22 Jan 2018 12:00
MONDAY 22 JANUARY 2018
Numis Corporation Plc ("Numis")
Directors' Dealing
The Board of Numis announces that, further to the grant of share awards to Directors and employees announced on 20 January 2016, following the vesting of award shares under the Numis Corporation Plc Restricted Stock Unit Plan 2008 ("RSU Plan") on 19 January 2018, Alex Ham, Ross Mitchinson and Andrew Holloway, (the Executive Directors of Numis), through the mechanism of the RSU Plan, sold part of their award shares to fund tax liabilities arising from the vesting
Executive Directors' deemed interest in Numis shares:-
Name of Director | Award Shares vested | Award Shares sold | Award Shares acquired | Total Numis shares now held
| % of Numis shares in issue |
Alex Ham
Andrew Holloway
Ross Mitchinson
| 26,253
10,341
10,143 | 12,339
4,861
4,768
| 13,914
5,480
5,375 | 594,828
44,615
293,415
| 0.55%
0.04%
0.27%
|
No consideration was paid to the Company for the grant of the award and no consideration has been paid on the vesting of the awards.
The Numis shares referred to above are Numis' ordinary shares of 5p each and the total number of shares in issue is 108,027,448 (excluding shares held in treasury) with each ordinary share carrying the right to one vote.
The total number of shares held in treasury is 10,411,088 (9.64%).
The total number of voting rights in Numis is 108,027,448.
The notifications below are made in accordance with the requirements of the EU regulation on market abuse.
NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM
1 | Details of the person discharging managerial responsibility / person closely associated
| |
a) |
Name |
Alex Ham |
2 | Reason for the notification | |
a) |
Position/status |
PDMR (Executive Director) |
b) |
Initial notification/amendment |
Initial notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) |
Name |
Numis Corporation Plc |
b) |
LEI |
213800AREEDZZCNBHD25 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument |
Numis Ordinary Shares | |
Identification code |
Ordinary share ISIN : GB00B05M6465 | ||
b) |
Nature of transaction | 1. Vesting of ordinary shares under the Numis Corporation Plc Restricted Stock Unit Plan 2008 ("RSU Plan")
2. Sale of part of vested award shares under the RSU Plan to fund tax liabilities arising | |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
1. Nil | 1. 26,253 | ||
2. £3.365
|
2. 12,339 | ||
d) |
Aggregated information | ||
Aggregated volume |
N/A | ||
Price |
N/A | ||
e) |
Date of transaction |
19 January 2018 | |
f) |
Place of transaction |
UK, London Stock Exchange | |
1 | Details of the person discharging managerial responsibility / person closely associated
| |
a) |
Name |
Andrew Holloway |
2 | Reason for the notification | |
a) |
Position/status |
PDMR (Executive Director) |
b) |
Initial notification/amendment |
Initial notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) |
Name |
Numis Corporation Plc |
b) |
LEI |
213800AREEDZZCNBHD25 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument |
Numis Ordinary Shares | |
Identification code |
Ordinary share ISIN : GB00B05M6465 | ||
b) |
Nature of transaction | 1. Vesting of ordinary shares under the Numis Corporation Plc Restricted Stock Unit Plan 2008 ("RSU Plan")
2.Sale of part of vested award shares under the RSU Plan to fund tax liabilities arising | |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
1 Nil | 1. 10,341 | ||
2 £3.365
|
2. 4,861 | ||
d) |
Aggregated information | ||
Aggregated volume |
N/A | ||
Price |
N/A | ||
e) |
Date of transaction |
19 January 2018 | |
f) |
Place of transaction |
UK, London Stock Exchange | |
1 | Details of the person discharging managerial responsibility / person closely associated
| |
a) |
Name |
Ross Mitchinson |
2 | Reason for the notification | |
a) |
Position/status |
PDMR (Executive Director) |
b) |
Initial notification/amendment |
Initial notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) |
Name |
Numis Corporation Plc |
b) |
LEI |
213800AREEDZZCNBHD25 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
a) |
Description of the financial instrument, type of instrument |
Numis Ordinary Shares | |
Identification code |
Ordinary share ISIN : GB00B05M6465 | ||
b) |
Nature of transaction | 1. Vesting of ordinary shares under the Numis Corporation Plc Restricted Stock Unit Plan 2008 ("RSU Plan")
2.Sale of part of vested award shares under the RSU Plan to fund tax liabilities arising | |
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
1. Nil | 1 10,143 | ||
2 £3.365
| 2 4,768 | ||
d) |
Aggregated information | ||
Aggregated volume |
N/A | ||
Price |
N/A | ||
e) |
Date of transaction |
19 January 2018 | |
f) |
Place of transaction |
UK, London Stock Exchange | |
This announcement contains inside information for the purposes of Article 7 of Regulation (EU) No 596/2014.
22 January 2018
Contacts
Alex Ham and Ross Mitchinson Co-CEOs 020 7260 1245
Andrew Holloway - Chief Financial Officer 020 7260 1266
Brunswick:
Nick Cosgrove 020 7404 5959
Simone Selzer 020 7404 5959
Grant Thornton UK LLP (Nominated Adviser):
Philip Secrett 020 7728 2578
Jen Clarke 020 7865 2411
Harrison J Clarke 020 7184 4384