20 Feb 2020 12:42
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | Brewin Dolphin Limited |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. |
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(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | LightwaveRF plc |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
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(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 19/02/20 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | N/A |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| Ordinary GBP0.05 | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 0 | 0.0000 |
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(2) Cash-settled derivatives:
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
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TOTAL: | 0
(Difference of 342,893 from previous disclosure due to transfers out) | 0.0000 |
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05 Ordinary GBP0.05
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| 55,125 118,125 16,059 25,987 155,000 67,331 15,750 13,837 84,375 13,359 11,025 28,125 24,103 28,687 6,750 31,500 19,378 44,100 35,673 22,050 10,500 32,793 39,937 3,150 6,300 15,750 15,750 21,093 13,218 10,119 37,125 77,175 13,545 21,262 9,450 30,543 11,812 23,625 11,261 11,250 31,500 15,750 39,375 47,250 7,875 12,065 7,875 7,087 14,062 11,812 10,406 11,655 11,025 15,468 37,125 31,500 6,018 8,662 31,500 11,418 13,668 55,125 16,059 11,250 15,750 7,875 10,710 20,475 6,496 13,387 31,500 15,750 9,213 16,593 31,500 8,690 55,125 11,250 5,906 23,625 20,446 7,245 67,500 118,353 5,625 31,500 11,025 19,687 67,500 2,812 16,852 9,843 33,750 17,500 16,550 7,115 23,625 39,375 13,500 39,375 32,681 39,375 10,316 18,000 5,343 18,000 33,750 13,950 9,800 7,875 11,025 21,262 14,962 18,270 7,717 55,603 15,750 15,750 8,268 11,812 14,017 15,750 11,812 5,625 7,875 11,655 19,687 23,737 11,025 5,512 13,623 9,568 47,250 9,843 13,387 12,600 200,000 6,771 271,875 14,625 22,500 21,712 27,090 34,875 37,406 15,198 16,875 15,750 30,712 20,475 11,025 15,750 22,443 6,806 153,937 15,750 15,345 19,389 89,052 30,846 3,298 1,967 7,320 5,422 9,408 24,801 30,396 58,014 21,805 4,398 8,535 8,378 4,565 10,684 2,383 37,531 13,702 5,414 20,884 121,788 16,300 13,971 2,406 45,278 59,765 23,871 9,483 4,597 22,992 2,459 18,889 33,167 35,189 24,927 8,844 30,558 16,072 18,220 9,179 9,319 9,973 5,637 24,696 3,080 25,875 12,937 33,750 9,000 11,812 22,500 22,500 18,112 7,059 12,656 11,272 31,500 9,000 15,750 19,731 16,312 20,812 15,750 1,519 1,519 7,015 923 14,295 4,150 13,367 6,219 9,594 7,523 8,300 5,246 10,602 6,839 14,256 2,706 3,161 20,227 2,126 8,660 14,140 15,032 | 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P 0.5P |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
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(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
Date of disclosure: | 20/02/20 |
Contact name: | Mark Millward |
Telephone number: | 0191 279 7305 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.