19 Apr 2017 08:47
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TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
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1. Identity of the issuer or the underlying issuerof existing shares to which voting rights areattached: | Cap-XX | |||
2 Reason for the notification (please tick the appropriate box or boxes): | ||||
An acquisition or disposal of voting rights | x | |||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | Β | |||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | Β | |||
An event changing the breakdown of voting rights | Β | |||
Other (please specify): | Β | Β | ||
3. Full name of person(s) subject to thenotification obligation: | Old Mutual plc | |||
4. Full name of shareholder(s)Β (if different from 3.): | Β | |||
5. Date of the transaction and date onwhich the threshold is crossed orreached: v | 07/04/2017 | |||
6. Date on which issuer notified: | 11/04/2017 | |||
7. Threshold(s) that is/are crossed orreached: vi, vii | Β Crossed above 8% | |||
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8. Notified details: | ||||||||||||||||
A: Voting rights attached to shares viii, ix | ||||||||||||||||
Class/type ofshares if possible usingthe ISIN CODE | Situation previousto the triggeringtransaction | Resulting situation after the triggering transaction | ||||||||||||||
NumberofShares | NumberofVotingRights | Numberof shares | Number of votingrights | % of voting rights x | ||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | ||||||||||||
Β | 18,855,778 | 18,855,778 | Β | Β | 23,868,748 | Β | 8.02% | |||||||||
AU0000XINAS1 | ||||||||||||||||
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B: Qualifying Financial Instruments | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Expirationdate xiii | Exercise/Conversion Period xiv | Number of votingrights that may beacquired if theinstrument isexercised/ converted. | % of votingrights | ||||||||||||
N/A | Β | Β | Β | Β | ||||||||||||
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C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||||||||||||
Resulting situation after the triggering transaction | ||||||||||||||||
Type of financialinstrument | Exercise price | Expiration date xvii | Exercise/Conversion period xviii | Number of voting rights instrument refers to Β | % of voting rights xix, xx Β | |||||||||||
N/A | Β | Β | Β | Β Β | Nominal | Delta | ||||||||||
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Total (A+B+C) | ||||||||||||||||
Number of voting rights | Percentage of voting rights | |||||||||||||||
23,868,748 | 8.02% | |||||||||||||||
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9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxi | ||
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Proxy Voting: | ||
10. Name of the proxy holder: | Β | |
11. Number of voting rights proxy holder will ceaseto hold: | Β | |
12. Date on which proxy holder will cease to holdvoting rights: | Β | |
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13. Additional information: | Β | |
14. Contact name: | Rose Coyle | |
15. Contact telephone number: | 02070027503 | |
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