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Pin to quick picksRiverstone Cred Regulatory News (RCOI)

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Riverstone Credit Opportunities Income is an Investment Trust

To generate consistent shareholder returns predominantly in the form of income distributions principally by making senior secured loans to energy-related businesses.

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Holding(s) in Company

5 Jun 2019 09:46

RNS Number : 2149B
Riverstone Credit Opps. Inc PLC
05 June 2019
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Riverstone Credit Opportunities Income PLC

27-28 Eastcastle Street

London W1W 8DH

United Kingdom

LEI - 213800KSL6C11YUB3H11

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv

Name

Newton Investment Management Limited

City and country of registered office (if applicable)

London, England

4. Full name of shareholder(s) (if different from 3.)v

Name

N/A

City and country of registered office (if applicable)

N/A

5. Date on which the threshold was crossed or reachedvi:

28 May 2019

6. Date on which issuer notified (DD/MM/YYYY):

04 June 2019

7. Total positions of person(s) subject to the notification obligation

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

6.13%

N/A

6.13%

100,000,000

Position of previous notification (if

applicable)

N/A

N/A

N/A

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Closed End Fund

GB00BJHPS390

6,128,002

N/A

6.13%

N/A

SUBTOTAL 8. A

6,128,002

6.13%

 

 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

N/A

N/A

N/A

N/A

N/A

SUBTOTAL 8. B 1

N/A

N/A

 

 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

N/A

N/A

N/A

N/A

N/A

N/A

SUBTOTAL 8.B.2

N/A

N/A

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

X

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

N/A

N/A

N/A

N/A

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

11. Additional informationxvi

 

Place of completion

Uniondale, New York

Date of completion

04 June 2019

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
 
END
 
 
HOLUGUPCQUPBURA
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24th Nov 20209:58 amRNSDirector/PDMR Shareholding
23rd Nov 20205:00 pmRNSHolding(s) in Company
19th Nov 20207:00 amRNSInterim Management Statement
18th Nov 202011:27 amRNSDirector Declaration
23rd Oct 20207:00 amRNS3Q20 Portfolio Valuations & Recent Activity
9th Oct 20207:00 amRNSPortfolio Update
1st Oct 20207:01 amRNSTotal Voting Rights
1st Oct 20207:00 amRNSTransaction in Own Shares
30th Sep 20207:00 amRNSTransaction in Own Shares
29th Sep 20207:00 amRNSTransaction in Own Shares
13th Aug 20207:00 amRNSFinal results for the half year ended 30 June 2020
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1st Jul 20207:00 amRNSTotal Voting Rights
4th Jun 20207:00 amRNSTransaction in Own Shares
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29th May 20207:00 amRNSTransaction in Own Shares
28th May 20207:00 amRNSTransaction in Own Shares
26th May 20207:00 amRNSInterim Management Statement
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27th Apr 20207:00 amRNSNotice of AGM
3rd Apr 202011:34 amRNSHolding(s) in Company
1st Apr 20204:23 pmRNSName Change of Administrator & Company Secretary
20th Feb 20207:00 amRNSFinal Results for the period ended 31 Dec 2019
20th Feb 20207:00 amRNSAnnual Report & Financial Statements
21st Jan 20207:00 amRNS4Q19 Quarterly Portfolio Valuations
14th Jan 20207:00 amRNSQuarterly Factsheet and Portfolio Update
20th Dec 20197:00 amRNSPortfolio Update
25th Oct 20197:00 amRNSInterim Management Statement
15th Aug 20197:00 amRNSFinal results for the half year ended 30 June 2019
15th Aug 20197:00 amRNSInterim Report & Unaudited Financial Statements
17th Jul 20199:39 amRNSHolding(s) in Company
18th Jun 20199:16 amRNSHolding(s) in Company
14th Jun 20194:59 pmRNSHolding(s) in Company
5th Jun 20199:46 amRNSHolding(s) in Company
3rd Jun 20197:00 amRNSTotal Voting Rights
31st May 201911:32 amRNSHolding(s) in Company
30th May 201911:30 amRNSHolding(s) in Company
30th May 20199:28 amRNSHolding(s) in Company
29th May 20195:00 pmRNSHolding(s) in Company
28th May 201912:00 pmRNSDirector/PDMR Shareholding
28th May 201912:00 pmRNSDirector/PDMR Shareholding
28th May 201912:00 pmRNSDirector/PDMR Shareholding

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