Last checked at 19 Mar 2024 11:43
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MONDI PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SMITH (DS) PLC |
(d) Date dealing undertaken: | 18 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for SMITH (DS) PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Purchases | 288,03090 | 13.3700 GBP318.8176 ZAR | 13.1800 GBP318.8176 ZAR |
EUR 0.22 ordinary | Sales | 232,38290 | 13.3850 GBP318.8176 ZAR | 13.1850 GBP318.8176 ZAR |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD | Reducing a short position | 2,142 | 13.1949 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 4,400 | 13.1951 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 321 | 13.1953 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 29 | 13.1953 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 3 | 13.1957 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 4,617 | 13.1963 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 595 | 13.1963 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 20,657 | 13.1966 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1,001 | 13.1970 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1,024 | 13.1996 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1 | 13.2013 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 26 | 13.2014 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 307 | 13.2014 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 71 | 13.2014 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 400 | 13.2054 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,300 | 13.2054 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 4 | 13.2152 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 4 | 13.2175 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 50 | 13.2175 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 36 | 13.2175 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 30 | 13.2175 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 12 | 13.2175 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 8,021 | 13.2190 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5,893 | 13.2340 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,146 | 13.2340 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 1,127 | 13.2410 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 2,142 | 13.2485 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 477 | 13.2569 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 743 | 13.2613 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 424 | 13.2621 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 32 | 13.2623 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 100 | 13.2672 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 110 | 13.2743 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 327 | 13.2750 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 16,071 | 13.2802 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 12 | 13.2805 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 43 | 13.2805 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 279 | 13.2839 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 93 | 13.2841 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 265 | 13.2897 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 879 | 13.2897 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 36 | 13.2897 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 31 | 13.2897 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 50,000 | 13.2920 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 20 | 13.2992 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 35 | 13.2992 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 5,920 | 13.3098 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 19,118 | 13.3200 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 1,657 | 13.3210 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 2,800 | 13.3440 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 400 | 13.3440 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 97 | 13.3455 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 33 | 13.3455 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 339 | 13.3455 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 200 | 13.3455 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1 | 13.3527 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 938 | 318.6825 ZAR |
EUR 0.22 ordinary | CFD | Reducing a short position | 1,201 | 318.6825 ZAR |
EUR 0.22 ordinary | CFD | Reducing a short position | 284 | 319.0208 ZAR |
EUR 0.22 ordinary | CFD | Opening a long position | 5,351 | 319.0286 ZAR |
EUR 0.22 ordinary | SWAP | Increasing a long position | 129 | 13.3425 GBP |
EUR 0.22 ordinary | SWAP | Increasing a short position | 28,731 | 319.1851 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 19 March 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.