Last checked at 25 Mar 2024 11:51
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Mondi plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Mondi plc |
(d) Date dealing undertaken: | 22 March 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Buy
| 394644 | 13.65545 GBP | 13.57857 GBP |
EUR 0.22 ordinary | Sell
| 681439 | 13.65545 GBP | 13.65503 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD
| Long | 101 | 13.628637 GBP |
EUR 0.22 ordinary | CFD
| Long | 8841 | 13.623034 GBP |
EUR 0.22 ordinary | CFD
| Long | 59 | 13.638636 GBP |
EUR 0.22 ordinary | CFD
| Long | 9 | 13.6077777777778 GBP |
EUR 0.22 ordinary | CFD
| Long | 817 | 13.6347368421053 GBP |
EUR 0.22 ordinary | CFD
| Long | 535 | 13.6309906542056 GBP |
EUR 0.22 ordinary | CFD
| Long | 1257 | 13.633986 GBP |
EUR 0.22 ordinary | CFD
| Long | 5 | 13.608 GBP |
EUR 0.22 ordinary | CFD
| Long | 434 | 13.6347465437788 GBP |
EUR 0.22 ordinary | CFD
| Long | 284 | 13.6310211267606 GBP |
EUR 0.22 ordinary | CFD
| Long | 668 | 13.633982 GBP |
EUR 0.22 ordinary | CFD
| Long | 100000 | 13.5814184 GBP |
EUR 0.22 ordinary | CFD
| Long | 5 | 13.63 GBP |
EUR 0.22 ordinary | CFD
| Long | 1 | 13.64 GBP |
EUR 0.22 ordinary | CFD
| Long | 170817 | 13.635 GBP |
EUR 0.22 ordinary | CFD
| Long | 429 | 13.613159 GBP |
EUR 0.22 ordinary | CFD
| Long | 76 | 13.62717105 GBP |
EUR 0.22 ordinary | CFD
| Long | 61 | 13.614262 GBP |
EUR 0.22 ordinary | CFD
| Long | 96 | 13.61395833 GBP |
EUR 0.22 ordinary | CFD
| Long | 298 | 13.63482956 GBP |
EUR 0.22 ordinary | CFD
| Long | 135000 | 13.608193 GBP |
EUR 0.22 ordinary | CFD
| Long | 1020 | 13.62931373 GBP |
EUR 0.22 ordinary | CFD
| Long | 723 | 13.629609 GBP |
EUR 0.22 ordinary | CFD
| Long | 733 | 13.633738 GBP |
EUR 0.22 ordinary | CFD
| Long | 7747 | 13.6290305924874 GBP |
EUR 0.22 ordinary | CFD
| Long | 3805 | 13.631287 GBP |
EUR 0.22 ordinary | CFD
| Long | 1897 | 13.615469 GBP |
EUR 0.22 ordinary | CFD
| Long | 638 | 13.63076803 GBP |
EUR 0.22 ordinary | CFD
| Long | 284 | 13.62714789 GBP |
EUR 0.22 ordinary | CFD
| Long | 6439 | 325.70974064 ZAR |
EUR 0.22 ordinary | CFD
| Long | 1067 | 13.63116291 GBP |
EUR 0.22 ordinary | CFD
| Long | 808 | 13.63764767 GBP |
EUR 0.22 ordinary | CFD
| Long | 1093 | 13.61902926 GBP |
EUR 0.22 ordinary | CFD
| Long | 665 | 13.62911695 GBP |
EUR 0.22 ordinary | CFD
| Long | 219 | 13.64413431 GBP |
EUR 0.22 ordinary | CFD
| Long | 9922 | 325.46511288 ZAR |
EUR 0.22 ordinary | CFD
| Long | 290 | 13.6284 GBP |
EUR 0.22 ordinary | CFD
| Short | 23177 | 13.6373452129266 GBP |
EUR 0.22 ordinary | CFD
| Short | 6439 | 325.70974064 ZAR |
EUR 0.22 ordinary | CFD
| Short | 2877 | 13.63817518 GBP |
EUR 0.22 ordinary | CFD
| Short | 429 | 13.61232517 GBP |
EUR 0.22 ordinary | CFD
| Short | 398 | 13.6121106 GBP |
EUR 0.22 ordinary | CFD
| Short | 21138 | 13.618993 GBP |
EUR 0.22 ordinary | CFD
| Short | 158 | 13.6199872 GBP |
EUR 0.22 ordinary | CFD
| Short | 53 | 13.63566 GBP |
EUR 0.22 ordinary | CFD
| Short | 1690 | 13.62312426 GBP |
EUR 0.22 ordinary | CFD
| Short | 486 | 13.62403085 GBP |
EUR 0.22 ordinary | CFD
| Short | 20009 | 13.630529 GBP |
EUR 0.22 ordinary | CFD
| Short | 183057 | 13.635 GBP |
EUR 0.22 ordinary | CFD
| Short | 9922 | 325.46511288 ZAR |
EUR 0.22 ordinary | CFD
| Short | 4421 | 13.63588894 GBP |
EUR 0.22 ordinary | CFD
| Short | 1223 | 13.6350040883074 GBP |
EUR 0.22 ordinary | CFD
| Short | 468 | 13.62200453 GBP |
EUR 0.22 ordinary | CFD
| Short | 1295 | 13.61003425 GBP |
EUR 0.22 ordinary | CFD
| Short | 1187 | 13.63298767 GBP |
EUR 0.22 ordinary | CFD
| Short | 328 | 13.62485185 GBP |
EUR 0.22 ordinary | CFD
| Short | 318 | 13.60975305 GBP |
EUR 0.22 ordinary | CFD
| Short | 202 | 13.60297609 GBP |
EUR 0.22 ordinary | CFD
| Short | 49 | 13.62797696 GBP |
EUR 0.22 ordinary | CFD
| Short | 5 | 13.63047705 GBP |
EUR 0.22 ordinary | CFD
| Short | 3700 | 13.6059972972973 GBP |
EUR 0.22 ordinary | CFD
| Short | 1828 | 13.616755 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 25 March 2024 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.