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Pin to quick picksMetro Bank Regulatory News (MTRO)

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Holding(s) in Company

4 Mar 2019 15:27

RNS Number : 7884R
Metro Bank PLC
04 March 2019
ย 

TR-1: Standard form for notification of major holdings

ย 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

ย 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

METRO BANK PLC

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

ย 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

X

An event changing the breakdown of voting rights

ย 

Other (please specify)iii: Placing of new ordinary shares

ย 

3. Details of person subject to the notification obligationiv

Name

Bank of America Corporation

City and country of registered office (if applicable)

Wilmington, DE, United States

4. Full name of shareholder(s) (if different from 3.)v

Name

ย 

City and country of registered office (if applicable)

ย 

5. Date on which the threshold was crossed or reachedvi:

27th February 2019

6. Date on which issuer notified (DD/MM/YYYY):

1st March 2019

7. Total positions of person(s) subject to the notification obligation

ย 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

ย 

2.497%

ย 

4.351%

ย 

6.848%

97,420,458

ย 

Position of previous notification (if

applicable)

ย 

Below Notifiable Threshold

ย 

Below Notifiable Threshold

ย 

Below Notifiable Threshold

ย 

ย ย ย ย ย ย ย 

ย 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)

Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)

ย 

GB00BZ6STL67

ย 

0

2,432,567

ย 

0%

2.497%

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

SUBTOTAL 8. A

2,432,567

2.497%

ย 

ย 

B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

Right to Recall

ย 

N/A

ย 

N/A

ย 

894,054

ย 

ย 

0.918%

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

ย 

SUBTOTAL 8. B 1

ย 

894,054

ย 

ย 

ย 

0.918%

ย 

ย 

ย 

ย 

B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

Swaps

Feb 28, 2019

N/A

Cash Settled

1,186

0.001%

Swaps

Mar 06, 2019

N/A

Cash Settled

214,411

0.220%

Swaps

Mar 11, 2019

N/A

Cash Settled

21,563

0.022%

Swaps

Mar 29, 2019

N/A

Cash Settled

30,235

0.031%

Swaps

Apr 02, 2019

N/A

Cash Settled

39,594

0.041%

Swaps

Apr 05, 2019

N/A

Cash Settled

215,833

0.222%

Swaps

Apr 15, 2019

N/A

Cash Settled

525,754

0.540%

Swaps

May 31, 2019

N/A

Cash Settled

25,406

0.026%

Swaps

Jun 13, 2019

N/A

Cash Settled

2,026

0.002%

Swaps

Jun 28, 2019

N/A

Cash Settled

41,970

0.043%

Swaps

Sep 06, 2019

N/A

Cash Settled

979,000

1.005%

Swaps

Sep 16, 2019

N/A

Cash Settled

384,719

0.395%

Swaps

Sep 27, 2019

N/A

Cash Settled

33

0.000%

Swaps

Sep 30, 2019

N/A

Cash Settled

31,928

0.033%

Swaps

Oct 03, 2019

N/A

Cash Settled

23

0.000%

Swaps

Oct 07, 2019

N/A

Cash Settled

1,081

0.001%

Swaps

Oct 11, 2019

N/A

Cash Settled

23

0.000%

Swaps

Oct 15, 2019

N/A

Cash Settled

2,848

0.003%

Swaps

Oct 17, 2019

N/A

Cash Settled

417

0.000%

Swaps

Oct 21, 2019

N/A

Cash Settled

1,089

0.001%

Swaps

Oct 24, 2019

N/A

Cash Settled

88

0.000%

Swaps

Oct 25, 2019

N/A

Cash Settled

873

0.001%

Swaps

Oct 28, 2019

N/A

Cash Settled

23,225

0.024%

Swaps

Nov 04, 2019

N/A

Cash Settled

663

0.001%

Swaps

Nov 12, 2019

N/A

Cash Settled

5

0.000%

Swaps

Nov 18, 2019

N/A

Cash Settled

22,867

0.023%

Swaps

Nov 29, 2019

N/A

Cash Settled

174,005

0.179%

Swaps

Dec 27, 2019

N/A

Cash Settled

46,556

0.048%

Swaps

Jan 31, 2020

N/A

Cash Settled

2,038

0.002%

Swaps

Apr 17, 2020

N/A

Cash Settled

303

0.000%

Swaps

Apr 30, 2020

N/A

Cash Settled

90,749

0.093%

Swaps

May 05, 2020

N/A

Cash Settled

15,819

0.016%

Swaps

May 29, 2020

N/A

Cash Settled

918

0.001%

Swaps

Jun 30, 2020

N/A

Cash Settled

2,231

0.002%

Swaps

Jul 31, 2020

N/A

Cash Settled

5,914

0.006%

Swaps

Aug 26, 2020

N/A

Cash Settled

2,359

0.002%

Swaps

Sep 30, 2020

N/A

Cash Settled

7,942

0.008%

Swaps

Oct 19, 2020

N/A

Cash Settled

17,154

0.018%

Swaps

Oct 30, 2020

N/A

Cash Settled

539

0.001%

Swaps

Dec 31, 2020

N/A

Cash Settled

1,167

0.001%

Swaps

Jan 29, 2021

N/A

Cash Settled

2,328

0.002%

Swaps

Feb 26, 2021

N/A

Cash Settled

111

0.000%

Swaps

Jun 30, 2021

N/A

Cash Settled

5,123

0.005%

Swaps

Jul 30, 2021

N/A

Cash Settled

1,725

0.002%

Swaps

Oct 29, 2021

N/A

Cash Settled

14,387

0.015%

Swaps

Jan 31, 2022

N/A

Cash Settled

18,156

0.019%

Swaps

Feb 28, 2022

N/A

Cash Settled

20,501

0.021%

Swaps

Feb 15, 2023

N/A

Cash Settled

348,111

0.357%

ย 

ย 

ย 

SUBTOTAL 8.B.2

3,344,996

ย 

ย 

3.434%

ย 

ย 

ย 

ย 

ย ย ย ย ย ย ย 

ย 

ย 

ย 

ย 

ย 

ย 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

ย 

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

X

ย 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

ย 

ย 

BofAML Jersey Holdings Limited

N/A

N/A

N/A

BofAML EMEA Holdings 2 Limited

N/A

N/A

N/A

ML UK Capital Holdings Limited

N/A

N/A

N/A

Merrill Lynch International

N/A

3.715%

6.204%

ย 

ย 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

ย 

ย 

BAC North America Holding Company

N/A

N/A

N/A

BANA Holding Corporation

N/A

N/A

N/A

Bank of America, National Association

N/A

N/A

N/A

ย 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

Bank of America Corporation

N/A

N/A

N/A

NB Holdings Corporation

N/A

N/A

N/A

ย 

ย 

BAC North America Holding Company

N/A

N/A

N/A

Merrill Lynch, Pierce, Fenner & Smith Incorporated

N/A

N/A

N/A

ย 

ย 

10. In case of proxy voting, please identify:

Name of the proxy holder

ย 

The number and % of voting rights held

ย 

The date until which the voting rights will be held

ย 

ย 

11. Additional informationxvi

ย 

ย ย ย 

ย 

Place of completion

United Kingdom

Date of completion

1st March 2019

ย 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
ย 
END
ย 
ย 
HOLEZLFBKXFLBBE
Date   Source Headline
2nd Jun 202611:54 amEQSResult of AGM
1st Jun 20263:00 pmEQSShares Admitted to Trading and Total Voting Rights
1st Jun 20262:00 pmEQSBoard Update
1st May 20263:00 pmEQSShares Admitted to Trading and Total Voting Rights
30th Apr 20267:01 amEQSMetro Bank Holdings PLC: First Quarter 2026 Trading Update
16th Apr 202610:18 amEQSPublication of 2025 Annual Report and Accounts and Notice of 2026 Annual General Meeting
1st Apr 20262:59 pmEQSShares Admitted to Trading and Total Voting Rights
25th Mar 20263:32 pmEQSDirector/PDMR Shareholding
23rd Mar 202612:03 pmEQSDirectorate change
19th Mar 20263:02 pmEQSDirector/PDMR Shareholding
6th Mar 20263:02 pmEQSDirector/PDMR Shareholding
6th Mar 20262:58 pmEQSDirector/PDMR Shareholding
5th Mar 20262:58 pmEQSDirector/PDMR Shareholding
4th Mar 20267:01 amEQSMetro Bank Holdings PLC: Results for the year ended 31 December 2025
2nd Mar 20263:16 pmEQSTotal Voting Rights and Shares Admitted to Trading
27th Feb 20264:26 pmEQSDirector/PDMR Shareholding
2nd Feb 20263:01 pmEQSTotal Voting Rights
2nd Jan 20263:00 pmEQSTotal Voting Rights
24th Dec 202512:03 pmEQSDirector/PDMR Shareholding
24th Dec 202512:02 pmRNSDirector/PDMR Shareholding
19th Dec 20256:43 amEQSReclassification Under MREL Regime
19th Dec 20256:42 amRNSReclassification Under MREL Regime
5th Dec 20252:41 pmEQSDirector/PDMR Shareholding
1st Dec 20253:00 pmEQSTotal Voting Rights
14th Nov 20253:00 pmEQSBlock Listing Six Monthly Return
5th Nov 20257:01 amEQSMetro Bank Holdings PLC: Third Quarter 2025 Trading Update
3rd Nov 20253:04 pmEQSTotal Voting Rights
30th Oct 20253:04 pmEQSBoard Update
1st Oct 20253:00 pmEQSTotal Voting Rights
1st Sep 20253:02 pmEQSTotal Voting Rights
6th Aug 20257:00 amEQSMetro Bank Holdings PLC: Interim results for half year ended 30 June 2025
1st Aug 20253:00 pmEQSTotal Voting Rights
1st Jul 20253:00 pmEQSTotal Voting Rights
2nd Jun 20253:01 pmEQSTotal Voting Rights
29th May 20253:01 pmEQSDirector/PDMR Shareholding
21st May 20252:56 pmEQSHolding(s) in Company
20th May 202512:06 pmEQSResult of AGM
16th May 20254:46 pmEQSHolding(s) in Company
14th May 20252:56 pmEQSBlock Listing Six Monthly Return
8th May 20257:01 amEQSMetro Bank Holdings PLC: First Quarter 2025 Trading Update
1st May 20253:01 pmEQSTotal Voting Rights
23rd Apr 202510:07 amEQSMetro Bank Holdings PLC: Publication of 2024 Annual Report and Accounts and Notice of 2025 Annual General Meeting
1st Apr 20253:01 pmEQSTotal Voting Rights
1st Apr 20251:10 pmEQSDirector/PDMR Shareholding
24th Mar 20253:25 pmEQSPublication of Offering Circular relating to the issuance of inaugural Additional Tier 1 securities
18th Mar 202511:04 amEQSResults of Voting at the General Meeting
3rd Mar 20255:06 pmEQSDirector/PDMR Shareholding
3rd Mar 20253:00 pmEQSTotal Voting Rights
28th Feb 20252:12 pmEQSPublication Of Notice Of General Meeting
27th Feb 20257:02 amEQSMetro Bank Holdings PLC: Results for year ended 31 December 2024

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