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14 Sep 2012 12:05
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BAE Systems PLC | |||||
| European Aeronautic Defence and Space Co NV | |||||
| 13/09/2012 | |||||
| Yes | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0002634946 | Purchase | 29,987,041 | 3.6 GBP | 3.302 GBP |
Common - ISIN GB0002634946 | Sale | 16,434,739 | 3.487 GBP | 3.3 GBP |
(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0002634946 | Swaps | Short | 16,702 | 3.364 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1,359 | 3.412 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 12,481 | 3.412 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 33,303 | 3.378 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 678 | 3.38 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 44,484 | 3.416 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 9,550 | 3.416 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 44,484 | 3.419 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 74,944 | 3.419 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 4 | 3.365 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 4 | 3.461 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 4 | 3.461 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 7 | 3.462 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 7 | 3.371 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 4,911 | 3.371 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 244,657 | 3.371 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1,260 | 3.402 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1,260 | 3.402 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1,260 | 3.402 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 3,822 | 3.402 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 100,000 | 3.382 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 150,000 | 3.382 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 400,000 | 3.382 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 200,000 | 3.371 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 200,000 | 3.419 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 39,555 | 3.455 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 17 | 3.368 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 162 | 3.368 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 86,294 | 3.35 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 49,438 | 3.371 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 2,084 | 3.37 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 423,483 | 3.418 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 277,629 | 3.363 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 423,483 | 3.363 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 200,000 | 3.388 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 200,000 | 3.388 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 200,000 | 3.388 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 300,000 | 3.388 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 300,000 | 3.388 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 2,300 | 3.389 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 2,300 | 3.389 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 771 | 3.436 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 4,000 | 3.409 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 27,000 | 3.409 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 16,000 | 3.409 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 59,000 | 3.409 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 110,000 | 3.38 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 67,900 | 3.388 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1,584 | 3.353 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 22184 | 3.459 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 24233 | 3.459 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 38973 | 3.459 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 39574 | 3.459 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 39819 | 3.459 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 51765 | 3.404 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 56545 | 3.404 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 59159 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 64621 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 90937 | 3.404 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 91157 | 3.405 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 92335 | 3.404 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 92910 | 3.404 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 99575 | 3.405 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 103927 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 105526 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 106184 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 160142 | 3.405 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 162605 | 3.405 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 410864 | 3.459 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 924353 | 3.459 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 958683 | 3.404 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1095638 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1688273 | 3.405 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 2156825 | 3.404 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 2464945 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 3798248 | 3.405 GBP | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 14/09/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| European Aeronautic Defence and Space Co NV | |||||
| European Aeronautic Defence and Space Co NV | |||||
| 13/09/2012 | |||||
| Yes | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN NL0000235190 | Purchase | 6,204,315 | 27.209 EUR | 25.085 EUR |
Common - ISIN NL0000235190 | Sale | 3,738,713 | 26.6 EUR | 25.07 EUR |
(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN NL0000235190 | Swaps | Short | 58,847 | 25.571 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 26,547 | 26.168 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 25,221 | 26.245 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 9,743 | 26.07 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 9,743 | 25.566 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 4,578 | 26.07 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 145,288 | 25.278 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 10,876 | 26.041 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 145,288 | 26.041 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 10,876 | 25.1 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 11,929 | 25.1 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 442 | 26.295 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 716 | 26.295 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 227 | 25.106 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 778 | 25.347 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 1,884 | 25.209 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 3 | 25.95 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 3 | 25.951 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 3 | 25.958 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 6 | 25.992 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1 | 26.327 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1 | 26.329 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1 | 26.329 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1 | 26.329 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 199 | 25.401 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 199 | 25.529 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 301 | 25.581 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 500 | 25.581 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 199 | 25.529 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 301 | 25.529 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 301 | 25.529 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 34 | 25.581 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 165 | 25.581 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 9,928 | 25.145 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 270 | 25.516 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 20,788 | 25.516 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 50,000 | 25.952 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 272 | 25.14 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 632 | 25.14 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,000 | 25.215 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 400 | 25.62 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,000 | 25.62 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 1,000 | 25.69 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 13,185 | 26.496 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 20,000 | 26.06 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 20,000 | 25.363 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 20,000 | 25.587 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 50,000 | 26.212 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 2,500 | 26.097 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 1,000 | 25.474 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 2,500 | 25.578 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 2,500 | 25.578 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 941 | 25.252 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 1,012 | 25.252 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 7,266 | 25.252 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 12,021 | 25.252 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 209 | 25.552 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 500 | 25.542 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 30000 | 25.865 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 709 | 26.387 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 8145 | 26.245 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 8574 | 26.168 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 8677 | 26.245 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 8896 | 26.245 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 9134 | 26.168 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 9366 | 26.168 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 14308 | 26.245 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 14529 | 26.245 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 15063 | 26.168 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 15293 | 26.168 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 19005 | 25.571 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 20246 | 25.571 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 20760 | 25.571 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 30000 | 26.489 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 33387 | 25.571 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 33901 | 25.571 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 150848 | 26.245 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 158787 | 26.168 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 339376 | 26.245 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 351979 | 25.571 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 357236 | 26.168 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 791875 | 25.571 EUR | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
Common - ISIN NL0000235190 | Call Option | Writing | 80,000 | 28 | AMERICAN | 21/12/2012 | 0.94 |
Common - ISIN NL0000235190 | Put Option | Purchasing | 80,000 | 24 | AMERICAN | 21/12/2012 | 0.94 |
Common - ISIN NL0000235190 | Put Option | Writing | 403,000 | 26 | AMERICAN | 16/11/2012 | 2.1 |
(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 14/09/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Petroceltic International PLC | |||||
| Petroceltic International PLC | |||||
| 13/09/2012 | |||||
| No | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN IE0003186172 | Purchase | 52,600 | 0.074 GBP | 0.074 GBP |
(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
N/A | N/A | N/A | N/A | N/A | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
| |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" | |||
None | |||
(b) | Agreements, arrangements or understandings relating to options or derivatives |
| |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" | |||
None | |||
Date of disclosure: | 14/09/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Redrow PLC | |||||
| Redrow PLC | |||||
| 13/09/2012 | |||||
| No | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0007282386 | Purchase | 9,147 | 1.517 GBP | 1.482 GBP |
Common - ISIN GB0007282386 | Sale | 10,309 | 1.519 GBP | 1.494 GBP |
(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0007282386 | Swaps | Short | 1,734 | 1.505 GBP | |||
Common - ISIN GB0007282386 | Swaps | Short | 1,931 | 1.494 GBP | |||
Common - ISIN GB0007282386 | Swaps | Short | 1,269 | 1.51 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 1,319 | 1.511 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 2,308 | 1.511 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 884 | 1.501 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 253 | 1.503 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 282 | 1.512 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 860 | 1.512 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 4,403 | 1.511 GBP | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 14/09/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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