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5 Feb 2016 11:10
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | ROYAL DUTCH SHELL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | BG GROUP PLC |
(d) Date dealing undertaken: | 04 February 2016 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for BG GROUP PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 A ordinary | Purchases | 4,196,0941,024,722 | 15.4300 GBP20.4304 EUR | 14.8400 GBP19.6892 EUR |
EUR 0.07 A ordinary | Sales | 1,175,5573,772,037 | 20.3710 EUR15.4300 GBP | 19.6400 EUR14.9200 GBP |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.07 B ordinary | Purchases | 2,428,087 | 15.4100 GBP | 14.7650 GBP |
EUR 0.07 B ordinary | Sales | 3,945,813 | 15.4100 GBP | 14.5572 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 A ordinary | CFD | Reducing a long position | 100 | 14.9000 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 100 | 14.9100 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 100 | 14.9100 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 100 | 15.1150 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 123 | 15.2192 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 655 | 15.2192 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 17,073 | 15.2192 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 2,545 | 15.2192 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 1,461 | 15.2192 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 3,092 | 15.2192 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 521 | 15.2192 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 7,413 | 15.2192 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 320 | 15.2192 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 65,667 | 15.2231 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 100 | 15.2450 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 1,357 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 65,667 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | Increasing a short position | 4,444 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | Reducing a long position | 2,895 | 15.2550 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 1,424 | 15.2572 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 1,357 | 15.2572 GBP |
EUR 0.07 A ordinary | CFD | Increasing a short position | 100 | 15.2650 GBP |
EUR 0.07 A ordinary | CFD | Increasing a short position | 2,800 | 15.2664 GBP |
EUR 0.07 A ordinary | CFD | Opening a long position | 11,098 | 15.2723 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 44,600 | 15.2795 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 85,000 | 15.3047 GBP |
EUR 0.07 A ordinary | CFD | Opening a short position | 250,000 | 15.3134 GBP |
EUR 0.07 A ordinary | CFD | Reducing a short position | 10,000 | 19.9347 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 43,408 | 20.0140 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 15,000 | 20.0160 EUR |
EUR 0.07 A ordinary | CFD | Increasing a short position | 25,000 | 20.0433 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 9,567 | 20.1962 EUR |
EUR 0.07 A ordinary | CFD | Reducing a short position | 12,448 | 20.2078 EUR |
EUR 0.07 A ordinary | SWAP | Opening a short position | 1,272 | 15.2220 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 6,580 | 15.2220 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 29,688 | 15.2220 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 11,486 | 15.2220 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 11,858 | 15.2220 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 42,161 | 15.2220 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 4,548 | 15.2220 GBP |
EUR 0.07 A ordinary | SWAP | Opening a short position | 3,577 | 15.2220 GBP |
EUR 0.07 A ordinary | SWAP | Reducing a short position | 1,750 | 15.2270 GBP |
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.07 B ordinary | CFD | Opening a long position | 699 | 14.8668 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 100 | 14.9050 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 12,484 | 15.0299 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 10,017 | 15.1046 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 5,976 | 15.1046 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 100 | 15.1100 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 100 | 15.1550 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 3,482 | 15.1700 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 3,125 | 15.1947 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 2,527 | 15.1947 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 46,425 | 15.1998 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 61,900 | 15.2076 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 105,900 | 15.2076 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 215,400 | 15.2076 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 516,800 | 15.2076 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 119 | 15.2378 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 71 | 15.2378 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 5,976 | 15.2486 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 5,674 | 15.2486 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 960 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 46,425 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 1,257 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 1,396 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 7,524 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 8,748 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 6,292 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 23,708 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 13,921 | 15.2500 GBP |
EUR 0.07 B ordinary | CFD | Increasing a short position | 100 | 15.2550 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 3,042 | 15.2613 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 2,720 | 15.2624 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 7,203 | 15.2644 GBP |
EUR 0.07 B ordinary | CFD | Opening a short position | 5 | 15.2715 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 972 | 15.2975 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 644 | 15.3027 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 891 | 15.3033 GBP |
EUR 0.07 B ordinary | CFD | Reducing a long position | 2,206 | 15.3033 GBP |
EUR 0.07 B ordinary | CFD | Opening a long position | 75 | 15.3167 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 29 | 15.3167 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 1,257 | 15.3167 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 85,214 | 15.3292 GBP |
EUR 0.07 B ordinary | CFD | Reducing a short position | 11,157 | 15.3394 GBP |
EUR 0.07 B ordinary | SWAP | Increasing a long position | 277,484 | 22.2384 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 05 February 2016 |
| Contact name: | Joanna Foley and Yiannis Bardis |
| Telephone number: | +44(20) 7051 9996 / +44(20) 7774 7107 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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