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21 Jan 2009 09:11
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FORM 38.5(a)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERSĀ
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
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1. KEYĀ INFORMATION
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|
Name of exempt principal trader |
Cazenove |
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Company dealt in |
Aricom Plc |
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Class of relevant security to which the dealings being disclosed relateĀ (Note 1) |
Ordinary 0.1p |
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Date of dealing |
20thĀ January 2009 |
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2. DEALINGSĀ (Note 2)
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(a) Purchases and sales
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Total number of securities purchased |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
150,000 |
Ā£0.155p |
Ā£0.1475p |
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Ā
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Total number of securities sold |
Highest price received (Note 3) |
Lowest price received (Note 3)Ā |
|
150,000 |
Ā£0.15p |
Ā£0.1475p |
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(b) Derivatives transactions (other than options)
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Product name,Ā e.g. CFD |
Long/shortĀ (Note 4) |
Number of securitiesĀ (Note 5) |
Price per unitĀ (Note 3) |
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(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
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Product name,e.g call option |
Writing,Ā selling,Ā purchasing, varying etc |
Number of securities to which the option relatesĀ (Note 5) |
Exercise priceĀ |
Type, e.g. American, European etc. |
Expiry date |
Option moneypaid/received per unitĀ (Note 3) |
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(ii) Exercising
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|
Product name, e.g. call option |
Number of securitiesĀ |
Exercise price per unitĀ (Note 3) |
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3. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Date of disclosure |
21stĀ January 2009 |
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Contact name |
Barry Page |
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Telephone number |
0207Ā 155 5907 |
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Name of offeree/offeror with which connected |
Aricom Plc & Peter Hambro Mining |
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Nature of connection (Note 6) |
Cazenove are brokerĀ Aricom Plc & Peter Hambro MiningĀ Plc |
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Notes
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The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atĀ www.thetakeoverpanel.org.uk
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