Last checked at 27 Mar 2024 10:35
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MONDI PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SMITH (DS) PLC |
(d) Date dealing undertaken: | 26 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for SMITH (DS) PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Purchases | 772,183 | 13.9825 GBP | 13.6050 GBP |
EUR 0.22 ordinary | Sales | 1,061,829135,784 | 13.9800 GBP17.4327 USD | 13.6350 GBP17.4327 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD | Opening a long position | 491 | 13.6434 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 120 | 13.6460 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 31 | 13.6464 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 27 | 13.6670 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 950 | 13.6670 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 274 | 13.6670 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 181 | 13.6684 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 43 | 13.6684 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 700 | 13.6808 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 1 | 13.7000 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 3 | 13.7000 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 8 | 13.7000 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5 | 13.7000 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1 | 13.7000 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 109 | 13.7016 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 558 | 13.7016 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 107,540 | 13.7204 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 8,166 | 13.7895 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 400 | 13.8019 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 3,580 | 13.8073 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 6,100 | 13.8117 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 9,619 | 13.8670 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 14,000 | 13.8678 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 2,202 | 13.8886 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 50,000 | 13.9050 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 9,526 | 13.9082 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 543 | 13.9115 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 158 | 13.9115 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 591 | 13.9150 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 156 | 13.9150 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 3,692 | 13.9349 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 6,065 | 13.9486 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 550 | 13.9497 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 11,574 | 13.9499 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 3,510 | 13.9518 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 4,872 | 13.9518 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 241 | 13.9521 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 132 | 13.9527 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,595 | 13.9527 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 801 | 13.9527 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 491 | 13.9664 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 9,316 | 13.9700 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 5,909 | 13.9700 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 655 | 17.2881 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 31,238 | 17.2881 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 693 | 17.2881 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 1,658 | 17.2881 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 320 | 17.2881 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 386 | 17.2881 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 5,550 | 17.2881 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 2,197 | 17.4327 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 104,733 | 17.4327 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 2,322 | 17.4327 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 5,558 | 17.4327 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 1,073 | 17.4327 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 1,295 | 17.4327 USD |
EUR 0.22 ordinary | CFD | Increasing a long position | 18,606 | 17.4327 USD |
EUR 0.22 ordinary | CFD | Reducing a long position | 950 | 334.6338 ZAR |
EUR 0.22 ordinary | CFD | Opening a short position | 403 | 334.6338 ZAR |
EUR 0.22 ordinary | SWAP | Reducing a long position | 275 | 13.7069 GBP |
EUR 0.22 ordinary | SWAP | Reducing a short position | 1,353 | 334.5335 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 27 March 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.