15 Mar 2022 10:35
FORM 8.5 (EPT/NON-RI) |
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
(OR WHERE RI STATUS IS NOT APPLICABLE) |
Rule 8.5 of the Takeover Code (the "Code") |
1. KEY INFORMATION | |||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||
(b) | Name of offeror/offeree in relation to whose | JOHN MENZIES PLC | |||
| relevant securities this form relates: | ||||
(c) | Name of the party to the offer with which exempt | NAS Holding for Company's Business Management (Holdco) S.P.C. (a subsidiary of Agility Public Warehousing Co. K.S.C.) | |||
| principal trader is connected |
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(d) | Date position held/dealing undertaken: | 14 March 2022 | |||
(e) | In addition to the company in 1(b) above, is the exempt principal | NO |
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| trader making disclosures in respect of any other party to the offer? |
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2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER | |||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) |
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Class of relevant security: | 25p ordinary |
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| Interests | Short Positions | |||||
| Number | (%) | Number | (%) | |||
(1) | Relevant securities owned |
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| and/or controlled: | 2,703,453 | 2.94% | 191,455 | 0.21% | ||
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(2) | Cash-settled derivatives: |
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| 154,414 | 0.17% | 2,655,541 | 2.89% | |
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | ||
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| TOTAL: |
| 2,857,867 | 3.11% | 2,846,996 | 3.10% | |
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(b) | Rights to subscribe for new securities (including directors and other executive | ||||||
| options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: | |||||||
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | |||||||
(a) | Purchases and sales |
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Class of relevant |
| Purchase/sale |
| Total number of |
| Highest price per unit | Lowest price per unit |
security |
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| securities |
| paid/received | paid/received |
25p ordinary | Purchase | 122,154 | 5.2597 GBP | 5.15 GBP | |||
25p ordinary | Sale | 26,185 | 5.2600 GBP | 5.1699 GBP | |||
(b) | Cash-settled derivative transactions |
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Class of |
| Product |
| Nature of dealing |
| Number of | Price per |
relevant |
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| reference | unit |
security |
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| securities |
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25p ordinary | SWAP | Decreasing Long | 44 | 5.1699 GBP | |||
25p ordinary | CFD | Decreasing Long | 194 | 5.1808 GBP | |||
25p ordinary | SWAP | Decreasing Long | 1,743 | 5.1837 GBP | |||
25p ordinary | CFD | Decreasing Long | 4,364 | 5.2595 GBP | |||
25p ordinary | CFD | Decreasing Long | 5,019 | 5.2035 GBP | |||
25p ordinary | SWAP | Decreasing Long | 10,924 | 5.1787 GBP | |||
25p ordinary | CFD | Decreasing Long | 21,898 | 5.1651 GBP | |||
25p ordinary | SWAP | Increasing Long | 599 | 5.1650 GBP | |||
25p ordinary | SWAP | Increasing Short | 26 | 5.2000 GBP | |||
25p ordinary | SWAP | Increasing Short | 34 | 5.2282 GBP | |||
25p ordinary | SWAP | Increasing Short | 36 | 5.2300 GBP | |||
25p ordinary | SWAP | Increasing Short | 3,834 | 5.1760 GBP | |||
25p ordinary | SWAP | Increasing Short | 4,043 | 5.1713 GBP | |||
25p ordinary | SWAP | Opening Short | 8,770 | 5.1860 GBP | |||
25p ordinary | SWAP | Opening Short | 54,000 | 5.1643 GBP | |||
25p ordinary | SWAP | Opening Long | 9,353 | 5.2600 GBP | |||
(c) | Stock-settled derivative transactions (including options) |
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(i) | Writing, selling, purchasing or varying |
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Class | Product | Writing, | Number | Exercise | Type | Expiry | Option |
of | description | purchasing, | of | price |
| date | money |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| received |
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| option |
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| per unit |
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| relates |
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(ii) | Exercising |
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Class of relevant | Product description | Exercising/ exercised against | Number of | Exercise price per | |||
security |
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| securities | unit | ||
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(d) | Other dealings (including subscribing for new securities) |
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Class of relevant |
| Nature of Dealings |
| Details | Price per unit (if |
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security |
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| applicable) |
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4. OTHER INFORMATION | |||||||
(a) | Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||
formal or informal, relating to relevant securities which may be an inducement to deal | |||||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||
to the offer or any person acting in concert with a party to the offer: |
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NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between | |||||||
the exempt principal trader making the disclosure and any other person relating to: | |||||||
(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||
any derivative is referenced: |
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NONE | |||||||
(c) | Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 15 Mar 2022 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 |
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