Last checked at 23 Apr 2020 10:58
Rathbone Brothers Plc (the "Company")
Notification of Transactions of Persons Discharging Managerial Responsibilities
The Company was notified that on 21 April 2020, in accordance with the Company's HMRC Savings Related Share Options Plan ("SAYE"), options were granted to the following persons discharging managerial responsibilities ("PDMRs"):
The notification set out below is provided in accordance with the requirements of the EU Market Abuse Regulation.
Ali Johnson
Company Secretary
Telephone - 0207 399 0326
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Paul Stockton | |||
2 | Reason for the notification | ||||
a) | Position/status | Chief Executive Officer | |||
b) | Initial notification /Amendment | Initial notification | |||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Rathbone Brothers Plc | |||
b) | LEI | 213800MBTHM6UE8ZQP29 | |||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a)
| Description of the financial instrument, type of instrument | Ordinary Shares of 5p each | |||
Identification code | ISIN: GB0002148343 | ||||
b) | Nature of the transaction | Grant of Savings Related Share Options over a three year savings contract | |||
c)
| Price(s) and volume(s) | Price(s) | Volume(s) | ||
£10.85 | 1,658 | ||||
d)
| Aggregated information | ||||
- Aggregated volume | Not applicable - single transaction | ||||
- Price | |||||
e) | Date of the transaction | 21/04/2020 | |||
f) | Place of the transaction | N/A | |||
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Jennifer Mathias | |||
2 | Reason for the notification | ||||
a) | Position/status | Group Finance Director | |||
b) | Initial notification /Amendment | Initial notification | |||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Rathbone Brothers Plc | |||
b) | LEI | 213800MBTHM6UE8ZQP29 | |||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a)
| Description of the financial instrument, type of instrument | Ordinary Shares of 5p each | |||
Identification code | ISIN: GB0002148343 | ||||
b) | Nature of the transaction | Grant of Savings Related Share Options over a three year savings contract | |||
c)
| Price(s) and volume(s) | Price(s) | Volume(s) | ||
£10.85 | 1,658 | ||||
d)
| Aggregated information | ||||
- Aggregated volume | Not applicable - single transaction | ||||
- Price | |||||
e) | Date of the transaction | 21/04/2020 | |||
f) | Place of the transaction | N/A | |||
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Michael Webb | |||
2 | Reason for the notification | ||||
a) | Position/status | CEO of RUTM and Head of Marketing | |||
b) | Initial notification /Amendment | Initial notification | |||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Rathbone Brothers Plc | |||
b) | LEI | 213800MBTHM6UE8ZQP29 | |||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a)
| Description of the financial instrument, type of instrument | Ordinary Shares of 5p each | |||
Identification code | ISIN: GB0002148343 | ||||
b) | Nature of the transaction | Grant of Savings Related Share Options over a three year savings contract | |||
c)
| Price(s) and volume(s) | Price(s) | Volume(s) | ||
£10.85 | 829 | ||||
d)
| Aggregated information | ||||
- Aggregated volume | Not applicable - single transaction | ||||
- Price | |||||
e) | Date of the transaction | 21/04/2020 | |||
f) | Place of the transaction | N/A | |||
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Sarah Owen-Jones | |||
2 | Reason for the notification | ||||
a) | Position/status | Chief Risk Officer | |||
b) | Initial notification /Amendment | Initial notification | |||
3
| Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Rathbone Brothers Plc | |||
b) | LEI | 213800MBTHM6UE8ZQP29 | |||
4
| Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a)
| Description of the financial instrument, type of instrument | Ordinary Shares of 5p each | |||
Identification code | ISIN: GB0002148343 | ||||
b) | Nature of the transaction | Grant of Savings Related Share Options over a five year savings contract | |||
c)
| Price(s) and volume(s) | Price(s) | Volume(s) | ||
£10.85 | 2,764 | ||||
d)
| Aggregated information | ||||
- Aggregated volume | Not applicable - single transaction | ||||
- Price | |||||
e) | Date of the transaction | 21/04/2020 | |||
f) | Place of the transaction | N/A | |||