Last checked at 19 Apr 2024 11:26
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MONDI PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | SMITH (DS) PLC |
(d) Date dealing undertaken: | 18 April 2024 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC |
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
EUR 0.22 ordinary | Purchases | 403,994 | 13.7678 GBP | 13.5625 GBP |
EUR 0.22 ordinary | Sales | 352,747 | 13.7650 GBP | 13.5750 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
EUR 0.22 ordinary | CFD | Opening a short position | 3,607 | 13.6073 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 69 | 13.6073 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 8 | 13.6232 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 149 | 13.6232 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 44 | 13.6232 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 4,246 | 13.6249 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 400 | 13.6304 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 62 | 13.6350 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 9 | 13.6350 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 429 | 13.6350 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 103 | 13.6350 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 355 | 13.6350 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 24 | 13.6350 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 7 | 13.6370 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 21,519 | 13.6376 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 6,880 | 13.6387 GBP |
EUR 0.22 ordinary | CFD | Increasing a short position | 12,700 | 13.6486 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 2,100 | 13.6493 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 7,271 | 13.6505 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 523 | 13.6602 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 15,976 | 13.6602 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 37,317 | 13.6616 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 523 | 13.6689 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 20,786 | 13.6689 GBP |
EUR 0.22 ordinary | CFD | Opening a short position | 51,569 | 13.6777 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 6,342 | 13.6811 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 26,536 | 13.6819 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 25 | 13.6929 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 296 | 13.6929 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 1,018 | 13.6929 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 67 | 13.6929 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 87,959 | 13.6959 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 53 | 13.7238 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 914 | 13.7238 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 296 | 13.7238 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 224 | 13.7408 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,995 | 13.7412 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 3,607 | 13.7481 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 300 | 13.7481 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 2,854 | 13.7636 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 1,616 | 13.7639 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 17,577 | 13.7642 GBP |
EUR 0.22 ordinary | CFD | Opening a long position | 7,271 | 13.7649 GBP |
EUR 0.22 ordinary | CFD | Increasing a long position | 19,031 | 13.7649 GBP |
EUR 0.22 ordinary | CFD | Reducing a short position | 2,200 | 13.7649 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 2,543 | 13.7661 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 712 | 13.7678 GBP |
EUR 0.22 ordinary | CFD | Reducing a long position | 1,468 | 324.4769 ZAR |
EUR 0.22 ordinary | SWAP | Reducing a long position | 188 | 13.6476 GBP |
EUR 0.22 ordinary | SWAP | Increasing a long position | 163 | 13.6824 GBP |
EUR 0.22 ordinary | SWAP | Reducing a short position | 1,468 | 324.4120 ZAR |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
EUR 0.22 ordinary | Call Option / (1.00 : 1,001.00) | Purchasing | 3 (3,003) | 13.9900 GBP | AMERICAN | 21/06/2024 | 0.5981 GBP |
EUR 0.22 ordinary | Call Option / (1.00 : 1,001.00) | Purchasing | 9 (9,009) | 13.9900 GBP | AMERICAN | 19/04/2024 | 0.0202 GBP |
EUR 0.22 ordinary | Call Option / (1.00 : 1,001.00) | Purchasing | 1,141 (1,142,141) | 14.0000 GBP | AMERICAN | 19/04/2024 | 0.0188 GBP |
EUR 0.22 ordinary | Call Option / (1.00 : 1,001.00) | Selling | 9 (9,009) | 13.9900 GBP | AMERICAN | 19/04/2024 | 0.0202 GBP |
EUR 0.22 ordinary | Call Option / (1.00 : 1,001.00) | Selling | 3 (3,003) | 13.9900 GBP | AMERICAN | 21/06/2024 | 0.5981 GBP |
EUR 0.22 ordinary | Call Option / (1.00 : 1,001.00) | Selling | 1,141 (1,142,141) | 14.0000 GBP | AMERICAN | 19/04/2024 | 0.0188 GBP |
EUR 0.22 ordinary | Put Option / (1.00 : 1,001.00) | Purchasing | 5 (5,005) | 13.4900 GBP | AMERICAN | 19/04/2024 | 0.1313 GBP |
EUR 0.22 ordinary | Put Option / (1.00 : 1,001.00) | Purchasing | 4 (4,004) | 13.9900 GBP | AMERICAN | 19/04/2024 | 0.4230 GBP |
EUR 0.22 ordinary | Put Option / (1.00 : 1,001.00) | Selling | 5 (5,005) | 13.4900 GBP | AMERICAN | 19/04/2024 | 0.1313 GBP |
EUR 0.22 ordinary | Put Option / (1.00 : 1,001.00) | Selling | 4 (4,004) | 13.9900 GBP | AMERICAN | 19/04/2024 | 0.4230 GBP |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising / exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
| Date of disclosure: | 19 April 2024 |
| Contact name: | Papa Lette and Andrzej Szyszka |
| Telephone number: | +33(1) 4212 1459 / +48(22) 317 4817 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.