21 Feb 2020 10:31
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NMC Health plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | GK Investment Holding Group SA |
(d) Date dealing undertaken: | 20 February 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | PURCHASES | 832,520 | 8.6020 GBP | 7.8220 GBP |
10p ordinary | SALES | 592,072 | 8.6000 GBP | 7.8720 GBP |
10p ordinary | PURCHASES | 192 | 8.5740 USD | 8.5740 USD |
10p ordinary | SALES | 343 | 8.5740 USD | 8.5740 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | LONG | 153 | 7.9540 GBP |
10p ordinary | CFD | LONG | 333 | 8.1077 GBP |
10p ordinary | CFD | LONG | 181 | 8.1077 GBP |
10p ordinary | CFD | LONG | 37,606 | 8.3210 GBP |
10p ordinary | CFD | LONG | 1,000 | 8.3300 GBP |
10p ordinary | CFD | LONG | 2,000 | 8.3431 GBP |
10p ordinary | CFD | LONG | 13,000 | 8.3431 GBP |
10p ordinary | CFD | LONG | 5,000 | 8.3527 GBP |
10p ordinary | CFD | LONG | 593,627 | 8.3715 GBP |
10p ordinary | CFD | LONG | 70,534 | 8.3715 GBP |
10p ordinary | CFD | LONG | 468,723 | 8.3715 GBP |
10p ordinary | CFD | LONG | 1,082,749 | 8.3715 GBP |
10p ordinary | CFD | LONG | 106,980 | 8.3715 GBP |
10p ordinary | CFD | LONG | 810,271 | 8.3715 GBP |
10p ordinary | CFD | LONG | 1,000 | 8.3780 GBP |
10p ordinary | CFD | LONG | 24,512 | 8.3980 GBP |
10p ordinary | CFD | LONG | 3,000 | 8.4020 GBP |
10p ordinary | CFD | LONG | 327 | 8.4118 GBP |
10p ordinary | CFD | LONG | 282 | 8.4248 GBP |
10p ordinary | CFD | LONG | 66,323 | 8.4637 GBP |
10p ordinary | CFD | LONG | 35,500 | 8.4679 GBP |
10p ordinary | CFD | LONG | 115,878 | 8.4679 GBP |
10p ordinary | CFD | LONG | 91,800 | 8.4679 GBP |
10p ordinary | CFD | LONG | 32,613 | 8.4679 GBP |
10p ordinary | CFD | LONG | 28,000 | 8.4679 GBP |
10p ordinary | CFD | LONG | 388 | 8.4761 GBP |
10p ordinary | CFD | LONG | 510 | 8.4761 GBP |
10p ordinary | CFD | LONG | 2,769 | 8.4761 GBP |
10p ordinary | CFD | LONG | 3,643 | 8.4761 GBP |
10p ordinary | CFD | LONG | 3,000 | 8.4810 GBP |
10p ordinary | CFD | LONG | 5,264 | 8.4938 GBP |
10p ordinary | CFD | LONG | 6,290 | 8.4976 GBP |
10p ordinary | CFD | LONG | 1,000 | 8.5060 GBP |
10p ordinary | CFD | LONG | 1,075 | 8.5104 GBP |
10p ordinary | CFD | LONG | 1,000 | 8.5140 GBP |
10p ordinary | CFD | LONG | 1,000 | 8.5180 GBP |
10p ordinary | CFD | LONG | 3,000 | 8.5200 GBP |
10p ordinary | CFD | LONG | 480 | 8.5358 GBP |
10p ordinary | CFD | LONG | 3,000 | 8.5380 GBP |
10p ordinary | CFD | LONG | 399 | 8.5473 GBP |
10p ordinary | CFD | LONG | 2,459 | 8.5502 GBP |
10p ordinary | CFD | LONG | 1,000 | 8.5520 GBP |
10p ordinary | CFD | LONG | 2,354 | 8.5540 GBP |
10p ordinary | CFD | LONG | 283 | 8.5660 GBP |
10p ordinary | CFD | LONG | 5,717 | 8.5660 GBP |
10p ordinary | CFD | LONG | 21,116 | 8.5740 GBP |
10p ordinary | CFD | LONG | 7,768 | 8.5740 GBP |
10p ordinary | CFD | LONG | 11,949 | 8.5740 GBP |
10p ordinary | CFD | LONG | 1,217 | 8.5740 GBP |
10p ordinary | CFD | LONG | 1,000 | 8.5760 GBP |
10p ordinary | CFD | SHORT | 5,000 | 8.2771 GBP |
10p ordinary | CFD | SHORT | 2,012 | 8.3129 GBP |
10p ordinary | CFD | SHORT | 468,723 | 8.3715 GBP |
10p ordinary | CFD | SHORT | 70,534 | 8.3715 GBP |
10p ordinary | CFD | SHORT | 106,980 | 8.3715 GBP |
10p ordinary | CFD | SHORT | 810,271 | 8.3715 GBP |
10p ordinary | CFD | SHORT | 1,082,749 | 8.3715 GBP |
10p ordinary | CFD | SHORT | 593,627 | 8.3715 GBP |
10p ordinary | CFD | SHORT | 7,538 | 8.4098 GBP |
10p ordinary | CFD | SHORT | 113,518 | 8.4254 GBP |
10p ordinary | CFD | SHORT | 1,041 | 8.4382 GBP |
10p ordinary | CFD | SHORT | 12,081 | 8.4395 GBP |
10p ordinary | CFD | SHORT | 1,341 | 8.4438 GBP |
10p ordinary | CFD | SHORT | 7,782 | 8.4575 GBP |
10p ordinary | CFD | SHORT | 7,343 | 8.4621 GBP |
10p ordinary | CFD | SHORT | 1,026 | 8.4621 GBP |
10p ordinary | CFD | SHORT | 3,458 | 8.4649 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.4680 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.4700 GBP |
10p ordinary | CFD | SHORT | 6,679 | 8.4738 GBP |
10p ordinary | CFD | SHORT | 965 | 8.4909 GBP |
10p ordinary | CFD | SHORT | 283 | 8.4940 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5100 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5116 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5180 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5180 GBP |
10p ordinary | CFD | SHORT | 152 | 8.5200 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5200 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5220 GBP |
10p ordinary | CFD | SHORT | 354 | 8.5300 GBP |
10p ordinary | CFD | SHORT | 471 | 8.5301 GBP |
10p ordinary | CFD | SHORT | 190 | 8.5319 GBP |
10p ordinary | CFD | SHORT | 457 | 8.5340 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5460 GBP |
10p ordinary | CFD | SHORT | 198 | 8.5463 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5480 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5480 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5480 GBP |
10p ordinary | CFD | SHORT | 287 | 8.5564 GBP |
10p ordinary | CFD | SHORT | 705 | 8.5578 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5620 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5640 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5680 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5720 GBP |
10p ordinary | CFD | SHORT | 15,652 | 8.5740 GBP |
10p ordinary | CFD | SHORT | 15,653 | 8.5740 GBP |
10p ordinary | CFD | SHORT | 78 | 8.5740 GBP |
10p ordinary | CFD | SHORT | 108 | 8.5760 GBP |
10p ordinary | CFD | SHORT | 1,000 | 8.5760 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 21 February 2020 |
| Contact name: | Craig Horsley |
| Telephone number: | +44(141) 245 7736 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.