8 Oct 2019 14:58
AMENDMENT Section 2(a) & 2(b)
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 04 OCTOBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes- Hong Kong Exchanges and Clearing Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 324,906 | 73.9000 GBP | 72.2400 GBP |
6 79/86 p ordinary | SALES | 331,460 | 73.9200 GBP | 72.0600 GBP |
6 79/86 p ordinary | SALES | 26,000 | 90.2132 USD | 88.9998 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | Constant Leverage- (ISIN- DE000MF720M8) | LONG | 900 | 41.7000 EUR |
6 79/86 p ordinary | CFD | LONG | 939 | 71.6800 GBP |
6 79/86 p ordinary | CFD | LONG | 90 | 72.8480 GBP |
6 79/86 p ordinary | CFD | LONG | 4,700 | 72.9889 GBP |
6 79/86 p ordinary | CFD | LONG | 4,751 | 73.0156 GBP |
6 79/86 p ordinary | CFD | LONG | 89 | 73.0333 GBP |
6 79/86 p ordinary | CFD | LONG | 43,491 | 73.0385 GBP |
6 79/86 p ordinary | CFD | LONG | 3,837 | 73.0918 GBP |
6 79/86 p ordinary | CFD | LONG | 494 | 73.1264 GBP |
6 79/86 p ordinary | CFD | LONG | 158 | 73.1296 GBP |
6 79/86 p ordinary | CFD | LONG | 273 | 73.1836 GBP |
6 79/86 p ordinary | CFD | LONG | 9,037 | 73.2047 GBP |
6 79/86 p ordinary | CFD | LONG | 23,436 | 73.2117 GBP |
6 79/86 p ordinary | CFD | LONG | 32,998 | 73.2620 GBP |
6 79/86 p ordinary | CFD | LONG | 131 | 73.2641 GBP |
6 79/86 p ordinary | CFD | LONG | 268 | 73.2653 GBP |
6 79/86 p ordinary | CFD | LONG | 699 | 73.2820 GBP |
6 79/86 p ordinary | CFD | LONG | 145 | 73.2955 GBP |
6 79/86 p ordinary | CFD | LONG | 1,879 | 73.3384 GBP |
6 79/86 p ordinary | CFD | LONG | 14,283 | 73.3580 GBP |
6 79/86 p ordinary | CFD | LONG | 227 | 73.3763 GBP |
6 79/86 p ordinary | CFD | LONG | 821 | 73.3811 GBP |
6 79/86 p ordinary | CFD | LONG | 1,199 | 73.4357 GBP |
6 79/86 p ordinary | CFD | LONG | 281 | 73.4364 GBP |
6 79/86 p ordinary | CFD | LONG | 253 | 73.4396 GBP |
6 79/86 p ordinary | CFD | LONG | 229 | 73.5183 GBP |
6 79/86 p ordinary | CFD | LONG | 256 | 73.6194 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 73.7490 GBP |
6 79/86 p ordinary | CFD | LONG | 634 | 73.7909 GBP |
6 79/86 p ordinary | CFD | LONG | 56 | 73.8089 GBP |
6 79/86 p ordinary | CFD | LONG | 805 | 73.8106 GBP |
6 79/86 p ordinary | CFD | LONG | 6,800 | 73.8119 GBP |
6 79/86 p ordinary | CFD | LONG | 5,699 | 73.8141 GBP |
6 79/86 p ordinary | CFD | LONG | 47 | 73.8193 GBP |
6 79/86 p ordinary | CFD | LONG | 8,061 | 73.8200 GBP |
6 79/86 p ordinary | CFD | LONG | 13,000 | 88.9999 USD |
6 79/86 p ordinary | CFD | LONG | 13,000 | 90.2132 USD |
6 79/86 p ordinary | CFD | SHORT | 939 | 71.6800 GBP |
6 79/86 p ordinary | CFD | SHORT | 247 | 72.7709 GBP |
6 79/86 p ordinary | CFD | SHORT | 225 | 72.7995 GBP |
6 79/86 p ordinary | CFD | SHORT | 123 | 72.9210 GBP |
6 79/86 p ordinary | CFD | SHORT | 245 | 73.0032 GBP |
6 79/86 p ordinary | CFD | SHORT | 417 | 73.0033 GBP |
6 79/86 p ordinary | CFD | SHORT | 593 | 73.0772 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,665 | 73.0810 GBP |
6 79/86 p ordinary | CFD | SHORT | 491 | 73.0980 GBP |
6 79/86 p ordinary | CFD | SHORT | 39 | 73.1062 GBP |
6 79/86 p ordinary | CFD | SHORT | 67 | 73.1063 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,306 | 73.1147 GBP |
6 79/86 p ordinary | CFD | SHORT | 349 | 73.1183 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,981 | 73.1296 GBP |
6 79/86 p ordinary | CFD | SHORT | 333 | 73.1400 GBP |
6 79/86 p ordinary | CFD | SHORT | 140 | 73.1415 GBP |
6 79/86 p ordinary | CFD | SHORT | 76 | 73.1514 GBP |
6 79/86 p ordinary | CFD | SHORT | 5,884 | 73.1515 GBP |
6 79/86 p ordinary | CFD | SHORT | 347 | 73.1008 GBP |
6 79/86 p ordinary | CFD | SHORT | 341 | 73.1980 GBP |
6 79/86 p ordinary | CFD | SHORT | 5,234 | 73.2181 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,314 | 73.2436 GBP |
6 79/86 p ordinary | CFD | SHORT | 1 | 73.2459 GBP |
6 79/86 p ordinary | CFD | SHORT | 139 | 73.2616 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,872 | 73.3157 GBP |
6 79/86 p ordinary | CFD | SHORT | 910 | 73.3236 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,569 | 73.3408 GBP |
6 79/86 p ordinary | CFD | SHORT | 845 | 73.3449 GBP |
6 79/86 p ordinary | CFD | SHORT | 69 | 73.3588 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,206 | 73.3783 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,432 | 73.3801 GBP |
6 79/86 p ordinary | CFD | SHORT | 197 | 73.3855 GBP |
6 79/86 p ordinary | CFD | SHORT | 699 | 73.4054 GBP |
6 79/86 p ordinary | CFD | SHORT | 50,000 | 73.4214 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,023 | 73.4488 GBP |
6 79/86 p ordinary | CFD | SHORT | 712 | 73.4582 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,681 | 73.4861 GBP |
6 79/86 p ordinary | CFD | SHORT | 8,151 | 73.4904 GBP |
6 79/86 p ordinary | CFD | SHORT | 243 | 73.6707 GBP |
6 79/86 p ordinary | CFD | SHORT | 29 | 73.7722 GBP |
6 79/86 p ordinary | CFD | SHORT | 26,238 | 73.7767 GBP |
6 79/86 p ordinary | CFD | SHORT | 11,001 | 73.8180 GBP |
6 79/86 p ordinary | CFD | SHORT | 200 | 73.8259 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,360 | 73.8274 GBP |
6 79/86 p ordinary | CFD | SHORT | 533 | 73.8600 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
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Date of disclosure: | 08 OCTOBER 2019
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Contact name: | Craig Horsley
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Telephone number: | +44(141) 245 7736
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.