Last checked at 8 Apr 2024 11:16
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MONDI PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SMITH (DS) PLC |
(d) Date dealing undertaken: | 05 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Purchases | 348,256 | 14.1600 GBP | 13.9000 GBP |
EUR 0.22 ordinary | Sales | 574,485 | 14.1300 GBP | 13.9150 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD | Increasing a long position | 16 | 13.9429 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 9 | 13.9429 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 86 | 13.9547 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 24 | 13.9606 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 85 | 13.9606 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 16,151 | 13.9630 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 7,252 | 13.9666 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 13,410 | 13.9726 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 29,224 | 13.9737 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 4,566 | 13.9757 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 14,072 | 13.9776 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 3,758 | 13.9776 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 2,797 | 13.9777 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 328 | 13.9779 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 5,041 | 13.9807 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 10,589 | 13.9807 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 3,258 | 13.9807 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 652 | 13.9810 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 14,221 | 13.9810 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 111 | 13.9827 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 47 | 13.9832 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 27 | 13.9832 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 2,340 | 13.9839 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 1,328 | 13.9844 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 2,100 | 13.9851 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 30,727 | 13.9851 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 29,373 | 13.9859 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 3,059 | 13.9859 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 1,600 | 13.9864 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 3,147 | 13.9864 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 100 | 13.9898 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 40,664 | 13.9898 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 3,758 | 13.9899 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 6,922 | 13.9931 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 302 | 13.9971 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,081 | 13.9971 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 5,412 | 13.9995 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 10,798 | 14.0013 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 106 | 14.0021 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,772 | 14.0021 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 25 | 14.0021 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 786 | 14.0021 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 5,915 | 14.0023 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 7,857 | 14.0039 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 3,906 | 14.0044 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 31 | 14.0125 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 7 | 14.0125 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 24 | 14.0125 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 5,300 | 14.0152 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 192 | 14.0161 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 94 | 14.0161 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1,575 | 14.0161 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 86 | 14.0161 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 11,200 | 14.0312 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 350 | 14.0312 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 2,228 | 328.4172 ZAR |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,451 | 328.6332 ZAR |
EUR 0.22 ordinary | CFD | Reducing a long position | 38,614 | 328.7484 ZAR |
EUR 0.22 ordinary | CFD | Reducing a short position | 3,050 | 328.9684 ZAR |
EUR 0.22 ordinary | SWAP | Reducing a long position | 721 | 13.9697 GBP |
EUR 0.22 ordinary | SWAP | Reducing a short position | 41,065 | 328.6449 ZAR |
EUR 0.22 ordinary | SWAP | Increasing a short position | 6,547 | 328.8683 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 08 April 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.