Last checked at 4 Apr 2018 10:29
FORM 8.3
AMENDMENT TO s3(b) OF THE PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Millennium International Management LP | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Melrose Industries plc | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 29 March 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” |
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: GB00BZ1G4322 | ||||||||
|
| Interests | Short positions | ||||||
| Number | % | Number | % | |||||
| (1) Relevant securities owned and/or controlled: | ||||||||
| (2) Cash-settled derivatives: | 27,807,467 | 1.432% |
| |||||
| (3) Stock-settled derivatives (including options) and agreements to purchase/sell: | ||||||||
| TOTAL: | 27,807,467 | 1.432% | ||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant security | Purchase/sale | Number of securities | Price per unit |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 421,312 | 2.241 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 18,435 | 2.221 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 941,310 | 2.268 GBP | ||||
| GB00BZ1G4322 | CFD | Opening a long position | 6,347 | 2.283 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 175,323 | 2.282 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 232,453 | 2.280 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 3,564,616 | 2.297 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 1,357 | 2.281 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 330,471 | 2.279 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 150,727 | 2.280 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 693,737 | 2.292 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 1,265 | 2.282 GBP | ||||
| GB00BZ1G4322 | CFD | Reducing a long position | 500,000 | 2.263 GBP | ||||
| GB00BZ1G4322 | CFD | Reducing a long position | 250,000 | 2.233 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 250,000 | 2.298 GBP | ||||
| GB00BZ1G4322 | CFD | Reducing a long position | 1,003,200 | 2.245 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 27,669 | 2.271 GBP | ||||
| GB00BZ1G4322 | CFD | Reducing a long position | 4,173 | 2.231 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 172,640 | 2.246 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 477,223 | 2.310 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 15,630 | 2.269 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 44,700 | 2.238 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 1,602,448 | 2.273 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 320,000 | 2.306 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 5,347 | 2.230 GBP | ||||
| GB00BZ1G4322 | CFD | Reducing a long position | 5,347 | 2.233 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 2,914 | 2.241 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 18,181 | 2.225 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 4,966 | 2.242 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 3,726 | 2.233 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 30,707 | 2.219 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 3,290 | 2.236 GBP | ||||
| GB00BZ1G4322 | CFD | Opening a long position | 50,588 | 2.294 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 18,994 | 2.238 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 1,312 | 2.222 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 10,100 | 2.218 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 11,933 | 2.220 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 2,947 | 2.236 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 4,201 | 2.231 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 5,563 | 2.235 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 11,454 | 2.235 GBP | ||||
| GB00BZ1G4322 | CFD | Increasing a long position | 9,554 | 2.237 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 4 April 2018 | |
| Contact name: | Milos Naumovic | |
| Telephone number: | +44 203 650 8203 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk . The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk .
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