A ordinary | CFD | LONG | 65 | 23.6524 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 200 | 23.5820 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 142 | 23.6682 EUR |
EUR 0.07 A ordinary | CFD | LONG | 32,247 | 16.3392 GBP |
EUR 0.07 A ordinary | CFD | LONG | 28,114 | 16.3694 GBP |
EUR 0.07 A ordinary | CFD | LONG | 980 | 16.4570 GBP |
EUR 0.07 A ordinary | CFD | LONG | 29 | 16.4767 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 14,128 | 16.2294 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 20,049 | 16.2294 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 27,852 | 16.3475 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 60,755 | 16.3475 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 31,846 | 16.4000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 37,339 | 16.4040 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,300 | 16.4456 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,430 | 16.4512 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 17,852 | 16.4756 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 151,888 | 16.4771 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 69,630 | 16.4771 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,327 | 16.3723 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,371 | 16.3723 GBP |
EUR 0.07 B ordinary | CFD | LONG | 200 | 16.4750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 42,070 | 16.4867 GBP |
EUR 0.07 B ordinary | CFD | LONG | 59,692 | 16.4867 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,030 | 16.5660 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,204 | 16.5766 GBP |
EUR 0.07 B ordinary | CFD | LONG | 766 | 16.5766 GBP |
EUR 0.07 B ordinary | CFD | LONG | 20,493 | 16.5802 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,441 | 16.5884 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,192 | 16.5884 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,527 | 16.5884 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,203 | 16.5986 GBP |
EUR 0.07 B ordinary | CFD | LONG | 19,698 | 16.5986 GBP |
EUR 0.07 B ordinary | CFD | LONG | 154,562 | 16.5986 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,325 | 16.5986 GBP |
EUR 0.07 B ordinary | CFD | LONG | 508 | 16.6325 GBP |
EUR 0.07 B ordinary | CFD | LONG | 952 | 16.6407 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 9,130 | 16.5401 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 317 | 16.5401 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,919 | 16.5621 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11,135 | 16.5724 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 246 | 16.5909 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 208 | 16.6328 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 25 NOVEMBER 2015 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.