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28 Mar 2024 11:54
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 27 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 3218773 | 14.26250 GBP | 13.79786 GBP |
EUR 0.22 ordinary | Sell
| 2426067 | 14.26250 GBP | 13.78089 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 5772 | 14.1978 GBP |
EUR 0.22 ordinary | CFD
| Long | 76914 | 17.6167575 USD |
EUR 0.22 ordinary | CFD
| Long | 14397 | 14.019705 GBP |
EUR 0.22 ordinary | CFD
| Long | 72029 | 337.60069611 ZAR |
EUR 0.22 ordinary | CFD
| Long | 200000 | 13.78089955 GBP |
EUR 0.22 ordinary | CFD
| Long | 18951 | 13.985 GBP |
EUR 0.22 ordinary | CFD
| Long | 5841 | 13.98107559 GBP |
EUR 0.22 ordinary | CFD
| Long | 11834 | 14.08174413 GBP |
EUR 0.22 ordinary | CFD
| Long | 41695 | 14.10327377 GBP |
EUR 0.22 ordinary | CFD
| Long | 105030 | 14.20289422 GBP |
EUR 0.22 ordinary | CFD
| Long | 105030 | 13.9865 GBP |
EUR 0.22 ordinary | CFD
| Long | 20780 | 13.9799 GBP |
EUR 0.22 ordinary | CFD
| Long | 5772 | 14.20177755 GBP |
EUR 0.22 ordinary | CFD
| Long | 2586 | 14.126544 GBP |
EUR 0.22 ordinary | CFD
| Long | 3 | 14.0175 GBP |
EUR 0.22 ordinary | CFD
| Long | 13431 | 14.091456 GBP |
EUR 0.22 ordinary | CFD
| Long | 2865 | 13.9843 GBP |
EUR 0.22 ordinary | CFD
| Long | 967 | 14.099297 GBP |
EUR 0.22 ordinary | CFD
| Long | 42568 | 14.09887614 GBP |
EUR 0.22 ordinary | CFD
| Long | 106 | 14.0 GBP |
EUR 0.22 ordinary | CFD
| Long | 3 | 14.16 GBP |
EUR 0.22 ordinary | CFD
| Long | 1401 | 14.09934333 GBP |
EUR 0.22 ordinary | CFD
| Long | 11301 | 14.01205533 GBP |
EUR 0.22 ordinary | CFD
| Long | 2916 | 14.0789952 GBP |
EUR 0.22 ordinary | CFD
| Long | 4284 | 13.98348 GBP |
EUR 0.22 ordinary | CFD
| Long | 3795 | 14.03646377 GBP |
EUR 0.22 ordinary | CFD
| Long | 2395 | 340.134534446764 ZAR |
EUR 0.22 ordinary | CFD
| Long | 11278 | 14.10214783 GBP |
EUR 0.22 ordinary | CFD
| Long | 8096 | 14.09291582 GBP |
EUR 0.22 ordinary | CFD
| Long | 5586 | 14.11903455 GBP |
EUR 0.22 ordinary | CFD
| Long | 2352 | 14.12310793 GBP |
EUR 0.22 ordinary | CFD
| Long | 7058 | 14.15770757 GBP |
EUR 0.22 ordinary | CFD
| Long | 5812 | 14.0544745 GBP |
EUR 0.22 ordinary | CFD
| Long | 2975 | 14.067574 GBP |
EUR 0.22 ordinary | CFD
| Long | 191 | 14.00950965 GBP |
EUR 0.22 ordinary | CFD
| Long | 133 | 13.99999948 GBP |
EUR 0.22 ordinary | CFD
| Long | 4895 | 14.11803445 GBP |
EUR 0.22 ordinary | CFD
| Long | 4285 | 14.13350181 GBP |
EUR 0.22 ordinary | CFD
| Long | 8313 | 14.12415814 GBP |
EUR 0.22 ordinary | CFD
| Long | 5032 | 14.0138 GBP |
EUR 0.22 ordinary | CFD
| Long | 52858 | 14.016548 GBP |
EUR 0.22 ordinary | CFD
| Long | 18135 | 14.062729 GBP |
EUR 0.22 ordinary | CFD
| Long | 3194 | 13.9461208515967 GBP |
EUR 0.22 ordinary | CFD
| Long | 9905 | 14.03193937 GBP |
EUR 0.22 ordinary | CFD
| Long | 148 | 14.03141892 GBP |
EUR 0.22 ordinary | CFD
| Long | 10725 | 14.16245921 GBP |
EUR 0.22 ordinary | CFD
| Long | 101 | 336.77 ZAR |
EUR 0.22 ordinary | CFD
| Long | 39001 | 336.87743673 ZAR |
EUR 0.22 ordinary | CFD
| Long | 53197 | 338.12816117 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1052 | 340.135047528517 ZAR |
EUR 0.22 ordinary | CFD
| Long | 65880 | 14.18949666 GBP |
EUR 0.22 ordinary | CFD
| Long | 67079 | 14.18979055 GBP |
EUR 0.22 ordinary | CFD
| Long | 31031 | 14.10327382 GBP |
EUR 0.22 ordinary | CFD
| Long | 46546 | 14.08174365 GBP |
EUR 0.22 ordinary | CFD
| Long | 129677 | 14.18949667 GBP |
EUR 0.22 ordinary | CFD
| Long | 132039 | 14.18979059 GBP |
EUR 0.22 ordinary | CFD
| Long | 91620 | 14.08174361 GBP |
EUR 0.22 ordinary | CFD
| Long | 61080 | 14.1032739 GBP |
EUR 0.22 ordinary | CFD
| Short | 3312 | 14.2267451690821 GBP |
EUR 0.22 ordinary | CFD
| Short | 16226 | 338.128066683101 ZAR |
EUR 0.22 ordinary | CFD
| Short | 27000 | 14.1613 GBP |
EUR 0.22 ordinary | CFD
| Short | 364500 | 14.1872217 GBP |
EUR 0.22 ordinary | CFD
| Short | 200000 | 14.21136 GBP |
EUR 0.22 ordinary | CFD
| Short | 167500 | 14.162166 GBP |
EUR 0.22 ordinary | CFD
| Short | 151440 | 14.057267 GBP |
EUR 0.22 ordinary | CFD
| Short | 300000 | 13.9813 GBP |
EUR 0.22 ordinary | CFD
| Short | 19092 | 14.135951 GBP |
EUR 0.22 ordinary | CFD
| Short | 568 | 14.115 GBP |
EUR 0.22 ordinary | CFD
| Short | 407 | 14.23 GBP |
EUR 0.22 ordinary | CFD
| Short | 101 | 336.77 ZAR |
EUR 0.22 ordinary | CFD
| Short | 39001 | 336.87743673 ZAR |
EUR 0.22 ordinary | CFD
| Short | 68 | 14.1611 GBP |
EUR 0.22 ordinary | CFD
| Short | 108500 | 14.0098 GBP |
EUR 0.22 ordinary | CFD
| Short | 48500 | 14.1889753608 GBP |
EUR 0.22 ordinary | CFD
| Short | 60750 | 13.9612 GBP |
EUR 0.22 ordinary | CFD
| Short | 79504 | 13.95929991 GBP |
EUR 0.22 ordinary | CFD
| Short | 27000 | 14.2151 GBP |
EUR 0.22 ordinary | CFD
| Short | 102425 | 13.959306 GBP |
EUR 0.22 ordinary | CFD
| Short | 800 | 13.9450005 GBP |
EUR 0.22 ordinary | CFD
| Short | 1572 | 14.0265 GBP |
EUR 0.22 ordinary | CFD
| Short | 76914 | 17.6167575 USD |
EUR 0.22 ordinary | CFD
| Short | 9728 | 14.2419099506579 GBP |
EUR 0.22 ordinary | CFD
| Short | 11110 | 14.2267461746175 GBP |
EUR 0.22 ordinary | CFD
| Short | 81000 | 14.08458864 GBP |
EUR 0.22 ordinary | CFD
| Short | 36971 | 338.128202645317 ZAR |
EUR 0.22 ordinary | CFD
| Short | 6164 | 13.98494638 GBP |
EUR 0.22 ordinary | CFD
| Short | 5882 | 13.93625535 GBP |
EUR 0.22 ordinary | CFD
| Short | 3046 | 13.9689779 GBP |
EUR 0.22 ordinary | CFD
| Short | 1785 | 13.94125263 GBP |
EUR 0.22 ordinary | CFD
| Short | 13538 | 13.98182909 GBP |
EUR 0.22 ordinary | CFD
| Short | 8327 | 13.93649653 GBP |
EUR 0.22 ordinary | CFD
| Short | 8215 | 13.96396575 GBP |
EUR 0.22 ordinary | CFD
| Short | 4152 | 13.93540854 GBP |
EUR 0.22 ordinary | CFD
| Short | 540 | 14.0604921 GBP |
EUR 0.22 ordinary | CFD
| Short | 479 | 13.98310125 GBP |
EUR 0.22 ordinary | CFD
| Short | 7203 | 13.99430174 GBP |
EUR 0.22 ordinary | CFD
| Short | 1643 | 13.95563146 GBP |
EUR 0.22 ordinary | CFD
| Short | 2827 | 13.9855594 GBP |
EUR 0.22 ordinary | CFD
| Short | 88700 | 13.9799426155581 GBP |
EUR 0.22 ordinary | CFD
| Short | 41081 | 14.0277159757552 GBP |
EUR 0.22 ordinary | CFD
| Short | 3876 | 14.0027244582043 GBP |
EUR 0.22 ordinary | CFD
| Short | 2943 | 14.0130784913354 GBP |
EUR 0.22 ordinary | CFD
| Short | 61 | 14.010984 GBP |
EUR 0.22 ordinary | CFD
| Short | 60000 | 14.1889753333 GBP |
EUR 0.22 ordinary | CFD
| Short | 26672 | 14.2194856 GBP |
EUR 0.22 ordinary | CFD
| Short | 7967 | 13.9476161 GBP |
EUR 0.22 ordinary | CFD
| Short | 3447 | 340.13469104 ZAR |
EUR 0.22 ordinary | CFD
| Short | 72029 | 337.60069611 ZAR |
EUR 0.22 ordinary | CFD
| Short | 5446 | 13.985 GBP |
EUR 0.22 ordinary | CFD
| Short | 32631 | 14.2419098403359 GBP |
EUR 0.22 ordinary | CFD
| Short | 3 | 14.036667 GBP |
EUR 0.22 ordinary | CFD
| Short | 66 | 13.95 GBP |
EUR 0.22 ordinary | CFD
| Short | 22859 | 13.9849872 GBP |
EUR 0.22 ordinary | CFD
| Short | 21477 | 14.064685 GBP |
EUR 0.22 ordinary | CFD
| Short | 7314 | 14.0176713 GBP |
EUR 0.22 ordinary | CFD
| Short | 5024 | 13.985699 GBP |
EUR 0.22 ordinary | CFD
| Short | 30 | 14.235 GBP |
EUR 0.22 ordinary | CFD
| Short | 27 | 13.965 GBP |
EUR 0.22 ordinary | CFD
| Short | 4696 | 14.01973338 GBP |
EUR 0.22 ordinary | CFD
| Short | 1790 | 14.02074302 GBP |
EUR 0.22 ordinary | CFD
| Short | 106 | 14.105 GBP |
EUR 0.22 ordinary | CFD
| Short | 11694 | 14.07255 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 28 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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