18 Nov 2015 14:10
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 17 Nov 2015 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | BG GROUP PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | EUR 0.07 A ordinary (including A ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 23,320,543 | 0.59% | 13,794,721 | 0.35% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 6,856,374 | 0.17% | 9,900,652 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,550,200 | 0.04% | 1,600,200 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 31,727,117 | 0.80% | 25,295,573 | 0.64% | |||||||
| Class of relevant security: | EUR 0.07 B ordinary Shares (including B ADRs) | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 22,987,554 | 0.94% | 14,719,892 | 0.60% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 11,055,445 | 0.45% | 5,183,803 | 0.21% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 175,000 | 0.01% | 299,636 | 0.01% | |||||||
| (4) | |||||||||||
| TOTAL: | 34,217,999 | 1.40% | 20,203,331 | 0.83% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| A ADSs | Purchase | 5 | 49.5300 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 16 | 23.1950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 34 | 16.1775 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 34 | 16.1075 GBP | ||||
| A ADSs | Purchase | 43 | 49.5571 USD | ||||
| A ADSs | Purchase | 50 | 49.5600 USD | ||||
| A ADSs | Purchase | 100 | 49.3000 USD | ||||
| A ADSs | Purchase | 100 | 49.6050 USD | ||||
| B ADSs | Purchase | 100 | 49.7500 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 102 | 16.2200 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 108 | 16.2825 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 115 | 16.1725 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 115 | 16.3200 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 115 | 16.1750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 127 | 16.3175 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 151 | 16.3725 GBP | ||||
| A ADSs | Purchase | 155 | 49.7000 USD | ||||
| B ADSs | Purchase | 173 | 49.9300 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 181 | 16.3575 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 200 | 23.3825 EUR | ||||
| A ADSs | Purchase | 200 | 49.7100 USD | ||||
| A ADSs | Purchase | 200 | 49.6800 USD | ||||
| A ADSs | Purchase | 200 | 49.3300 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 217 | 16.2975 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 217 | 16.3125 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 217 | 16.3000 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 218 | 16.3950 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 224 | 16.2675 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 244 | 16.1700 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 246 | 16.3800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 249 | 16.1000 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 261 | 16.1125 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 273 | 23.3525 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 298 | 23.2450 EUR | ||||
| B ADSs | Purchase | 300 | 50.0016 USD | ||||
| B ADSs | Purchase | 300 | 50.0400 USD | ||||
| A ADSs | Purchase | 300 | 49.2833 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 321 | 16.3375 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 324 | 16.3201 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 351 | 23.3250 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 351 | 16.1150 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 374 | 23.3436 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 374 | 16.3350 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 380 | 23.3920 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 385 | 16.1825 GBP | ||||
| B ADSs | Purchase | 390 | 49.9956 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 399 | 23.3925 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 23.3675 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 400 | 23.3775 EUR | ||||
| B ADSs | Purchase | 400 | 50.0475 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 411 | 16.1912 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 418 | 23.2500 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 476 | 16.1950 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 478 | 23.2750 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 483 | 16.3591 GBP | ||||
| A ADSs | Purchase | 500 | 49.2780 USD | ||||
| B ADSs | Purchase | 500 | 50.0050 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 513 | 16.3650 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 524 | 16.2050 GBP | ||||
| A ADSs | Purchase | 537 | 49.2648 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 550 | 23.3455 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 550 | 16.1050 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 560 | 23.3205 EUR | ||||
| B ADSs | Purchase | 600 | 50.0766 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 600 | 23.2000 EUR | ||||
| B ADSs | Purchase | 600 | 49.8650 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 600 | 23.3625 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 601 | 16.2131 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 603 | 16.3450 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 628 | 16.3400 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 638 | 16.3600 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 661 | 16.3475 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 662 | 23.2850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 669 | 23.2650 EUR | ||||
| A ADSs | Purchase | 700 | 49.6942 USD | ||||
| A ADSs | Purchase | 700 | 49.4285 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 708 | 16.1925 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 739 | 16.1084 GBP | ||||
| B ADSs | Purchase | 790 | 49.9164 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 793 | 16.2025 GBP | ||||
| B ADSs | Purchase | 802 | 50.0609 USD | ||||
| B ADSs | Purchase | 810 | 49.7382 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 861 | 23.3550 EUR | ||||
| A ADSs | Purchase | 862 | 49.4152 USD | ||||
| A ADSs | Purchase | 900 | 49.5127 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 933 | 23.3950 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 960 | 23.3225 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 978 | 23.3000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,000 | 23.3448 EUR | ||||
| B ADSs | Purchase | 1,000 | 49.7800 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,017 | 16.2000 GBP | ||||
| B ADSs | Purchase | 1,100 | 50.0031 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,170 | 16.1899 GBP | ||||
| B ADSs | Purchase | 1,200 | 49.8183 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,200 | 23.2600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,200 | 23.2400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,200 | 23.4050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,202 | 23.3400 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,208 | 16.1737 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,236 | 23.2950 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,276 | 16.3250 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 1,278 | 16.3236 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,346 | 16.1875 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,429 | 16.1862 GBP | ||||
| A ADSs | Purchase | 1,460 | 49.6013 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,498 | 23.2350 EUR | ||||
| B ADSs | Purchase | 1,500 | 50.0043 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,505 | 23.3350 EUR | ||||
| B ADSs | Purchase | 1,530 | 49.8937 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,647 | 23.3875 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 1,672 | 16.3558 GBP | ||||
| A ADSs | Purchase | 1,700 | 49.5552 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,730 | 23.3050 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 1,774 | 16.2535 GBP | ||||
| A ADSs | Purchase | 1,791 | 49.5570 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 1,889 | 16.2914 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 1,923 | 23.3100 EUR | ||||
| A ADSs | Purchase | 1,935 | 49.3092 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 1,981 | 22.8439 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,059 | 23.2700 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,112 | 23.3800 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,139 | 23.3650 EUR | ||||
| A ADSs | Purchase | 2,200 | 49.6650 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,200 | 23.2200 EUR | ||||
| B ADSs | Purchase | 2,270 | 49.7769 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 2,334 | 16.1900 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 2,544 | 23.3450 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 2,582 | 16.1100 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 2,785 | 16.3284 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,106 | 16.1850 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 3,106 | 16.1850 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 3,198 | 23.3600 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 3,397 | 23.3465 EUR | ||||
| B ADSs | Purchase | 4,000 | 49.9075 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 4,205 | 23.3900 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 4,497 | 16.3750 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 4,563 | 16.3305 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 4,567 | 23.3498 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,084 | 23.3700 EUR | ||||
| B ADSs | Purchase | 5,090 | 50.0491 USD | ||||
| B ADSs | Purchase | 5,100 | 49.8400 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 5,350 | 23.3850 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 5,363 | 16.1800 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 5,435 | 23.3750 EUR | ||||
| B ADSs | Purchase | 5,500 | 49.8107 USD | ||||
| B ADSs | Purchase | 5,600 | 49.9503 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 5,786 | 16.3624 GBP | ||||
| A ADSs | Purchase | 5,900 | 49.5874 USD | ||||
| B ADSs | Purchase | 5,960 | 49.9396 USD | ||||
| B ADSs | Purchase | 6,402 | 49.9155 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 6,626 | 16.2019 GBP | ||||
| A ADSs | Purchase | 6,800 | 49.5870 USD | ||||
| A ADSs | Purchase | 7,056 | 49.7039 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 7,327 | 23.4000 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 8,272 | 16.1924 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 8,727 | 16.3399 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 8,866 | 23.3613 EUR | ||||
| B ADSs | Purchase | 12,600 | 49.7547 USD | ||||
| A ADSs | Purchase | 14,760 | 49.6223 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 15,526 | 23.2384 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 15,598 | 16.3830 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 15,720 | 16.3153 GBP | ||||
| A ADSs | Purchase | 16,826 | 49.4112 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 16,920 | 16.3495 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 17,898 | 16.3700 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 17,939 | 23.3614 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 18,958 | 16.3655 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 19,095 | 23.3552 EUR | ||||
| A ADSs | Purchase | 19,898 | 49.3816 USD | ||||
| B ADSs | Purchase | 20,385 | 50.0583 USD | ||||
| A ADSs | Purchase | 20,843 | 49.5621 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 21,866 | 16.3721 GBP | ||||
| A ADSs | Purchase | 22,178 | 49.5734 USD | ||||
| B ADSs | Purchase | 22,260 | 49.9603 USD | ||||
| EUR 0.07 B Ordinary | Purchase | 22,330 | 16.3492 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 22,727 | 16.3567 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 23,890 | 16.2197 GBP | ||||
| EUR 0.07 B Ordinary | Purchase | 24,161 | 16.1819 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 26,303 | 16.1705 GBP | ||||
| A ADSs | Purchase | 26,460 | 49.5589 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 32,710 | 23.3445 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 32,741 | 23.2940 EUR | ||||
| A ADSs | Purchase | 35,071 | 49.7081 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 36,114 | 16.2071 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 42,848 | 23.3200 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 45,287 | 16.3677 GBP | ||||
| A ADSs | Purchase | 47,914 | 49.6008 USD | ||||
| A ADSs | Purchase | 49,880 | 49.7080 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 68,617 | 23.3149 EUR | ||||
| B ADSs | Purchase | 69,759 | 49.9556 USD | ||||
| A ADSs | Purchase | 84,187 | 49.5840 USD | ||||
| B ADSs | Purchase | 96,975 | 49.7200 USD | ||||
| A ADSs | Purchase | 96,975 | 49.7200 USD | ||||
| B ADSs | Purchase | 109,372 | 49.8429 USD | ||||
| B ADSs | Purchase | 126,066 | 49.9738 USD | ||||
| A ADSs | Purchase | 150,993 | 49.4780 USD | ||||
| A ADSs | Purchase | 194,120 | 49.5289 USD | ||||
| EUR 0.07 A Ordinary | Purchase | 246,468 | 16.1923 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 254,420 | 23.2787 EUR | ||||
| EUR 0.07 A Ordinary | Purchase | 301,572 | 23.2970 EUR | ||||
| EUR 0.07 B Ordinary | Purchase | 333,894 | 16.3178 GBP | ||||
| EUR 0.07 A Ordinary | Purchase | 945,889 | 23.2491 EUR | ||||
| B ADSs | Sale | 10 | 49.9300 USD | ||||
| EUR 0.07 A Ordinary | Sale | 16 | 23.1950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 34 | 16.1775 GBP | ||||
| A ADSs | Sale | 50 | 49.5600 USD | ||||
| EUR 0.07 A Ordinary | Sale | 53 | 16.1075 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 90 | 16.0550 GBP | ||||
| B ADSs | Sale | 100 | 49.9950 USD | ||||
| EUR 0.07 B Ordinary | Sale | 102 | 16.2200 GBP | ||||
| B ADSs | Sale | 108 | 49.9392 USD | ||||
| EUR 0.07 B Ordinary | Sale | 108 | 16.2825 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 115 | 16.3200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 149 | 23.0950 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 151 | 16.3725 GBP | ||||
| A ADSs | Sale | 155 | 49.7000 USD | ||||
| B ADSs | Sale | 173 | 49.9704 USD | ||||
| EUR 0.07 B Ordinary | Sale | 181 | 16.3575 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 192 | 23.3388 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 16.2650 GBP | ||||
| B ADSs | Sale | 200 | 49.9350 USD | ||||
| B ADSs | Sale | 200 | 49.8600 USD | ||||
| A ADSs | Sale | 200 | 49.7550 USD | ||||
| B ADSs | Sale | 200 | 49.7500 USD | ||||
| EUR 0.07 A Ordinary | Sale | 200 | 23.3825 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 217 | 16.3125 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 217 | 16.2975 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 217 | 16.3000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 218 | 16.3950 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 218 | 16.3650 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 224 | 16.2675 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 231 | 16.2700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 232 | 16.2600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 234 | 16.0800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 235 | 16.2500 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 236 | 16.2400 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 238 | 16.2250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 238 | 16.2750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 246 | 16.3800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 248 | 16.1650 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 261 | 16.1125 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 262 | 16.2350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 273 | 23.3525 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 291 | 23.2150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 292 | 23.1150 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 293 | 23.4200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 294 | 23.2550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 298 | 23.2450 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 300 | 16.2583 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 321 | 16.3375 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 332 | 16.1750 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 332 | 16.1750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 347 | 16.1725 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 351 | 23.3250 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 367 | 16.3700 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 374 | 16.3350 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 385 | 16.1825 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 399 | 23.3925 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 23.3675 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 400 | 23.3775 EUR | ||||
| A ADSs | Sale | 400 | 49.5200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 418 | 23.2500 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 428 | 16.2260 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 476 | 16.1950 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 478 | 23.2750 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 483 | 16.1700 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 484 | 16.1600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 486 | 16.1550 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 493 | 16.2100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 495 | 16.2300 GBP | ||||
| B ADSs | Sale | 520 | 49.7501 USD | ||||
| EUR 0.07 A Ordinary | Sale | 549 | 16.1722 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 550 | 23.3455 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 560 | 23.3205 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 592 | 23.2100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 600 | 23.2000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 600 | 23.3625 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 603 | 16.3450 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 614 | 16.3446 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 628 | 16.3400 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 638 | 16.3600 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 648 | 16.1150 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 674 | 23.3725 EUR | ||||
| B ADSs | Sale | 685 | 49.8265 USD | ||||
| EUR 0.07 B Ordinary | Sale | 707 | 16.3551 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 708 | 16.1925 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 736 | 16.1850 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 775 | 16.1200 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 785 | 16.2050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 793 | 16.2025 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 797 | 16.3534 GBP | ||||
| A ADSs | Sale | 800 | 49.6768 USD | ||||
| EUR 0.07 B Ordinary | Sale | 900 | 16.3788 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 933 | 23.3950 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 958 | 23.2850 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 960 | 23.3225 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 960 | 23.2650 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 978 | 23.3000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,000 | 23.3448 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,017 | 16.2000 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,063 | 16.2661 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,095 | 16.3475 GBP | ||||
| B ADSs | Sale | 1,100 | 49.7784 USD | ||||
| A ADSs | Sale | 1,100 | 49.7063 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,126 | 23.3550 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,200 | 23.2400 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,202 | 23.3400 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,204 | 16.3597 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,236 | 23.2950 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 1,276 | 16.3250 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,298 | 23.2200 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,346 | 16.1875 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 1,391 | 16.3245 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 1,419 | 16.1887 GBP | ||||
| A ADSs | Sale | 1,437 | 49.2757 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,496 | 23.4050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,498 | 23.2350 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,505 | 23.3350 EUR | ||||
| A ADSs | Sale | 1,600 | 49.7100 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,647 | 23.3875 EUR | ||||
| A ADSs | Sale | 1,700 | 49.5102 USD | ||||
| A ADSs | Sale | 1,700 | 49.3817 USD | ||||
| A ADSs | Sale | 1,729 | 49.5571 USD | ||||
| A ADSs | Sale | 1,735 | 49.2700 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,795 | 23.2600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,810 | 23.3463 EUR | ||||
| A ADSs | Sale | 1,810 | 49.5570 USD | ||||
| EUR 0.07 A Ordinary | Sale | 1,871 | 23.3050 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,923 | 23.3100 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 1,988 | 16.1000 GBP | ||||
| B ADSs | Sale | 2,000 | 49.9817 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,059 | 23.2700 EUR | ||||
| A ADSs | Sale | 2,098 | 49.6195 USD | ||||
| EUR 0.07 A Ordinary | Sale | 2,112 | 23.3800 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,115 | 23.1250 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,206 | 16.1050 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,312 | 23.2946 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 2,471 | 23.3650 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 2,600 | 16.3838 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 2,910 | 23.3450 EUR | ||||
| B ADSs | Sale | 2,962 | 49.9352 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,044 | 16.1100 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,198 | 23.3600 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 3,247 | 23.3500 EUR | ||||
| A ADSs | Sale | 3,400 | 49.7241 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,417 | 23.2380 EUR | ||||
| B ADSs | Sale | 3,440 | 50.0039 USD | ||||
| A ADSs | Sale | 3,580 | 49.6911 USD | ||||
| EUR 0.07 A Ordinary | Sale | 3,731 | 16.1617 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 3,802 | 23.2775 EUR | ||||
| A ADSs | Sale | 4,040 | 49.6408 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,205 | 23.3900 EUR | ||||
| A ADSs | Sale | 4,500 | 49.6875 USD | ||||
| A ADSs | Sale | 4,590 | 49.6813 USD | ||||
| EUR 0.07 A Ordinary | Sale | 4,591 | 16.1900 GBP | ||||
| A ADSs | Sale | 4,688 | 49.6000 USD | ||||
| B ADSs | Sale | 4,900 | 49.8437 USD | ||||
| B ADSs | Sale | 5,050 | 50.0495 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,350 | 23.3850 EUR | ||||
| B ADSs | Sale | 5,402 | 49.8660 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,414 | 16.1601 GBP | ||||
| B ADSs | Sale | 5,500 | 49.8107 USD | ||||
| A ADSs | Sale | 5,600 | 49.5910 USD | ||||
| EUR 0.07 A Ordinary | Sale | 5,799 | 23.3700 EUR | ||||
| A ADSs | Sale | 5,800 | 49.5904 USD | ||||
| A ADSs | Sale | 5,910 | 49.5256 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,011 | 16.2024 GBP | ||||
| A ADSs | Sale | 6,120 | 49.5194 USD | ||||
| A ADSs | Sale | 6,200 | 49.2970 USD | ||||
| A ADSs | Sale | 6,600 | 49.4862 USD | ||||
| EUR 0.07 A Ordinary | Sale | 6,619 | 23.3424 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 6,702 | 23.3750 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 6,892 | 16.3451 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 6,928 | 16.3174 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,225 | 16.1683 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 7,327 | 23.4000 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 7,368 | 23.2893 EUR | ||||
| A ADSs | Sale | 7,443 | 49.4313 USD | ||||
| A ADSs | Sale | 7,571 | 49.4317 USD | ||||
| EUR 0.07 B Ordinary | Sale | 7,797 | 16.3501 GBP | ||||
| A ADSs | Sale | 9,750 | 49.7242 USD | ||||
| EUR 0.07 B Ordinary | Sale | 11,162 | 16.3491 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 11,574 | 16.2066 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 11,916 | 23.3410 EUR | ||||
| A ADSs | Sale | 12,700 | 49.6419 USD | ||||
| A ADSs | Sale | 16,826 | 49.4112 USD | ||||
| EUR 0.07 A Ordinary | Sale | 17,042 | 23.2930 EUR | ||||
| A ADSs | Sale | 17,377 | 49.8200 USD | ||||
| EUR 0.07 A Ordinary | Sale | 17,673 | 23.3326 EUR | ||||
| A ADSs | Sale | 17,800 | 49.7010 USD | ||||
| A ADSs | Sale | 18,700 | 49.7570 USD | ||||
| B ADSs | Sale | 18,800 | 49.7809 USD | ||||
| EUR 0.07 A Ordinary | Sale | 21,047 | 23.3006 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 24,091 | 16.1763 GBP | ||||
| A ADSs | Sale | 24,940 | 49.7080 USD | ||||
| EUR 0.07 A Ordinary | Sale | 28,590 | 16.1918 GBP | ||||
| A ADSs | Sale | 28,600 | 46.6910 USD | ||||
| EUR 0.07 B Ordinary | Sale | 30,188 | 16.2855 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 31,824 | 16.3750 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 32,513 | 16.2070 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 37,000 | 23.2911 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 42,068 | 16.3670 GBP | ||||
| A ADSs | Sale | 44,725 | 49.6937 USD | ||||
| EUR 0.07 A Ordinary | Sale | 48,714 | 23.3035 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 51,300 | 16.3749 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 56,358 | 16.3568 GBP | ||||
| EUR 0.07 B Ordinary | Sale | 64,275 | 16.3604 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 76,376 | 16.1510 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 81,486 | 23.3200 EUR | ||||
| B ADSs | Sale | 109,372 | 49.8429 USD | ||||
| EUR 0.07 A Ordinary | Sale | 160,459 | 23.2797 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 169,921 | 23.2945 EUR | ||||
| A ADSs | Sale | 170,490 | 49.5779 USD | ||||
| EUR 0.07 A Ordinary | Sale | 235,210 | 23.2429 EUR | ||||
| EUR 0.07 A Ordinary | Sale | 244,992 | 23.2576 EUR | ||||
| B ADSs | Sale | 252,132 | 49.9738 USD | ||||
| EUR 0.07 A Ordinary | Sale | 302,098 | 16.1800 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 303,207 | 23.1746 EUR | ||||
| EUR 0.07 B Ordinary | Sale | 304,309 | 16.3606 GBP | ||||
| EUR 0.07 A Ordinary | Sale | 380,386 | 23.2991 EUR | ||||
| A ADSs | Sale | 388,240 | 49.5289 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| EUR 0.07 B Ordinary | CFD | Long | 100 | 16.3035 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 100 | 16.3935 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 200 | 16.2650 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 300 | 16.2583 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 570 | 16.1939 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 1,640 | 16.3671 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 2,000 | 16.3523 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 3,400 | 16.3707 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 3,988 | 16.2046 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 4,166 | 16.3985 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 4,896 | 16.3386 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 5,419 | 16.3693 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 5,480 | 23.3121 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 6,011 | 16.2024 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 9,761 | 23.2980 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 10,956 | 16.3431 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Long | 6,871 | 16.4086 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 14,453 | 23.3200 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Long | 20,000 | 16.1958 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 31,800 | 16.3750 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 34,775 | 23.2422 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 37,000 | 23.2911 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 39,844 | 16.3578 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Long | 43,864 | 16.3258 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Long | 49,377 | 23.3062 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 30,002 | 16.3220 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 76,376 | 16.1501 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Long | 172,005 | 23.2463 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Long | 216,476 | 16.3674 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 200 | 16.2000 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 220 | 16.2952 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 400 | 16.2312 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 483 | 16.3591 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 868 | 16.2545 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 1,956 | 16.3559 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 1,981 | 22.8440 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 3,279 | 16.3464 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 4,500 | 16.3428 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 10,416 | 16.3261 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 11,370 | 16.2033 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 11,424 | 16.4286 GBP | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 12,439 | 23.3105 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 6,871 | 16.2644 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 17,100 | 16.3243 GBP | |||||
| EUR 0.07 B Ordinary | CFD | Short | 8,674 | 16.3581 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 20,410 | 16.1813 GBP | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 40,389 | 16.3651 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 42,848 | 23.3200 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 49,354 | 23.3005 EUR | |||||
| EUR 0.07 A Ordinary | CFD | Short | 58,625 | 16.1955 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 64,219 | 23.3023 EUR | |||||
| EUR 0.07 B Ordinary | SWAP | Short | 79,528 | 16.3738 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 86,000 | 23.3665 EUR | |||||
| EUR 0.07 A Ordinary | SWAP | Short | 132,633 | 23.3033 EUR | |||||
| EUR 0.07 A Ordinary | Futures | Short | 160,000 | 1.5600 EUR | |||||
| EUR 0.07 B Ordinary | CFD | Short | 172,492 | 16.2702 GBP | |||||
| EUR 0.07 A Ordinary | CFD | Short | 93,904 | 16.2162 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 18 Nov 15 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | ROYAL DUTCH SHELL PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -150,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -100,000 | 28.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 7,716 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -600,000 | 28.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -250,000 | 23.0000 | American | 17 Jun 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 175,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 7,282 | 25.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 350,000 | 26.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Futures | Selling | -160,000 | 1.5600 | 16 Dec 16 | ||||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -100,000 | 65.0000 | American | 15 Jan 16 | |||||||
| EUR 0.07 B ordinary | Put Options | Written | 175,000 | 2100.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Written | -16,603 | 26.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 250,000 | 26.0000 | American | 16 Dec 16 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 275,000 | 30.0000 | American | 15 Dec 17 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -450,000 | 25.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Written | -199,636 | 2063.5439 | European | 25 Jan 16 | |||||||
| EUR 0.07 A ordinary | Put Options | Purchased | -18,599 | 23.0000 | European | 18 Dec 15 | |||||||
| EUR 0.07 A ordinary | Put Options | Written | 200,000 | 24.0000 | American | 18 Dec 15 | |||||||
| EUR 0.07 B ordinary | Call Options | Purchased | 69,000 | 18.8193 | European | 24 Nov 15 | |||||||
| EUR 0.07 A ordinary | Call Options | Purchased | 96,000 | 18.6220 | European | 24 Nov 15 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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