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12 Dec 2012 07:00
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Rule 2.7, 3.10.3, 3.10.4, 3.10.5
Appendix 3B
New issue announcement,
application for quotation of additional securities
and agreement
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Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003, 24/10/2005.
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Name of entity |
Metminco Limited |
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ABN |
43 119 759 349 |
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We (the entity) give ASX the following information.
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Part 1 β All issues
You must complete the relevant sections (attach sheets if there is not enough space).
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1 | +Class of +securities issued or to be issued Β | a. Fully paid ordinary shares b. Listed MNC options expired |
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2 | Number of +securities issued or to be issued (if known) or maximum number which may be issued Β | a. 1,450 options exercised b. 27,216,067 expired Β |
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3 | Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion) | a. Exercisable at $0.25 on 04 December 2012 b. Expiry of 27,216,067 listed options on 04 December 2012 |
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4 | Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities? Β If the additional securities do not rank equally, please state: Β·; the date from which they do Β·; the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment Β·; the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment | a. Yes b. n/a | ||||
5 | Issue price or consideration Β | a. $0.25 per option exercised (total:$362.50) b. n/a Β | ||||
Β 6 | Purpose of the issue (If issued as consideration for the acquisition of assets, clearly identify those assets) Β Β Β Β Β Β | a. Conversion of 1450 listed options at $0.25 per option exercised b. Expiry of 27,216,067 listed options on 04 December 2012 | ||||
7 | Dates of entering +securities into uncertificated holdings or despatch of certificates Β Β | a. 12 December 2012 b. Expired on 04 December 2012 | ||||
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Number | +Class | |||||
8 | Number and +class of all +securities quoted on ASX (including the securities in clause 2 if applicable) Β Β Β | 1,749,543,023 Β Β | Fully paid ordinary Shares Β Β | |||
Β | Number | +Class | |
9 | Number and +class of all +securities not quoted on ASX (including the securities in clause 2 if applicable) Β Β Β | 14,250,000 Β Β Β 14,250,000 Β Β Β 2,000,000 Β Β 2,000,000 Β Β 2,500,000 Β Β Β 2,500,000 Β Β Β 2,000,000 Β Β Β 2,000,000 Β | Options exercisable at A$0.44 expiring no later than 6 Dec 13 Β Options exercisable at A$0.525 expiring no later than 6 Dec 13 Β Options exercisable at A$0.44 expiring 6 Dec 13 Β Options exercisable at A$0.525 expiring 6 Dec 13 Β Options exercisable at A$0.21.5 expiring no later than 5 Dec 14 Β Options exercisable at A$0.26 expiring no later than 5 Dec 14 Β Options exercisable at A$0.175 expiring no later than 15 June 2015 Β Options exercisable at A$0.210 expiring no later than 15 June 2015 Β |
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10 | Dividend policy (in the case of a trust, distribution policy) on the increased capital (interests) | Not applicable | |
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Part 2 β Bonus issue or pro rata issue
Deleted - Not applicable
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Part 3 β Quotation of securities
You need only complete this section if you are applying for quotation of securities
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34 | Type of securities (tick one) Β | |
(a) | x | Securities described in Part 1 |
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(b) | All other securities Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities |
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Entities that have ticked box 34(a)
Additional securities forming a new class of securitiesΒ
Tick to indicate you are providing the information or documents |
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35 | x | If the +securities are +equity securities, the names of the 20 largest holders of the additional +securities, and the number and percentage of additional +securities held by those holders Β Refer Appendix A 'Shareholding Metminco Limited' |
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36 | x | If the +securities are +equity securities, a distribution schedule of the additional +securities setting out the number of holders in the categories 1 - 1,000 1,001 - 5,000 5,001 - 10,000 10,001 - 100,000 100,001 and over Β Refer Appendix A 'Shareholding Metminco Limited' Β |
37 | A copy of any trust deed for the additional +securities |
Entities that have ticked box 34(b)
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Β | 38 | Number of securities for which +quotation is sought Β | n/a | |||
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Β | 39 | Class of +securities for which quotation is sought Β | n/a | |||
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Β | 40 | Do the +securities rank equally in all respects from the date of allotment with an existing +class of quoted +securities? Β If the additional securities do not rank equally, please state: Β·; the date from which they do Β·; the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment Β·; the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment | n/a | |||
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41 | Reason for request for quotation now Example: In the case of restricted securities, end of restriction period Β (if issued upon conversion of another security, clearly identify that other security) Β | n/a | Β | |||
Β | Β | Β | ||||
Β | Number | +Class | Β | |||
42 | Number and +class of all +securities quoted on ASX (including the securities in clause 38) Β Β Β | n/a | Β | Β | ||
Β Quotation agreement
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1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
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2 We warrant the following to ASX.
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Β·; The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
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Β·; There is no reason why those +securities should not be granted +quotation.
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Β·; An offer of the +securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
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Β·; Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
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Β·; If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
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3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
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4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
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Sign here: Date: 12 December 2012
(Company Secretary)
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Print name: Philip W Killen
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Appendix A: Shareholding Metminco Limited
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Distribution of Shareholders: | |
Category (size of holding) | Number of Ordinary Shareholders |
1 - 1,000 | 2,404 |
1,001 - 5,000 | 2,469 |
5,001 - 10,000 | 1,256 |
10,001 - 100,000 | 3,197 |
100,001 and above | 882 |
Total | 10,208 |
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20 Largest Shareholders - Ordinary Shares:
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Holder Name | Number of Ordinary Fully Paid Shares Held | % Held of Issued Ordinary Capital | |
1 | HSBC CUSTODY NOMINEES | 250,330,735 | 14.31% |
2 | COMPUTERSHARE CLEARING PTY LTD | 182,350,377 | 10.42% |
3 | HIGHLAND HOLDINGS RESOURCES INC | 121,500,000 | 6.94% |
4 | BARRICK GOLD CORPORATION | 75,000,000 | 4.29% |
5 | TAKORADI LIMITED | 64,396,856 | 3.68% |
6 | HSBC CUSTODY NOMINEES | 63,225,770 | 3.61% |
7 | CITICORP NOMINEES PTY LIMITED | 57,929,255 | 3.31% |
8 | NATIONAL NOMINEES LIMITED | 56,458,922 | 3.23% |
9 | MINING INVESTMENT SERVICES PTY LTD (TRUSTEE FOR WSE SUPERANNUATION FUND) | 49,200,000 | 2.81% |
10 | J P MORGAN NOMINEES AUSTRALIA LIMITED | 31,318,160 | 1.79% |
11 | MR WILLIAM HOWE & MRS NICOLA HOWE (TRUSTEE FOR THE HOWE SUPER FUND) | 30,866,000 | 1.76% |
12 | TANGARRY PTY LTD | 29,666,664 | 1.70% |
13 | SENTIENT EXECUTIVE GP II LIMITED | 26,167,524 | 1.50% |
14 | RBC INVESTOR SERVICES | 21,430,080 | 1.22% |
15 | NOTESAN PTY LIMITED | 19,366,847 | 1.11% |
16 | WILNIC PTY LTD | 17,869,095 | 1.02% |
17 | MINING INVESTMENT SERVICES PTY LTD | 12,600,000 | 0.72% |
18 | MR MAXWELL JAMES GREEN | 11,150,000 | 0.64% |
19 | MR MAXWELL JAMES GREEN & MRS RUTH LOUISE GREEN (TRUSTEE FOR THE GREEN SUPER FUND) | 10,600,000 | 0.61% |
20 | CHILE COPPER MINE PTY LTD | 10,266,668 | 0.59% |
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