19 Sep 2012 11:58
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Melrose Resources PLC | |||||
| Petroceltic International PLC | |||||
| 18/09/2012 | |||||
| No | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0009354589 | Purchase | 62 | 1.265 GBP | 1.265 GBP |
Common - ISIN GB0009354589 | Sale | 1,079 | 1.295 GBP | 1.295 GBP |
(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0009354589 | Swaps | Short | 62 | 1.265 GBP | |||
Common - ISIN GB0009354589 | Swaps | Long | 1,079 | 1.295 GBP | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 19/09/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| Redrow PLC | |||||
| Redrow PLC | |||||
| 18/09/2012 | |||||
| No | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0007282386 | Purchase | 3,495 | 1.518 GBP | 1.502 GBP |
Common - ISIN GB0007282386 | Sale | 8,591 | 1.519 GBP | 1.508 GBP |
(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0007282386 | Swaps | Long | 2,898 | 1.517 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 4,047 | 1.517 GBP | |||
Common - ISIN GB0007282386 | Swaps | Short | 1,310 | 1.502 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 80 | 1.516 GBP | |||
Common - ISIN GB0007282386 | Swaps | Short | 1,204 | 1.508 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 1,310 | 1.509 GBP | |||
Common - ISIN GB0007282386 | Swaps | Short | 64 | 1.511 GBP | |||
Common - ISIN GB0007282386 | Swaps | Long | 151 | 1.518 GBP | |||
Common - ISIN GB0007282386 | Swaps | Short | 812 | 1.518 GBP | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 19/09/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| BAE Systems PLC | |||||
| European Aeronautic Defence and Space Co NV | |||||
| 18/09/2012 | |||||
| Yes | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN GB0002634946 | Purchase | 1,655,815 | 3.422 GBP | 3.371 GBP |
Common - ISIN GB0002634946 | Sale | 724,320 | 3.425 GBP | 3.399 GBP |
(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN GB0002634946 | Swaps | Long | 3,254 | 3.412 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 112 | 3.417 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1,023 | 3.417 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 2,457 | 3.417 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 5,645 | 3.417 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 7,511 | 3.417 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 32,554 | 3.417 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 543 | 3.4 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 25,963 | 3.4 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 2,970 | 3.416 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 5,023 | 3.403 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 6,034 | 3.403 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 140 | 3.417 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1,315 | 3.417 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 9,638 | 3.417 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 4,000 | 3.412 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 2,300 | 3.401 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 161,847 | 3.413 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 13,612 | 3.413 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 17,201 | 3.414 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 2,709 | 3.4 GBP | |||
Common - ISIN GB0002634946 | Swaps | Long | 1,252 | 3.411 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 1,252 | 3.4 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 5,175 | 3.4 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 12,529 | 3.415 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 9,652 | 3.416 GBP | |||
Common - ISIN GB0002634946 | Swaps | Short | 57,216 | 3.416 GBP | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 19/09/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITYRule 8.5 of the Takeover Code (the "Code")
1. | KEY INFORMATION | |||||
| Bank of America Merrill Lynch | |||||
| European Aeronautic Defence and Space Co NV | |||||
| European Aeronautic Defence and Space Co NV | |||||
| 18/09/2012 | |||||
| Yes | |||||
2. | DEALINGS BY THE EXEMPT PRINCIPAL TRADER |
(a) | Purchases and sales |
Class of relevant security | Purchases/sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
Common - ISIN NL0000235190 | Purchase | 710,005 | 25.87 EUR | 25.705 EUR |
Common - ISIN NL0000235190 | Sale | 773,314 | 25.945 EUR | 25.555 EUR |
(b) | Derivatives transactions (other than options) | ||||||
Class of relevant security | Product descriptione.g. CFD | Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | |||
Common - ISIN NL0000235190 | Swaps | Short | 500 | 25.753 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 500 | 25.897 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 500 | 25.897 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 500 | 25.743 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 46,396 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 46,396 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 372,219 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 20,925 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 15,855 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 13,225 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 20,361 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 496,291 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 14,728 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 372,219 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 20,925 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 13,225 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 15,855 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 20,361 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 496,291 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 14,728 | 28.355 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 19,252 | 25.786 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 10,748 | 25.786 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 55,520 | 25.849 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 8,466 | 25.855 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 9,258 | 25.856 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 181 | 25.752 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 2,116 | 25.752 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 181 | 25.866 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 730 | 25.866 EUR | |||
Common - ISIN NL0000235190 | Swaps | Long | 290 | 25.74 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 290 | 25.74 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 94 | 25.844 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 110 | 25.754 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 148 | 25.834 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 215 | 25.844 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 3,470 | 25.783 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 3,604 | 25.790 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 14,396 | 25.779 EUR | |||
Common - ISIN NL0000235190 | Swaps | Short | 23,530 | 25.753 EUR | |||
(c) | Options transactions in respect of existing securities |
(i) | Writing, selling, purchasing or varying |
Class ofrelevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number ofsecurities to which option relates | Exercise priceper unit (EUR) | Typee.g. American, European etc. | Expiry date | Option money paid/ received per unit(EUR) |
NL0000235190 | Call Option | Buy | 25 | 26.00 | American | 19/10/2012 | 0.84 |
NL0000235190 | Put Option | Buy | 19 | 26.00 | American | 21/09/2012 | 0.41 |
NL0000235190 | Put Option | Buy | 10 | 26.00 | American | 21/09/2012 | 0.47 |
NL0000235190 | Put Option | Sell | 5 | 25.00 | American | 19/10/2012 | 0.65 |
NL0000235190 | Put Option | Buy | 30 | 24.00 | American | 21/12/2012 | 0.89 |
(ii) | Exercising | |||||
Class of relevant security | Product descriptione.g. call option | Number of securities | Exercise Price per unit | |||
N/A | N/A | N/A | N/A | |||
(d) | Other dealings (including subscribing for new securities) | |||||
Class of relevant security | Nature of dealinge.g. subscription, conversion | Details | Price per unit (if applicable) | |||
N/A | N/A | N/A | N/A | |||
The currency of all prices and other monetary amounts should be stated.Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional classof relevant security dealt in.
3. | OTHER INFORMATION |
(a) | Indemnity and other dealing arrangements |
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) | Agreements, arrangements or understandings relating to options or derivatives |
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) The voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
Date of disclosure: | 19/09/2012 |
Contact name: | Stacy Otieno |
Telephone number: | 0207 995 1335 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory InformationService and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.The Panel's Market Surveillance Unit is available for consultation in relation to the Code'sdealing disclosure requirements on +44 (0)20 7638 0129.The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.