28 Jan 2016 15:24
AMENDMENT (Section 2a & 2b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 26 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 12,501 | 40.8179 USD | 40.8179 USD |
A ADSs | SALES | 12,501 | 40.8179 USD | 40.8179 USD |
EUR 0.07 A ordinary | PURCHASES | 3,095,738 | 19.0400 EUR | 17.7900 EUR |
EUR 0.07 A ordinary | SALES | 3,387,679 | 19.0400 EUR | 17.7900 EUR |
EUR 0.07 A ordinary | PURCHASES | 4,471,836 | 14.2850 GBP | 13.4900 GBP |
EUR 0.07 A ordinary | SALES | 5,591,027 | 14.2850 GBP | 13.4850 GBP |
EUR 0.07 B ordinary | PURCHASES | 4,168,922 | 14.2550 GBP | 13.4750 GBP |
EUR 0.07 B ordinary | SALES | 3,032,025 | 14.2550 GBP | 13.4750 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 1,389 | 18.4577 EUR |
EUR 0.07 A ordinary | CFD | LONG | 33,560 | 18.5471 EUR |
EUR 0.07 A ordinary | CFD | LONG | 806,422 | 18.5753 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,473 | 18.5753 EUR |
EUR 0.07 A ordinary | CFD | LONG | 12,006 | 18.6538 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 18.6608 EUR |
EUR 0.07 A ordinary | CFD | LONG | 184,505 | 18.6716 EUR |
EUR 0.07 A ordinary | CFD | LONG | 115,000 | 18.7062 EUR |
EUR 0.07 A ordinary | CFD | LONG | 100,474 | 18.8125 EUR |
EUR 0.07 A ordinary | CFD | LONG | 411 | 18.8257 EUR |
EUR 0.07 A ordinary | CFD | LONG | 10,862 | 18.9650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 37,123 | 18.9650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,012 | 18.9650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,618 | 19.0383 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,684 | 17.8315 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 12,079 | 17.8359 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 9,515 | 17.8387 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 19,450 | 17.8509 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 126,495 | 18.2911 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,790 | 18.4959 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,551 | 18.5595 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 798,958 | 18.5739 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,403 | 18.6128 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 5,611 | 18.6775 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 7,409 | 18.6775 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 283 | 18.6775 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 27,688 | 18.7519 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 68,605 | 18.7519 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 33,052 | 18.8034 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,506 | 18.9007 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,618 | 18.9650 EUR |
EUR 0.07 A ordinary | CFD | LONG | 993 | 13.6850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 94,656 | 13.8107 GBP |
EUR 0.07 A ordinary | CFD | LONG | 113,323 | 13.8107 GBP |
EUR 0.07 A ordinary | CFD | LONG | 174,174 | 13.8107 GBP |
EUR 0.07 A ordinary | CFD | LONG | 70,494 | 13.8578 GBP |
EUR 0.07 A ordinary | CFD | LONG | 30,719 | 13.8578 GBP |
EUR 0.07 A ordinary | CFD | LONG | 26,956 | 13.8578 GBP |
EUR 0.07 A ordinary | CFD | LONG | 66,620 | 13.8602 GBP |
EUR 0.07 A ordinary | CFD | LONG | 16,000 | 13.8700 GBP |
EUR 0.07 A ordinary | CFD | LONG | 209,391 | 13.9175 GBP |
EUR 0.07 A ordinary | CFD | LONG | 113,644 | 13.9850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 39,154 | 13.9850 GBP |
EUR 0.07 A ordinary | CFD | LONG | 152,798 | 14.0950 GBP |
EUR 0.07 A ordinary | CFD | LONG | 947 | 14.1269 GBP |
EUR 0.07 A ordinary | CFD | LONG | 947 | 14.1269 GBP |
EUR 0.07 A ordinary | CFD | LONG | 15,587 | 14.1269 GBP |
EUR 0.07 A ordinary | CFD | LONG | 45 | 14.1269 GBP |
EUR 0.07 A ordinary | CFD | LONG | 45 | 14.1269 GBP |
EUR 0.07 A ordinary | CFD | LONG | 742 | 14.1269 GBP |
EUR 0.07 A ordinary | CFD | LONG | 135 | 14.1269 GBP |
EUR 0.07 A ordinary | CFD | LONG | 135 | 14.1269 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,215 | 14.1269 GBP |
EUR 0.07 A ordinary | CFD | LONG | 30,403 | 14.1637 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,410 | 14.1637 GBP |
EUR 0.07 A ordinary | CFD | LONG | 59,280 | 14.1637 GBP |
EUR 0.07 A ordinary | CFD | LONG | 67,352 | 14.1637 GBP |
EUR 0.07 A ordinary | CFD | LONG | 9,220 | 14.1637 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,551 | 14.1637 GBP |
EUR 0.07 A ordinary | CFD | LONG | 140,716 | 14.1716 GBP |
EUR 0.07 A ordinary | CFD | LONG | 536 | 14.2250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,533 | 14.2250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,000 | 14.2250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 75 | 14.2250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 150 | 14.2250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 792 | 14.2250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 231 | 14.2250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 153 | 14.2250 GBP |
EUR 0.07 A ordinary | CFD | LONG | 403 | 14.2850 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 24,614 | 13.5058 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 386 | 13.5226 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,000 | 13.5539 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 247 | 13.5719 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 872 | 13.6287 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 231 | 13.6400 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 10,180 | 13.7675 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 96,606 | 13.9698 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 229,693 | 13.9698 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 521 | 13.9718 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 174 | 13.9718 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 3,666 | 13.9718 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,356 | 13.9758 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 84 | 13.9950 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,287 | 13.9999 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,292 | 13.9999 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,118 | 13.9999 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 2,568 | 13.9999 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 259 | 13.9999 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 482 | 13.9999 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 937 | 13.9999 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 121,215 | 14.0050 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 36,818 | 14.0122 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 100,000 | 14.0198 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 59,548 | 14.1623 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 49,091 | 14.1833 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 38,747 | 14.2250 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 29,086 | 14.2250 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 403 | 14.2250 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 5,542 | 14.2250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 21,531 | 13.5543 GBP |
EUR 0.07 B ordinary | CFD | LONG | 3,251 | 13.6550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,025 | 13.7400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,000 | 13.7896 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,128 | 13.8227 GBP |
EUR 0.07 B ordinary | CFD | LONG | 43,774 | 13.8227 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,400 | 13.8442 GBP |
EUR 0.07 B ordinary | CFD | LONG | 125,913 | 13.9130 GBP |
EUR 0.07 B ordinary | CFD | LONG | 184,651 | 13.9376 GBP |
EUR 0.07 B ordinary | CFD | LONG | 73,082 | 13.9611 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,030 | 13.9652 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,730 | 13.9652 GBP |
EUR 0.07 B ordinary | CFD | LONG | 36,552 | 13.9718 GBP |
EUR 0.07 B ordinary | CFD | LONG | 616 | 13.9735 GBP |
EUR 0.07 B ordinary | CFD | LONG | 16,011 | 13.9735 GBP |
EUR 0.07 B ordinary | CFD | LONG | 81,577 | 13.9750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,526 | 13.9750 GBP |
EUR 0.07 B ordinary | CFD | LONG | 99,000 | 13.9980 GBP |
EUR 0.07 B ordinary | CFD | LONG | 107,819 | 14.0385 GBP |
EUR 0.07 B ordinary | CFD | LONG | 44,078 | 14.0412 GBP |
EUR 0.07 B ordinary | CFD | LONG | 94,103 | 14.0550 GBP |
EUR 0.07 B ordinary | CFD | LONG | 6,538 | 14.0719 GBP |
EUR 0.07 B ordinary | CFD | LONG | 101,694 | 14.0780 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,232 | 14.0852 GBP |
EUR 0.07 B ordinary | CFD | LONG | 547 | 14.0852 GBP |
EUR 0.07 B ordinary | CFD | LONG | 547 | 14.0884 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,232 | 14.0884 GBP |
EUR 0.07 B ordinary | CFD | LONG | 357 | 14.0924 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,918 | 14.0930 GBP |
EUR 0.07 B ordinary | CFD | LONG | 597 | 14.1141 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,782 | 14.1141 GBP |
EUR 0.07 B ordinary | CFD | LONG | 12,541 | 14.1141 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15,809 | 14.1212 GBP |
EUR 0.07 B ordinary | CFD | LONG | 89,085 | 14.1212 GBP |
EUR 0.07 B ordinary | CFD | LONG | 197,569 | 14.1212 GBP |
EUR 0.07 B ordinary | CFD | LONG | 98,949 | 14.1212 GBP |
EUR 0.07 B ordinary | CFD | LONG | 26,977 | 14.1212 GBP |
EUR 0.07 B ordinary | CFD | LONG | 13,345 | 14.1212 GBP |
EUR 0.07 B ordinary | CFD | LONG | 30,258 | 14.1471 GBP |
EUR 0.07 B ordinary | CFD | LONG | 18,478 | 14.1471 GBP |
EUR 0.07 B ordinary | CFD | LONG | 59,396 | 14.1476 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,118 | 14.2050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 327 | 14.2050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 211 | 14.2050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 25,054 | 14.2050 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,465 | 14.2550 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 405 | 13.6150 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 561 | 13.6164 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 72,342 | 13.6575 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,468 | 13.6701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 65,283 | 13.6701 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 75 | 13.9575 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,565 | 13.9575 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 222 | 13.9575 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,445 | 13.9713 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 255,037 | 13.9789 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 51,812 | 14.0308 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 80,715 | 14.0308 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,918 | 14.0428 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,619 | 14.1077 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,126 | 14.1361 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,616 | 14.1568 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 5,000 | 14.1900 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 208,190 | 14.1913 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,261,411 | 14.2050 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 77,270 | 14.2066 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 3,584 | 14.2050 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 28 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.