18 Sep 2019 11:20
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 17 SEPTEMBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes- Hong Kong Exchanges and Clearing Limited
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 171,724 | 74.2600 GBP | 73.3200 GBP |
6 79/86 p ordinary | SALES | 135,275 | 74.1800 GBP | 73.3800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | CFD | LONG | 114 | 73.4815 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 73.4904 GBP |
6 79/86 p ordinary | CFD | LONG | 5 | 73.4941 GBP |
6 79/86 p ordinary | CFD | LONG | 302 | 73.5114 GBP |
6 79/86 p ordinary | CFD | LONG | 719 | 73.5333 GBP |
6 79/86 p ordinary | CFD | LONG | 2,616 | 73.5340 GBP |
6 79/86 p ordinary | CFD | LONG | 1,584 | 73.5347 GBP |
6 79/86 p ordinary | CFD | LONG | 3,593 | 73.5362 GBP |
6 79/86 p ordinary | CFD | LONG | 315 | 73.5380 GBP |
6 79/86 p ordinary | CFD | LONG | 882 | 73.5384 GBP |
6 79/86 p ordinary | CFD | LONG | 744 | 73.5395 GBP |
6 79/86 p ordinary | CFD | LONG | 1,983 | 73.5396 GBP |
6 79/86 p ordinary | CFD | LONG | 5,245 | 73.5435 GBP |
6 79/86 p ordinary | CFD | LONG | 2,634 | 73.5757 GBP |
6 79/86 p ordinary | CFD | LONG | 239 | 73.6244 GBP |
6 79/86 p ordinary | CFD | LONG | 872 | 73.6251 GBP |
6 79/86 p ordinary | CFD | LONG | 528 | 73.6259 GBP |
6 79/86 p ordinary | CFD | LONG | 1,199 | 73.6273 GBP |
6 79/86 p ordinary | CFD | LONG | 104 | 73.6292 GBP |
6 79/86 p ordinary | CFD | LONG | 293 | 73.6295 GBP |
6 79/86 p ordinary | CFD | LONG | 248 | 73.6307 GBP |
6 79/86 p ordinary | CFD | LONG | 3 | 73.6341 GBP |
6 79/86 p ordinary | CFD | LONG | 1,750 | 73.6347 GBP |
6 79/86 p ordinary | CFD | LONG | 5,076 | 73.6395 GBP |
6 79/86 p ordinary | CFD | LONG | 4 | 73.6466 GBP |
6 79/86 p ordinary | CFD | LONG | 400 | 73.6723 GBP |
6 79/86 p ordinary | CFD | LONG | 419 | 73.6767 GBP |
6 79/86 p ordinary | CFD | LONG | 6 | 73.6891 GBP |
6 79/86 p ordinary | CFD | LONG | 35 | 73.6929 GBP |
6 79/86 p ordinary | CFD | LONG | 199 | 73.6948 GBP |
6 79/86 p ordinary | CFD | LONG | 1,100 | 73.6979 GBP |
6 79/86 p ordinary | CFD | LONG | 11 | 73.6999 GBP |
6 79/86 p ordinary | CFD | LONG | 7 | 73.7193 GBP |
6 79/86 p ordinary | CFD | LONG | 209 | 73.7213 GBP |
6 79/86 p ordinary | CFD | LONG | 211 | 73.7559 GBP |
6 79/86 p ordinary | CFD | LONG | 112 | 73.7671 GBP |
6 79/86 p ordinary | CFD | LONG | 2,478 | 73.7800 GBP |
6 79/86 p ordinary | CFD | LONG | 259 | 73.7868 GBP |
6 79/86 p ordinary | CFD | LONG | 577 | 73.8317 GBP |
6 79/86 p ordinary | CFD | LONG | 2 | 73.8541 GBP |
6 79/86 p ordinary | CFD | LONG | 281 | 73.8707 GBP |
6 79/86 p ordinary | CFD | LONG | 4 | 73.8991 GBP |
6 79/86 p ordinary | CFD | LONG | 1,000 | 73.9000 GBP |
6 79/86 p ordinary | CFD | LONG | 431 | 73.9001 GBP |
6 79/86 p ordinary | CFD | LONG | 691 | 73.9184 GBP |
6 79/86 p ordinary | CFD | LONG | 10,559 | 73.9462 GBP |
6 79/86 p ordinary | CFD | LONG | 100 | 73.9640 GBP |
6 79/86 p ordinary | CFD | LONG | 112 | 73.9812 GBP |
6 79/86 p ordinary | CFD | LONG | 15,000 | 73.9856 GBP |
6 79/86 p ordinary | CFD | LONG | 3 | 73.9941 GBP |
6 79/86 p ordinary | CFD | LONG | 3 | 74.0141 GBP |
6 79/86 p ordinary | CFD | LONG | 91 | 74.0937 GBP |
6 79/86 p ordinary | CFD | SHORT | 124 | 73.4936 GBP |
6 79/86 p ordinary | CFD | SHORT | 598 | 73.4952 GBP |
6 79/86 p ordinary | CFD | SHORT | 7,309 | 73.5000 GBP |
6 79/86 p ordinary | CFD | SHORT | 4,876 | 73.5059 GBP |
6 79/86 p ordinary | CFD | SHORT | 3 | 73.5074 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,120 | 73.5081 GBP |
6 79/86 p ordinary | CFD | SHORT | 726 | 73.5095 GBP |
6 79/86 p ordinary | CFD | SHORT | 98 | 73.5110 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,366 | 73.5278 GBP |
6 79/86 p ordinary | CFD | SHORT | 76 | 73.5367 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,273 | 73.5576 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,523 | 73.5587 GBP |
6 79/86 p ordinary | CFD | SHORT | 558 | 73.5591 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,180 | 73.5609 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,367 | 73.5624 GBP |
6 79/86 p ordinary | CFD | SHORT | 4,509 | 73.5631 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,237 | 73.5638 GBP |
6 79/86 p ordinary | CFD | SHORT | 17,737 | 73.5941 GBP |
6 79/86 p ordinary | CFD | SHORT | 49 | 73.6510 GBP |
6 79/86 p ordinary | CFD | SHORT | 73 | 73.6711 GBP |
6 79/86 p ordinary | CFD | SHORT | 107 | 73.6859 GBP |
6 79/86 p ordinary | CFD | SHORT | 472 | 73.7013 GBP |
6 79/86 p ordinary | CFD | SHORT | 30,372 | 73.7061 GBP |
6 79/86 p ordinary | CFD | SHORT | 727 | 73.7182 GBP |
6 79/86 p ordinary | CFD | SHORT | 133 | 73.7190 GBP |
6 79/86 p ordinary | CFD | SHORT | 365 | 73.7223 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,101 | 73.7252 GBP |
6 79/86 p ordinary | CFD | SHORT | 150 | 73.7337 GBP |
6 79/86 p ordinary | CFD | SHORT | 734 | 73.7523 GBP |
6 79/86 p ordinary | CFD | SHORT | 4 | 73.7748 GBP |
6 79/86 p ordinary | CFD | SHORT | 122 | 73.7911 GBP |
6 79/86 p ordinary | CFD | SHORT | 405 | 73.8009 GBP |
6 79/86 p ordinary | CFD | SHORT | 299 | 73.8216 GBP |
6 79/86 p ordinary | CFD | SHORT | 297 | 73.8589 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,394 | 73.8666 GBP |
6 79/86 p ordinary | CFD | SHORT | 22 | 74.0422 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,000 | 74.1198 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,040 | 74.2438 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
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Date of disclosure: | 18 SEPTEMBER 2019
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Contact name: | Craig Horsley
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Telephone number: | +44(141) 245 7736
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.