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3 Nov 2015 11:54
FORM 38.5(a)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(a) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS AND DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
Name of exempt market-maker | Morgan Stanley & Co. International plc |
Company dealt in | PFIZER INC |
Class of relevant security to which the dealings being disclosed relate (Note 1) | US$0.05 COMMON STOCK |
Date of dealing | 02 NOVEMBER 2015 |
2. DEALINGS (Note 2)
(a) Purchases and sales
Total number of relevant secuities accquired | Highest price paid (Note 3) | Lowest price paid (Note 3) |
380 | 30.9300 EUR | 30.9300 EUR |
179,506 | 35.1000 USD | 34.1700 USD |
Total number of relevant secuities disposed | Highest price paid (Note 3) | Lowest price paid (Note 3) |
380 | 30.9300 EUR | 30.9300 EUR |
188,368 | 35.1000 USD | 33.8200 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 4) | Number of relevant securities (Note 5) | Price per unit |
CFD | LONG | 100 | 33.8200 USD |
CFD | LONG | 950 | 33.8200 USD |
CFD | LONG | 599 | 34.1700 USD |
CFD | LONG | 392 | 34.1800 USD |
CFD | LONG | 200 | 34.2300 USD |
CFD | LONG | 400 | 34.2400 USD |
CFD | LONG | 440 | 34.6000 USD |
CFD | LONG | 160 | 34.7900 USD |
CFD | LONG | 3,128 | 34.9578 USD |
CFD | LONG | 400 | 34.9800 USD |
CFD | LONG | 289 | 35.0572 USD |
CFD | LONG | 320 | 35.1800 USD |
CFD | SHORT | 1,050 | 33.8200 USD |
CFD | SHORT | 400 | 34.9675 USD |
CFD | SHORT | 1,518 | 35.0600 USD |
(c) Options transactions in respect of existing relevant securities
i) Writing, selling, purchasing or varying
Product name, eg call option | Writing, selling, purchasing, varying etc | Number of securities to which the option relates (Note 5) | Exercise Price | Type, e.g American, European etc | Expiry Date | Option money paid/received per unit (Note 3) |
CALL | PURCHASE | 2,000,000 | 35.0000 | A | 15/01/2016 | 137.0000 USD |
CALL | SALE | 2,000,000 | 35.0000 | A | 15/01/2016 | 137.0000 USD |
(ii) Exercising
Product name, eg call option | Number of securities | Exercise price per unit (Note 3) |
N/A | N/A | N/A |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full Details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Date of disclosure | 03 NOVEMBER 2015 |
Contact Name | Craig Horsley |
Telephone Number | +44(141) 245 7736 |
Name of offeree/offeror with which connected | ALLERGAN PLC |
Nature of connection (Note 6) | Advisory |
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