14 Feb 2020 08:42
Amendment - due to the amendment of Derivative transactions, the disclosure made on 12 February for dealings on 11 February has been updated. Section 2(b) has been updated.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | NMC HEALTH PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | GKSD INVESTMENT HOLDING SA (A COMPANY BACKED BY SPONSORS OF GRUPPO SAN DONATO) |
(d) Date dealing undertaken: | 11 February 2020 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
10p ordinary | Purchases | 1,762,5767,000,000 | 9.5600 GBP10.0734 USD | 7.6120 GBP10.0734 USD |
10p ordinary | Sales | 1,546,087 7,000,000 | 9.6100 GBP 10.0734 USD | 7.6120 GBP 10.0734 USD |
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Convertible bond 2025 | Purchases | 4,000,000 | 83.0000 USD | 82.5000 USD |
Convertible bond 2025 | Sales | 2,000,000 | 82.7500 USD | 82.7500 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
10p ordinary | CFD | Increasing a long position | 1,500 | 7.6264 GBP |
10p ordinary | CFD | Opening a short position | 90 | 7.7050 GBP |
10p ordinary | CFD | Reducing a long position | 2,910 | 7.7050 GBP |
10p ordinary | CFD | Reducing a long position | 680 | 7.7341 GBP |
10p ordinary | CFD | Reducing a short position | 12,166 | 7.7399 GBP |
10p ordinary | CFD | Reducing a long position | 400 | 7.7566 GBP |
10p ordinary | CFD | Reducing a long position | 1,500 | 7.7621 GBP |
10p ordinary | CFD | Reducing a short position | 11,700 | 7.7734 GBP |
10p ordinary | CFD | Reducing a short position | 7,800 | 7.7743 GBP |
10p ordinary | CFD | Reducing a long position | 2,000 | 7.7746 GBP |
10p ordinary | CFD | Reducing a long position | 103,032 | 7.7820 GBP |
10p ordinary | CFD | Increasing a long position | 2,000 | 7.7834 GBP |
10p ordinary | CFD | Reducing a short position | 556 | 7.7900 GBP |
10p ordinary | CFD | Reducing a long position | 700 | 7.8006 GBP |
10p ordinary | CFD | Reducing a long position | 2,121 | 7.8799 GBP |
10p ordinary | CFD | Opening a short position | 12,166 | 7.8799 GBP |
10p ordinary | CFD | Increasing a long position | 2,722 | 7.8862 GBP |
10p ordinary | CFD | Reducing a short position | 1,808 | 7.8880 GBP |
10p ordinary | CFD | Increasing a short position | 2,764 | 7.9000 GBP |
10p ordinary | CFD | Increasing a long position | 2,301 | 7.9034 GBP |
10p ordinary | CFD | Increasing a long position | 1,000 | 7.9226 GBP |
10p ordinary | CFD | Reducing a long position | 1,000 | 8.0086 GBP |
10p ordinary | CFD | Opening a long position | 13,295 | 8.0421 GBP |
10p ordinary | CFD | Increasing a long position | 3,580 | 8.0421 GBP |
10p ordinary | CFD | Opening a short position | 9,688 | 8.0765 GBP |
10p ordinary | CFD | Opening a short position | 59,253 | 8.0784 GBP |
10p ordinary | CFD | Reducing a long position | 78,416 | 8.0784 GBP |
10p ordinary | CFD | Reducing a short position | 12,000 | 8.0886 GBP |
10p ordinary | CFD | Increasing a long position | 778 | 8.1627 GBP |
10p ordinary | CFD | Increasing a short position | 115,971 | 8.2307 GBP |
10p ordinary | CFD | Increasing a long position | 20,343 | 8.2606 GBP |
10p ordinary | CFD | Reducing a long position | 8,000 | 8.2983 GBP |
10p ordinary | CFD | Increasing a short position | 41,531 | 8.4390 GBP |
10p ordinary | CFD | Increasing a short position | 69,040 | 8.4390 GBP |
10p ordinary | CFD | Opening a long position | 7,896 | 8.4567 GBP |
10p ordinary | CFD | Increasing a long position | 200 | 8.4633 GBP |
10p ordinary | CFD | Reducing a short position | 4,990 | 8.4919 GBP |
10p ordinary | CFD | Opening a long position | 2,910 | 8.4919 GBP |
10p ordinary | CFD | Reducing a long position | 1,000 | 8.5047 GBP |
10p ordinary | CFD | Increasing a long position | 1,000 | 8.5693 GBP |
10p ordinary | CFD | Increasing a long position | 4,000 | 8.5993 GBP |
10p ordinary | CFD | Opening a long position | 1,000 | 8.6033 GBP |
10p ordinary | CFD | Reducing a short position | 166,971 | 8.6040 GBP |
10p ordinary | CFD | Increasing a long position | 1,000 | 8.6083 GBP |
10p ordinary | CFD | Increasing a long position | 4,000 | 8.6320 GBP |
10p ordinary | CFD | Reducing a long position | 3,500 | 8.6896 GBP |
10p ordinary | CFD | Increasing a long position | 1,000 | 8.7153 GBP |
10p ordinary | CFD | Increasing a long position | 58,763 | 8.9632 GBP |
10p ordinary | CFD | Increasing a long position | 1,000 | 9.0673 GBP |
10p ordinary | CFD | Increasing a long position | 1,000 | 9.0993 GBP |
10p ordinary | CFD | Increasing a long position | 13,729 | 9.2786 GBP |
10p ordinary | CFD | Increasing a long position | 7,604 | 9.4024 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 14 February 2020 |
| Contact name: | Kashif Rafiq and Papa Lette |
| Telephone number: | +44(20) 7051 0547 / +44(20) 7774 7442 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.