7 Jan 2016 11:01
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Royal Dutch Shell Plc |
(c) Name of the party to the offer with which exempt principal trader is connected:
| BG Group Plc |
(d) Date dealing undertaken: | 06 JANUARY 2016 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
A ADSs | PURCHASES | 8,552 | 44.0314 USD | 44.0314 USD |
A ADSs | SALES | 8,552 | 44.0314 USD | 44.0314 USD |
EUR 0.07 A ordinary | PURCHASES | 1,153,444 | 21.0050 EUR | 20.3250 EUR |
EUR 0.07 A ordinary | SALES | 1,189,237 | 21.0500 EUR | 20.3300 EUR |
EUR 0.07 A ordinary | PURCHASES | 758,892 | 15.2600 GBP | 14.7600 GBP |
EUR 0.07 A ordinary | SALES | 1,705,909 | 15.2554 GBP | 14.7600 GBP |
EUR 0.07 B ordinary | SALES | 101 | 20.5950 EUR | 20.5950 EUR |
EUR 0.07 B ordinary | PURCHASES | 2,160,590 | 15.3650 GBP | 14.8300 GBP |
EUR 0.07 B ordinary | SALES | 4,046,300 | 15.3500 GBP | 14.8300 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | LONG | 10,730 | 20.4843 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,268 | 20.4975 EUR |
EUR 0.07 A ordinary | CFD | LONG | 443 | 20.4975 EUR |
EUR 0.07 A ordinary | CFD | LONG | 37,793 | 20.5135 EUR |
EUR 0.07 A ordinary | CFD | LONG | 125,438 | 20.5169 EUR |
EUR 0.07 A ordinary | CFD | LONG | 25,810 | 20.5169 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,421 | 20.5407 EUR |
EUR 0.07 A ordinary | CFD | LONG | 20,619 | 20.5426 EUR |
EUR 0.07 A ordinary | CFD | LONG | 26,456 | 20.5433 EUR |
EUR 0.07 A ordinary | CFD | LONG | 61,666 | 20.5433 EUR |
EUR 0.07 A ordinary | CFD | LONG | 4,749 | 20.5488 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,037 | 20.5500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,446 | 20.5500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 1,608 | 20.5500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 2,216 | 20.5500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 5,492 | 20.5500 EUR |
EUR 0.07 A ordinary | CFD | LONG | 314,313 | 20.5873 EUR |
EUR 0.07 A ordinary | CFD | LONG | 300 | 20.5907 EUR |
EUR 0.07 A ordinary | CFD | LONG | 3,000 | 20.5925 EUR |
EUR 0.07 A ordinary | CFD | LONG | 857 | 20.7027 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,066 | 20.3967 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 100 | 20.3967 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,695 | 20.3967 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 57 | 20.4465 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 86,142 | 20.5013 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 3,000 | 20.5625 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 290,459 | 20.5659 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 17,438 | 20.5849 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 329,639 | 20.5849 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 422 | 20.5912 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 438 | 20.7400 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 1,180 | 20.7546 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 2,919 | 20.8275 EUR |
EUR 0.07 A ordinary | CFD | SHORT | 465 | 20.8803 EUR |
EUR 0.07 A ordinary | CFD | LONG | 7,327 | 14.8853 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,095 | 14.8950 GBP |
EUR 0.07 A ordinary | CFD | LONG | 3,000 | 14.8983 GBP |
EUR 0.07 A ordinary | CFD | LONG | 12,000 | 14.9013 GBP |
EUR 0.07 A ordinary | CFD | LONG | 180,643 | 14.9574 GBP |
EUR 0.07 A ordinary | CFD | LONG | 132 | 14.9589 GBP |
EUR 0.07 A ordinary | CFD | LONG | 2,659 | 14.9589 GBP |
EUR 0.07 A ordinary | CFD | LONG | 727 | 14.9589 GBP |
EUR 0.07 A ordinary | CFD | LONG | 76 | 14.9589 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,835 | 14.9589 GBP |
EUR 0.07 A ordinary | CFD | LONG | 917 | 14.9589 GBP |
EUR 0.07 A ordinary | CFD | LONG | 917 | 14.9589 GBP |
EUR 0.07 A ordinary | CFD | LONG | 273 | 14.9589 GBP |
EUR 0.07 A ordinary | CFD | LONG | 5,012 | 14.9679 GBP |
EUR 0.07 A ordinary | CFD | LONG | 356 | 14.9681 GBP |
EUR 0.07 A ordinary | CFD | LONG | 92 | 14.9863 GBP |
EUR 0.07 A ordinary | CFD | LONG | 1,940 | 14.9863 GBP |
EUR 0.07 A ordinary | CFD | LONG | 276 | 14.9863 GBP |
EUR 0.07 A ordinary | CFD | LONG | 369,633 | 14.9895 GBP |
EUR 0.07 A ordinary | CFD | LONG | 367 | 14.9895 GBP |
EUR 0.07 A ordinary | CFD | LONG | 225,000 | 15.0164 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 82 | 14.8810 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,729 | 14.8810 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 246 | 14.8810 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 152,759 | 14.9000 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 6,586 | 14.9003 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 85 | 14.9050 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 367 | 14.9100 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 4,017 | 14.9349 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 15,179 | 14.9546 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 52,581 | 14.9584 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 9,707 | 14.9750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 254 | 14.9750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 1,346 | 14.9750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 8 | 14.9750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 170 | 14.9750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 59 | 14.9750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 394 | 14.9750 GBP |
EUR 0.07 A ordinary | CFD | SHORT | 42,969 | 14.9750 GBP |
EUR 0.07 A ordinary | CFD | LONG | 24,619 | 14.9471 GBP |
EUR 0.07 A ordinary | CFD | LONG | 4,861 | 14.9486 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,862 | 14.8826 GBP |
EUR 0.07 B ordinary | CFD | LONG | 9,880 | 14.8826 GBP |
EUR 0.07 B ordinary | CFD | LONG | 155,890 | 14.9247 GBP |
EUR 0.07 B ordinary | CFD | LONG | 289,510 | 14.9247 GBP |
EUR 0.07 B ordinary | CFD | LONG | 676 | 14.9250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,783 | 14.9250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 728 | 14.9250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,134 | 14.9250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10,694 | 14.9250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,371 | 14.9250 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,186 | 14.9783 GBP |
EUR 0.07 B ordinary | CFD | LONG | 5,470 | 14.9809 GBP |
EUR 0.07 B ordinary | CFD | LONG | 29,106 | 14.9809 GBP |
EUR 0.07 B ordinary | CFD | LONG | 289,510 | 14.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 155,890 | 14.9900 GBP |
EUR 0.07 B ordinary | CFD | LONG | 7,051 | 15.0006 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,956 | 15.0055 GBP |
EUR 0.07 B ordinary | CFD | LONG | 102,008 | 15.0137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 66,804 | 15.0137 GBP |
EUR 0.07 B ordinary | CFD | LONG | 36,984 | 15.0143 GBP |
EUR 0.07 B ordinary | CFD | LONG | 66,210 | 15.0165 GBP |
EUR 0.07 B ordinary | CFD | LONG | 246,083 | 15.0184 GBP |
EUR 0.07 B ordinary | CFD | LONG | 132,507 | 15.0184 GBP |
EUR 0.07 B ordinary | CFD | LONG | 699 | 15.0312 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,666 | 15.0400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,000 | 15.0400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 14,114 | 15.0400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4,130 | 15.0400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 15 | 15.0400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 33 | 15.0400 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,160 | 15.0511 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,920 | 15.0511 GBP |
EUR 0.07 B ordinary | CFD | LONG | 275,035 | 15.0872 GBP |
EUR 0.07 B ordinary | CFD | LONG | 148,095 | 15.0872 GBP |
EUR 0.07 B ordinary | CFD | LONG | 32,200 | 15.1204 GBP |
EUR 0.07 B ordinary | CFD | LONG | 145 | 15.1316 GBP |
EUR 0.07 B ordinary | CFD | LONG | 10 | 15.1316 GBP |
EUR 0.07 B ordinary | CFD | LONG | 145 | 15.1316 GBP |
EUR 0.07 B ordinary | CFD | LONG | 48 | 15.1316 GBP |
EUR 0.07 B ordinary | CFD | LONG | 4 | 15.1316 GBP |
EUR 0.07 B ordinary | CFD | LONG | 48 | 15.1316 GBP |
EUR 0.07 B ordinary | CFD | LONG | 76 | 15.1316 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,018 | 15.1316 GBP |
EUR 0.07 B ordinary | CFD | LONG | 1,018 | 15.1316 GBP |
EUR 0.07 B ordinary | CFD | LONG | 231,608 | 15.1416 GBP |
EUR 0.07 B ordinary | CFD | LONG | 124,712 | 15.1416 GBP |
EUR 0.07 B ordinary | CFD | LONG | 2,406 | 15.1639 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 1,088 | 14.9600 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 42,949 | 14.9700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 51,130 | 14.9700 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 13,518 | 14.9797 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 17,200 | 14.9918 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 4,157 | 15.0001 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 873 | 15.0120 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 221 | 15.0120 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 221 | 15.0120 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11 | 15.0120 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 41 | 15.0120 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 11 | 15.0120 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31 | 15.0120 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 31 | 15.0120 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 124 | 15.0120 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 18,348 | 15.0400 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 77,035 | 15.0497 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 12,649 | 15.0586 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 7,252 | 15.0669 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 124,262 | 15.0759 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 274,689 | 15.0759 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 172,062 | 15.0938 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 89,015 | 15.0938 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 21,340 | 15.1138 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 15,000 | 15.1138 GBP |
EUR 0.07 B ordinary | CFD | SHORT | 94 | 15.2700 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
| Date of disclosure: | 07 JANUARY 2016 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.