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Pin to quick picksOneSavings Bank Regulatory News (OSB)

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Form 8.3 - The Vanguard Group, Inc.: OneSavings Bank plc

19 Mar 2019 13:24

The Vanguard Group, Inc. ( ) Form 8.3 - The Vanguard Group, Inc.: OneSavings Bank plc 19-March-2019 / 13:23 GMT/BST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.


FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Full name of discloser:

The Vanguard Group, Inc.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

 The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 

(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

 Use a separate form for each offeror/offeree

OneSavings Bank plc

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:

 

(e) Date position held/dealing undertaken:

 For an opening position disclosure, state the latest practicable date prior to the disclosure

18 March 2019

(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

 If it is a cash offer or possible cash offer, state "N/A"

Yes, Charter Court Financial Services Group plc

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

1p ordinary

 

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

8,580,662

3.51%

 

 

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

 

 TOTAL:

8,580,662

3.51%

 

 

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

Common Stock

Purchase

26,965

3.94 GBP

 

 (b) Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

 

 

 

 

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

 

(ii) Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

19 March 2019

Contact name:

Shawn Acker

Telephone number:

001-610-669-8989

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 


Category Code:RET - OneSavings Bank plc
TIDM:
LEI Code:5493002789CX3L0CJP65
Sequence No.:7862
EQS News ID:789247
 
End of AnnouncementEQS News Service

UK Regulatory announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.

Date   Source Headline
6th Apr 20237:00 amGNWTransaction in Own Shares
5th Apr 20232:38 pmGNWBase Prospectus in relation to £3,000,000,000 Euro Medium Term Note Programme
5th Apr 20237:00 amGNWTransaction in Own Shares
4th Apr 20237:00 amGNWTransaction in Own Shares
3rd Apr 20237:00 amGNWTransaction in Own Shares
31st Mar 202312:39 pmGNWNotice of AGM
31st Mar 202312:32 pmGNWPublication of 2022 Annual Report and Accounts and 2023 Notice of Annual General Meeting
31st Mar 20237:05 amGNWOneSavingsBank plc - 2022 Annual Report and Accounts
31st Mar 20237:00 amGNWTransaction in Own Shares
30th Mar 20237:00 amGNWTransaction in Own Shares
29th Mar 20233:29 pmGNWDirector/PDMR Shareholding
29th Mar 20237:00 amGNWTransaction in Own Shares
28th Mar 20237:00 amGNWTransaction in Own Shares
27th Mar 20234:38 pmGNWNotice to Securityholders of ISIN XS2391408072
27th Mar 20237:00 amGNWTransaction in Own Shares
24th Mar 20235:00 pmGNWDirector/PDMR Shareholding
24th Mar 20237:00 amGNWTransaction in Own Shares
23rd Mar 20236:00 pmGNWDirector/PDMR Shareholding
23rd Mar 20237:00 amGNWTransaction in Own Shares
22nd Mar 20236:00 pmGNWDirector/PDMR Shareholding
22nd Mar 20237:00 amGNWTransaction in Own Shares
21st Mar 20237:00 amGNWTransaction in Own Shares
20th Mar 202310:00 amGNWCorrection: Transaction in Own Shares
16th Mar 20237:10 amGNWDirectorate change
16th Mar 20237:05 amGNWShare repurchase programme
16th Mar 20237:00 amGNWPreliminary results for the year ended 31 December 2022
28th Feb 20235:00 pmGNWTotal voting rights
7th Feb 20234:36 pmGNWDirector change
7th Feb 202310:32 amGNWHolding(s) in Company
6th Feb 20232:32 pmGNWHolding(s) in Company
3rd Feb 202312:01 pmGNWHolding(s) in Company
1st Feb 202310:00 amGNWHolding(s) in Company
30th Jan 202310:24 amGNWHolding(s) in Company
23rd Jan 20232:47 pmGNWHolding(s) in Company
18th Jan 20231:18 pmGNWHolding(s) in Company
30th Dec 20225:00 pmGNWTotal voting rights
19th Dec 20225:16 pmGNWHolding(s) in Company
9th Dec 20228:00 amGNWBlock Listing
2nd Dec 202212:42 pmGNWDirector/PDMR Shareholding
30th Nov 20225:00 pmGNWTotal voting rights
30th Nov 20225:00 pmGNWBlock listing Interim Review
21st Nov 20227:00 amGNWTransaction in Own Shares
15th Nov 202210:08 amGNWHolding(s) in Company
8th Nov 202212:16 pmGNWHolding(s) in Company
21st Oct 20227:00 amGNWTransaction in Own Shares
20th Oct 20227:00 amGNWTransaction in Own Shares
19th Oct 20227:00 amGNWTransaction in Own Shares
18th Oct 202211:01 amGNWDirector/PDMR Shareholding
18th Oct 20227:00 amGNWTransaction in Own Shares
17th Oct 20227:00 amGNWTransaction in Own Shares

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