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23 Jan 2017 13:00
MONDAY 23 JANUARY 2017
Numis Corporation Plc ("Numis")
Directors' Dealing
The Board of Numis announces that, further to the RNS dated 19 January 2017, regarding award shares vesting to Executive Directors under the Numis Corporation Plc Restricted Stock Unit Plan 2008 ("RSU Plan"), the following directors, through the mechanism of the RSU Plan, sold part of their award shares to fund tax liabilities arising from the vesting. Simon Denyer, Alex Ham, Oliver Hemsley and Ross Mitchinson, (the Executive Directors of Numis), deemed interested in Numis shares:-
Name of Director | Award Shares sold
| % of Numis shares in issue | Total Numis shares now held
| % of Numis shares in issue |
Simon Denyer Alex Ham Oliver Hemsley Ross Mitchinson
| 1,347 12,339 7,852 4,768 | 0.001% 0.011% 0.007% 0.004%
| 24,629 580,914 7,008,854 146,708
| 0.02% 0.52% 6.20% 0.13%
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No consideration was paid to the Company for the grant of the awards and no consideration has been paid on the vesting of the awards.
The Numis shares referred to above are Numis' ordinary shares of 5p each and the total number of shares in issue is 113,092,448 (excluding shares held in treasury) with each ordinary share carrying the right to one vote.
The total number of shares held in treasury is 5,346,088
The total number of voting rights in Numis is 113,092,448.
The notifications below are made in accordance with the requirements of the EU regulation on market abuse.
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1 | Details of the person discharging managerial responsibility / person closely associated
| |
a) |
Name |
Simon Denyer |
2 | Reason for the notification | |
a) |
Position/status |
PDMR ( Executive Director) |
b) |
Initial notification/amendment |
Initial notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) |
Name |
Numis Corporation Plc |
b) |
LEI |
213800ARWWDZZCNBHD25 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument |
Numis ordinary shares | |
Identification code |
Ordinary share ISIN : GB00B05M6465 | ||
b) |
Nature of transaction |
Sale of part of vested award shares under the Company's Restricted Unit Plan 2008 ("RSU Plan") to fund tax liabilities arising | |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£2.4975 |
1,347 | ||
d) |
Aggregated information | ||
Aggregated volume |
1,347 | ||
Price |
£2.4975 | ||
e) |
Date of transaction |
19 January 2017 | |
f) |
Place of transaction |
UK, London Stock Exchange | |
1 | Details of the person discharging managerial responsibility / person closely associated
| ||
a) |
Name |
Alex Ham | |
2 | Reason for the notification | ||
a) |
Position/status |
PDMR ( Executive Director) | |
b) |
Initial notification/amendment |
Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) |
Name |
Numis Corporation Plc | |
b) |
LEI |
213800ARWWDZZCNBHD25 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument |
Numis ordinary shares | |
Identification code |
Ordinary share ISIN : GB00B05M6465 | ||
b) |
Nature of transaction |
Sale of part of vested award shares under the Company's Restricted Unit Plan 2008 ("RSU Plan") to fund tax liabilities arising
| |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£2.4975 |
12,339 | ||
d) |
Aggregated information | ||
Aggregated volume |
12,339 | ||
Price |
£2.4975 | ||
e) |
Date of transaction |
19 January 2017 | |
f) |
Place of transaction |
UK, London Stock Exchange | |
1 | Details of the person discharging managerial responsibility / person closely associated
| ||
a) |
Name |
Oliver Hemsley | |
2 | Reason for the notification | ||
a) |
Position/status |
PDMR ( Executive Director) | |
b) |
Initial notification/amendment |
Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) |
Name |
Numis Corporation Plc | |
b) |
LEI |
213800ARWWDZZCNBHD25 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument |
Numis ordinary shares | |
Identification code |
Ordinary share ISIN : GB00B05M6465 | ||
b) |
Nature of transaction |
Sale of part of vested award shares under the Company's Restricted Unit Plan 2008 ("RSU Plan") to fund tax liabilities arising | |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£2.4975 |
7,852 | ||
d) |
Aggregated information | ||
Aggregated volume |
7,852 | ||
Price |
£2.4975 | ||
e) |
Date of transaction |
19 January 2017 | |
f) |
Place of transaction |
UK, London Stock Exchange | |
1 | Details of the person discharging managerial responsibility / person closely associated
| ||
a) |
Name |
Ross Mitchinson | |
2 | Reason for the notification | ||
a) |
Position/status |
PDMR ( Executive Director) | |
b) |
Initial notification/amendment |
Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) |
Name |
Numis Corporation Plc | |
b) |
LEI |
213800ARWWDZZCNBHD25 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument |
Numis ordinary shares | |
Identification code |
Ordinary share ISIN : GB00B05M6465 | ||
b) |
Nature of transaction |
Sale of part of vested award shares under the Company's Restricted Unit Plan 2008 ("RSU Plan") to fund tax liabilities arising | |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
£2.4975 |
4,768 | ||
d) |
Aggregated information | ||
Aggregated volume |
4,768 | ||
Price |
£2.4975 | ||
e) |
Date of transaction |
19 January 2017 | |
f) |
Place of transaction |
UK, London Stock Exchange | |
This announcement contains inside information for the purposes of Article 7 of Regulation (EU) No 596/2014.
23 January 2017
Contacts
Alex Ham and Ross Mitchinson Co-CEOs 020 7260 1425
Simon Denyer, Group Finance Director 020 7260 1225
Brunswick:
Gill Ackers 020 7404 5959
Simone Selzer 020 7404 5959
Grant Thornton UK LLP (Nominated Adviser):
Philip Secrett 020 7728 2578Harrison J Clarke 020 7184 4384
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