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Pin to quick picksMining, Minerals & Metals plc Regulatory News (MMM)

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Share Price Information for Mining, Minerals & Metals plc (MMM)

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TR-1: Standard form notification of major holdings

16 Dec 2021 07:00

RNS Number : 8186V
Mining, Minerals & Metals PLC
16 December 2021
 

TR-1: Standard form for notification of major holdings

 

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i

 

1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

Mining, Minerals & Metals plc

1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)

Non-UK issuer

 

2. Reason for the notification (please mark the appropriate box or boxes with an "X")

An acquisition or disposal of voting rights

X

An acquisition or disposal of financial instruments

 

An event changing the breakdown of voting rights

 

Other (please specify)iii:

 

3. Details of person subject to the notification obligationiv

Name

Michael Sobeck

City and country of registered office (if applicable)

305 Calle Villamil, Apt 2010, San Juan, PR 00907 USA

4. Full name of shareholder(s) (if different from 3.)v

Name

 

City and country of registered office (if applicable)

 

5. Date on which the threshold was crossed or reachedvi:

10 December 2021

6. Date on which issuer notified (DD/MM/YYYY):

14 December 2021

7. Total positions of person(s) subject to the notification obligation

 

% of voting rights attached to shares (total of 8. A)

% of voting rights through financial instruments(total of 8.B 1 + 8.B 2)

Total of both in % (8.A + 8.B)

Total number of voting rights held in issuervii

Resulting situation on the date on which threshold was crossed or reached

19.44%

0%

19.44%

32,049,999

Position of previous notification (if

applicable)

9.33%

N/A

N/A

 

 

 

 

 

 

 

 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii

A: Voting rights attached to shares

Class/type ofshares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(DTR5.1)

Indirect

 (DTR5.2.1)

Direct

(DTR5.1)

Indirect

(DTR5.2.1)

GB00BF7L9148

6,229,327

N/A

19.44%

N/A

SUBTOTAL 8. A

6,229,327

19.44%

 

 

B 1: Financial Instruments according to DTR5.3.1R (1) (a)

Type of financial instrument

Expirationdatex

Exercise/Conversion Periodxi

Number of voting rights that may be acquired if the instrument is

exercised/converted.

% of voting rights

N/A

N/A

N/A

N/A

N/A

 

 

SUBTOTAL 8. B 1

N/A

N/A

 

 

B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)

Type of financial instrument

Expirationdatex

Exercise/Conversion Period xi

Physical or cash

settlementxii

Number of voting rights

% of voting rights

N/A

N/A

N/A

N/A

N/A

N/A

 

 

 

SUBTOTAL 8.B.2

N/A

N/A

 

 

 

 

 

 

 

 

 

 

 

 

 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an "X")

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii

X

Full chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)

 

Namexv

% of voting rights if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments if it equals or is higher than the notifiable threshold

Total of both if it equals or is higher than the notifiable threshold

N/A

N/A

N/A

N/A

 

10. In case of proxy voting, please identify:

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

 

11. Additional informationxvi

N/A

 

 

 

 

 

 

Place of completion

San Juan, Puerto Rico

Date of completion

14 December 2021

 

 

 

 

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END
 
 
HOLTABBTMTABTTB
12
Date   Source Headline
8th Jan 202111:05 amRNSSecond Price Monitoring Extn
8th Jan 202111:01 amRNSPrice Monitoring Extension
7th Jan 20215:01 pmRNSReplacement - Total Voting Rights
7th Jan 20214:41 pmRNSSecond Price Monitoring Extn
7th Jan 20214:36 pmRNSPrice Monitoring Extension
7th Jan 20212:51 pmRNSExercise of Warrants and Total Voting Rights
7th Jan 20212:06 pmRNSSecond Price Monitoring Extn
7th Jan 20212:00 pmRNSPrice Monitoring Extension
7th Jan 202111:06 amRNSSecond Price Monitoring Extn
7th Jan 202111:00 amRNSPrice Monitoring Extension
7th Jan 20219:05 amRNSSecond Price Monitoring Extn
7th Jan 20219:00 amRNSPrice Monitoring Extension
6th Jan 20212:05 pmRNSSecond Price Monitoring Extn
6th Jan 20212:00 pmRNSPrice Monitoring Extension
4th Dec 202012:17 pmRNSPotential strategic investment in the Company
24th Nov 202011:30 amRNSInterim Results
10th Aug 20204:15 pmRNSAGM Results and Resignation of Directors
15th Jul 20207:00 amRNSNotice of AGM
6th Jul 20207:00 amRNSAppointment of New Director
29th May 202011:00 amRNSPublication of Annual Financial Report
9th Apr 20207:00 amRNSAppointment of a New Director
6th Mar 20207:00 amRNSAdmission to Trading and First Day of Dealings
23rd Jul 20071:56 pmRNSStabilisation Notice
9th Jul 20074:16 pmRNSStabilisation Notice
20th Dec 20063:10 pmRNSMerger Update
27th Nov 20063:00 pmRNSMerger Update
6th Nov 20063:00 pmRNSMerger Update
17th Oct 20063:00 pmRNSPrior Notice of Merger
12

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