Sign In
4 Jun 2009 11:36
ο»Ώ
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold (OR) ADR. |
|
Class of relevant security to which theΒ |
ADR |
|
dealings being disclosed relate |
|
Date of dealing |
03/06/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesΒ |
Highest price paid |
Lowest price paid |
|
purchased |
|
10,756 |
USD 23.60 |
USD 23.60 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
20,290 |
USD 25.39 |
USD 23.60 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing,Β |
Number ofΒ |
ExerciseΒ |
Type, e.g.Β |
ExpiryΒ |
Option money |
|
selling,Β |
securities underΒ |
priceΒ |
American,Β |
date |
|
eg call option |
purchasing,Β |
option |
European etc |
paid/receivedΒ |
|
varying etc. |
per unitΒ |
|
(ii) Exercising |
|
Product name |
Number of securities underΒ |
Exercise priceΒ |
|
eg call option |
option |
Β
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
04/06/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
Β
|
FORMΒ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSΒ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Β KEYΒ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
SEGROΒ PLC |
|
Class of relevant security to which theΒ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
03/06/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesΒ |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,365,292 |
GBPΒ 0.27 |
GBPΒ 0.26 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
1,889,342 |
GBPΒ 0.27 |
GBPΒ 0.26 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Long Swap |
LONG |
63,240 |
GBPΒ 0.26 |
|
Long Swap |
LONG |
59,995 |
GBPΒ 0.27 |
|
Long Swap |
LONG |
59,800 |
GBPΒ 0.27 |
|
Long Swap |
LONG |
34,000 |
GBPΒ 0.27 |
|
Product name,Β |
Short/Long |
Number of securities |
Price per unitΒ |
|
eg. CFD |
|
Short Swap |
SHORT |
7,165 |
GBPΒ 0.26 |
|
Short Swap |
SHORT |
16,925 |
GBPΒ 0.26 |
|
Short Swap |
SHORT |
23,869 |
GBPΒ 0.26 |
|
Short Swap |
SHORT |
26,800 |
GBPΒ 0.27 |
|
Short Swap |
SHORT |
26,835 |
GBPΒ 0.26 |
|
Short Swap |
SHORT |
49,671 |
GBPΒ 0.26 |
|
Short Swap |
SHORT |
59,800 |
GBPΒ 0.26 |
|
Short Swap |
SHORT |
59,995 |
GBPΒ 0.26 |
|
Short Swap |
SHORT |
63,240 |
GBPΒ 0.26 |
|
Short Swap |
SHORT |
87,000 |
GBPΒ 0.26 |
|
(c)Β Options transactions in respect of existing securities |
|
Product name |
Writing,Β |
Number ofΒ |
ExerciseΒ |
Type, e.g.Β |
ExpiryΒ |
OptionΒ |
|
selling,Β |
securities underΒ |
priceΒ |
American,Β |
date |
money |
|
eg call option |
purchasing,Β |
option |
European etc |
paid/received |
|
varying etc. |
per unitΒ |
|
(ii) Exercising |
Β
|
Product name |
Number of securities underΒ |
Exercise priceΒ |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyΒ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisΒ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichΒ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Β |
|
NONE |
|
Date of disclosure |
04/06/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
SEGROΒ PLC |
|
Nature of connection # |
Advisor |
Β
Follow the stocks
