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3 Apr 2009 11:19
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|
FORMĀ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Ā KEYĀ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Candover Investments Plc |
|
Class of relevant security to which theĀ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
02/04/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesĀ |
Highest price paid |
Lowest price paid |
|
purchased |
|
10,159 |
GBPĀ 0.95 |
GBPĀ 0.95 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
23,646 |
GBPĀ 0.92 |
GBPĀ 0.88 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Long Swap |
LONG |
10,159 |
GBPĀ 0.95 |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Short Swap |
SHORT |
18,646 |
GBPĀ 0.92 |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing,Ā |
Number ofĀ |
ExerciseĀ |
Type, e.g.Ā |
ExpiryĀ |
OptionĀ |
|
selling,Ā |
securities underĀ |
priceĀ |
American,Ā |
date |
money |
|
eg call option |
purchasing,Ā |
option |
European etc |
paid/received |
|
varying etc. |
per unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities underĀ |
Exercise priceĀ |
|
eg call option |
option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
03/04/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Candover Investments Plc |
|
Nature of connection # |
Advisor |
Ā
|
FORMĀ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Ā KEYĀ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Aquarius Platinum Limited |
|
Class of relevant security to which theĀ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
02/04/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesĀ |
Highest price paid |
Lowest price paid |
|
purchased |
|
947,443 |
GBPĀ 2.34 |
GBPĀ 2.27 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
856,551 |
GBPĀ 2.36 |
GBPĀ 2.29 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Long Swap |
LONG |
200,000 |
GBPĀ 2.13 |
|
Long Swap |
LONG |
6,492 |
GBPĀ 2.30 |
|
Long Swap |
LONG |
46,377 |
GBPĀ 2.30 |
|
Long Swap |
LONG |
73,930 |
GBPĀ 2.28 |
|
Long Swap |
LONG |
100,000 |
GBPĀ 2.13 |
|
Long Swap |
LONG |
127,309 |
GBPĀ 2.28 |
|
Long Swap |
LONG |
188,847 |
GBPĀ 2.30 |
|
Long Swap |
LONG |
2,835 |
GBPĀ 2.30 |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
Short Swap |
SHORT |
188,847 |
GBPĀ 2.31 |
|
Short Swap |
SHORT |
1 |
GBPĀ 2.29 |
|
Short Swap |
SHORT |
100,000 |
GBPĀ 2.13 |
|
Short Swap |
SHORT |
73,930 |
GBPĀ 2.33 |
|
Short Swap |
SHORT |
52,869 |
GBPĀ 2.31 |
|
Short Swap |
SHORT |
29,172 |
GBPĀ 2.33 |
|
Short Swap |
SHORT |
75 |
GBPĀ 2.29 |
|
Short Swap |
SHORT |
19 |
GBPĀ 2.29 |
|
Short Swap |
SHORT |
3 |
GBPĀ 2.29 |
|
Short Swap |
SHORT |
200,000 |
GBPĀ 2.13 |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing,Ā |
Number ofĀ |
ExerciseĀ |
Type, e.g.Ā |
ExpiryĀ |
OptionĀ |
|
selling,Ā |
securities underĀ |
priceĀ |
American,Ā |
date |
money |
|
eg call option |
purchasing,Ā |
option |
European etc |
paid/received |
|
varying etc. |
per unitĀ |
Ā
|
(ii) Exercising |
|
Product name |
Number of securities underĀ |
Exercise priceĀ |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
03/04/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Aquarius Platinum Limited |
|
Nature of connection # |
Advisor |
Ā
|
FORMĀ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Ā KEYĀ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Bowleven Plc |
|
Class of relevant security to which theĀ |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
02/04/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesĀ |
Highest price paid |
Lowest price paid |
|
purchased |
|
1,500 |
GBPĀ 0.70 |
GBPĀ 0.70 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing,Ā |
Number ofĀ |
ExerciseĀ |
Type, e.g.Ā |
ExpiryĀ |
Option money |
|
selling,Ā |
securities underĀ |
priceĀ |
American,Ā |
date |
|
eg call option |
purchasing,Ā |
option |
European etc |
paid/receivedĀ |
|
varying etc. |
per unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities underĀ |
Exercise priceĀ |
|
eg call option |
option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
03/04/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Bowleven Plc |
|
Nature of connection # |
Advisor |
Ā
|
FORMĀ 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1.Ā KEYĀ INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold (OR) ADR. |
|
Class of relevant security to which theĀ |
ADR |
|
dealings being disclosed relate |
|
Date of dealing |
02/04/2009 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securitiesĀ |
Highest price paid |
Lowest price paid |
|
purchased |
|
32,300 |
USD 23.50 |
USD 23.00 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
22,121 |
USD 23.28 |
USD 22.99 |
|
(b) Derivatives transactions (other than options) |
|
Product name,Ā |
Short/Long |
Number of securities |
Price per unitĀ |
|
eg. CFD |
|
(c)Ā Options transactions in respect of existing securities |
|
Product name |
Writing,Ā |
Number ofĀ |
ExerciseĀ |
Type, e.g.Ā |
ExpiryĀ |
Option money |
|
selling,Ā |
securities underĀ |
priceĀ |
American,Ā |
date |
|
eg call option |
purchasing,Ā |
option |
European etc |
paid/receivedĀ |
|
varying etc. |
per unitĀ |
|
(ii) Exercising |
|
Product name |
Number of securities underĀ |
Exercise priceĀ |
|
eg call option |
option |
Ā
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and anyĀ |
|
other person relating to the voting rights of any relevant securities under any option referred to on thisĀ |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to whichĀ |
|
any derivative referred to on this form is referenced. If none, this should be stated.Ā |
|
NONE |
|
Date of disclosure |
03/04/2009 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
Ā
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