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Director/PDMR Shareholding

6 Feb 2023 15:40

RNS Number : 0685P
MaxCyte, Inc.
06 February 2023
 

MaxCyte, Inc.

 

("MaxCyte" or the "Company")

 

Exercise of options, PDMR dealing and Total Voting Rights

 

ROCKVILLE, MD, February 6, 2023 - MaxCyte (NASDAQ: MXCT; LSE: MXCT), a leading commercial cell - engineering company focused on providing enabling platform technologies to advance innovative cell-based research as well as next-generation cell therapeutic discovery, development and commercialization, announces that between 1 February 2023 and 2 February 2023, as per filings lodged with the SEC, Doug Doerfler, Chief Executive Officer, exercised options over 30,000 shares of common stock of $0.01 of the Company ("Common Stock") ("Exercise") in aggregate. The 30,000 new shares of Common Stock issued pursuant to the Exercise ("New Common Stock"), were sold by Doug Doerfler at a price range between of $5.50 and $5.885 per Common Stock ("Sale"). The sold shares represent approximately 0.9% of Doug Doerfler's total equity and option holdings in the Company's stock capital, respectively.

 

Following the Exercise, Doug Doerfler holds a further 2,953,680 options over Common Stock and still holds 333,197 shares of Common Stock representing 0.3% of the issued stock capital of the Company.

 

The sales and option exercises were effected pursuant to a Rule 10b5-1 trading plan adopted by Doug Doerfler on November 18, 2022 relating solely to the sale of shares acquired from exercise of an option that expires on November 11, 2024.

 

Total voting rights

The 30,000 New Common Stock have been admitted to trading on AIM pursuant to the Block Listing announced by the Company on September 6, 2021. The New Common Stock will rank pari passu with the existing shares of common stock of the Company and will trade in the unrestricted line of Common Stock trading under the symbol MXCT. The total issued stock capital of the Company following the above will be 102,904,745 shares of common stock. Shareholders in the Company may use this figure as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, the stock capital of the Company.

 

 

MaxCyte Contacts:

US IR Adviser

Gilmartin Group

David Deuchler, CFA

 

 

+1 415-937-5400

ir@maxcyte.com

 

Nominated Adviser and Joint Corporate Broker

Panmure Gordon

Emma Earl / Freddy Crossley

Corporate Broking

Rupert Dearden

 

+44 (0)20 7886 2500

 

UK IR Adviser

Consilium Strategic Communications

Mary-Jane Elliott

Chris Welsh 

 

+44 (0)203 709 5700

maxcyte@consilium-comms.com

 

About MaxCyte

MaxCyte is a leading, cell-engineering focused company providing enabling platform technologies to advance the discovery, development and commercialization of next-generation cell therapeutics and to support innovative, cell-based research. Over the past 20 years, we have developed and commercialized our proprietary Flow Electroporation® technology, which facilitates complex engineering of a wide variety of cells. Our ExPERT™ platform, which is based on our Flow Electroporation technology, has been designed to support the rapidly expanding cell therapy market and can be utilized across the continuum of the high-growth cell therapy sector, from discovery and development through commercialization of next-generation, cell-based medicines. The ExPERT family of products includes: four instruments, the ATx®, STx® GTx® and VLx™; a portfolio of proprietary related processing assemblies or disposables; and software protocols, all supported by a robust worldwide intellectual property portfolio.

 

Learn more at maxcyte.com and follow us on Twitter and LinkedIn.

 

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.    

1    

Details of the person discharging managerial responsibilities / person closely associated    

a)    

Name    

Doug Doerfler

2    

Reason for the notification    

a)    

Position/status    

 Chief Executive Officer

b)    

Initial notification /Amendment    

Initial Notification

3    

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor    

a)

Name

MaxCyte, Inc.

b)

LEI    

54930053YHXULRFCU991

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted    

a)

Description of the financial instrument, type of instrument

Identification code

$0.01 ordinary shares

 

US57777K1060 

b)

Nature of the transaction

Exercise of options over Common Stock

c)

Price(s) and volume(s)

$0.04 per Ordinary Share

Price(s)

Volumes(s)

N/A

N/A

 

19,335

10,665

 

d)

Aggregated information

- Aggregated volume

- Price

 

30,000

N/A 

e)    

Date of the transaction

1 to 2 February 2023

f)    

Place of the transaction

US Stock Exchange- Nasdaq

 

 

 

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.    

1    

Details of the person discharging managerial responsibilities / person closely associated    

a)    

Name    

Doug Doerfler

2    

Reason for the notification    

a)    

Position/status

 Chief Executive Officer

b)    

Initial notification /Amendment

Initial Notification

3    

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor    

a)

Name

MaxCyte, Inc.

b)

LEI    

54930053YHXULRFCU991

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted    

a)

Description of the financial instrument, type of instrument

Identification code

$0.01 ordinary shares

 

US57777K1060 

b)

Nature of the transaction

Sale of Common Stock

c)

Price(s) and volume(s)

$0.04 per Ordinary Share

Price(s)

Volumes(s)

$5.69

$5.77

 

19,335

10,665

 

d)

Aggregated information

- Aggregated volume

- Price

N/A

30,000

$5.718

e)    

Date of the transaction

1 to 2 February 2023

f)    

Place of the transaction

US Stock Exchange - Nasdaq

 

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END
 
 
DSHEASAKEDPDEFA
Date   Source Headline
21st Jan 20259:13 amRNSHolding(s) in Company
17th Jan 20251:15 pmRNSHolding(s) in Company
15th Jan 20254:00 pmRNSHolding(s) in Company
13th Jan 20258:05 amRNSPreliminary Fourth Quarter and Full Year Results
2nd Jan 20255:53 pmRNSTotal Voting Rights
31st Dec 20247:00 amRNSExercise of options and PDMR dealing
23rd Dec 20247:00 amRNSMaxCyte Announces Retirement of Board Member
19th Dec 20244:26 pmRNSHolding(s) in Company
18th Dec 20243:31 pmRNSHolding(s) in Company
10th Dec 20245:16 pmRNSHolding(s) in Company
10th Dec 20245:12 pmRNSHolding(s) in Company
9th Dec 20247:00 amRNSMaxCyte Streamlines Operations and Raises Guidance
2nd Dec 20245:09 pmRNSTotal Voting Rights and Block Listing Return
28th Nov 20243:05 pmRNSHolding(s) in Company
28th Nov 20243:05 pmRNSHolding(s) in Company
19th Nov 20249:49 amRNSHolding(s) in Company
7th Nov 20247:00 amRNSFiling of 10Q form
7th Nov 20247:00 amRNSThird Quarter 2024 Financial Results
6th Nov 20241:43 pmRNSExercise of options and PDMR dealing
4th Nov 20241:23 pmRNSTotal Voting Rights
31st Oct 20247:00 amRNSExercise of options and PDMR dealing
18th Oct 20249:24 amRNSGrant of Options and Restricted Stock Units
15th Oct 20241:05 pmRNSMaxCyte Appoints Cynthia Collins to Board
11th Oct 20241:00 pmRNSNotice of Results
10th Oct 20241:05 pmRNSMaxCyte Appoints Ali Soleymannezhad as CCO
3rd Oct 20249:41 amRNSExercise of options and PDMR dealing
1st Oct 20249:47 amRNSExercise of options and PDMR dealing
1st Oct 20247:00 amRNSTotal Voting Rights
27th Sep 20244:15 pmRNSHolding(s) in Company
27th Sep 20243:29 pmRNSHolding(s) in Company
20th Sep 20245:02 pmRNSHolding(s) in Company
16th Sep 20247:00 amRNSTR-1: Notification of major holdings
16th Sep 20247:00 amRNSSigning of Strategic Platform License
6th Sep 20245:07 pmRNSExercise of options and PDMR dealing
3rd Sep 20243:38 pmRNSTotal Voting Rights
29th Aug 202410:06 amRNSExercise of options and PDMR dealing
7th Aug 20247:05 amRNSFiling of Form 10-Q
7th Aug 20247:00 amRNSSecond Quarter and Half-Year Results
1st Aug 20244:31 pmRNSTotal Voting Rights
31st Jul 20247:00 amRNSExercise of options and PDMR dealing
10th Jul 20249:15 amRNSNotice of Results
9th Jul 20249:14 amRNSChange of Name of Nominated Adviser and Broker
3rd Jul 20247:00 amRNSTR-1: Notification of major holdings
2nd Jul 202411:18 amRNSExercise of options and PDMR dealing
2nd Jul 20247:00 amRNSTotal Voting Rights
27th Jun 20242:34 pmRNSPublication of Annual Report
14th Jun 20247:00 amRNSGrant of Options and Restricted Stock Units
12th Jun 20247:00 amRNSResult of AGM
11th Jun 20247:00 amRNSPDMR Dealing
3rd Jun 20243:22 pmRNSTotal Voting Rights

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