3 Oct 2019 11:42
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 02 OCTOBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes- Hong Kong Exchanges and Clearing Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 213,393 | 72.2200 GBP | 69.8600 GBP |
6 79/86 p ordinary | SALES | 144,830 | 72.3800 GBP | 69.8600 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | CFD | LONG | 437 | 70.0215 GBP |
6 79/86 p ordinary | CFD | LONG | 10,525 | 70.0650 GBP |
6 79/86 p ordinary | CFD | LONG | 1,065 | 70.0705 GBP |
6 79/86 p ordinary | CFD | LONG | 3,854 | 70.0723 GBP |
6 79/86 p ordinary | CFD | LONG | 42 | 70.0730 GBP |
6 79/86 p ordinary | CFD | LONG | 2,264 | 70.0744 GBP |
6 79/86 p ordinary | CFD | LONG | 1,429 | 70.0745 GBP |
6 79/86 p ordinary | CFD | LONG | 689 | 70.0794 GBP |
6 79/86 p ordinary | CFD | LONG | 809 | 70.3518 GBP |
6 79/86 p ordinary | CFD | LONG | 10,136 | 70.4017 GBP |
6 79/86 p ordinary | CFD | LONG | 5,865 | 70.4875 GBP |
6 79/86 p ordinary | CFD | LONG | 216 | 70.5633 GBP |
6 79/86 p ordinary | CFD | LONG | 692 | 70.5805 GBP |
6 79/86 p ordinary | CFD | LONG | 590 | 70.6117 GBP |
6 79/86 p ordinary | CFD | LONG | 6,533 | 70.9709 GBP |
6 79/86 p ordinary | CFD | LONG | 440 | 71.2466 GBP |
6 79/86 p ordinary | CFD | LONG | 4,021 | 71.5455 GBP |
6 79/86 p ordinary | CFD | SHORT | 123 | 69.9291 GBP |
6 79/86 p ordinary | CFD | SHORT | 14,203 | 70.0760 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,869 | 70.0800 GBP |
6 79/86 p ordinary | CFD | SHORT | 138 | 70.0818 GBP |
6 79/86 p ordinary | CFD | SHORT | 182 | 70.0856 GBP |
6 79/86 p ordinary | CFD | SHORT | 471 | 70.0898 GBP |
6 79/86 p ordinary | CFD | SHORT | 10,000 | 70.0940 GBP |
6 79/86 p ordinary | CFD | SHORT | 82 | 70.0999 GBP |
6 79/86 p ordinary | CFD | SHORT | 51 | 70.1073 GBP |
6 79/86 p ordinary | CFD | SHORT | 370 | 70.1091 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,492 | 70.1585 GBP |
6 79/86 p ordinary | CFD | SHORT | 900 | 70.1980 GBP |
6 79/86 p ordinary | CFD | SHORT | 345 | 70.2854 GBP |
6 79/86 p ordinary | CFD | SHORT | 370 | 70.3105 GBP |
6 79/86 p ordinary | CFD | SHORT | 12,461 | 70.3795 GBP |
6 79/86 p ordinary | CFD | SHORT | 523 | 70.3796 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,121 | 70.3943 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,390 | 70.4200 GBP |
6 79/86 p ordinary | CFD | SHORT | 229 | 70.4310 GBP |
6 79/86 p ordinary | CFD | SHORT | 247 | 70.4692 GBP |
6 79/86 p ordinary | CFD | SHORT | 575 | 70.5009 GBP |
6 79/86 p ordinary | CFD | SHORT | 689 | 70.5020 GBP |
6 79/86 p ordinary | CFD | SHORT | 251 | 70.5023 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,798 | 70.5041 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,465 | 70.5055 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,043 | 70.5062 GBP |
6 79/86 p ordinary | CFD | SHORT | 560 | 70.5069 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,043 | 70.5192 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,801 | 70.5539 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,191 | 70.5850 GBP |
6 79/86 p ordinary | CFD | SHORT | 252 | 70.6046 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,706 | 70.6058 GBP |
6 79/86 p ordinary | CFD | SHORT | 67 | 70.6258 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,466 | 70.6724 GBP |
6 79/86 p ordinary | CFD | SHORT | 859 | 70.7407 GBP |
6 79/86 p ordinary | CFD | SHORT | 20 | 70.7800 GBP |
6 79/86 p ordinary | CFD | SHORT | 493 | 70.8005 GBP |
6 79/86 p ordinary | CFD | SHORT | 370 | 70.8386 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,069 | 70.8402 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,572 | 70.8979 GBP |
6 79/86 p ordinary | CFD | SHORT | 36 | 70.9053 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,000 | 70.9136 GBP |
6 79/86 p ordinary | CFD | SHORT | 370 | 70.9292 GBP |
6 79/86 p ordinary | CFD | SHORT | 313 | 70.9637 GBP |
6 79/86 p ordinary | CFD | SHORT | 69 | 70.9778 GBP |
6 79/86 p ordinary | CFD | SHORT | 75 | 71.0171 GBP |
6 79/86 p ordinary | CFD | SHORT | 800 | 71.0442 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,160 | 71.0570 GBP |
6 79/86 p ordinary | CFD | SHORT | 651 | 71.0647 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,492 | 71.0774 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,003 | 71.1241 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,353 | 71.1304 GBP |
6 79/86 p ordinary | CFD | SHORT | 3 | 71.2857 GBP |
6 79/86 p ordinary | CFD | SHORT | 6,493 | 71.3001 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,960 | 71.3143 GBP |
6 79/86 p ordinary | CFD | SHORT | 443 | 71.3439 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,841 | 71.3584 GBP |
6 79/86 p ordinary | CFD | SHORT | 167 | 71.4110 GBP |
6 79/86 p ordinary | CFD | SHORT | 3,477 | 71.4383 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,716 | 71.4423 GBP |
6 79/86 p ordinary | CFD | SHORT | 228 | 71.4571 GBP |
6 79/86 p ordinary | CFD | SHORT | 1 | 71.5257 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,396 | 71.5629 GBP |
6 79/86 p ordinary | CFD | SHORT | 1 | 71.5857 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,002 | 71.6824 GBP |
6 79/86 p ordinary | CFD | SHORT | 317 | 71.7766 GBP |
6 79/86 p ordinary | CFD | SHORT | 204 | 72.0484 GBP |
6 79/86 p ordinary | CFD | SHORT | 29 | 72.0807 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
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Date of disclosure: | 03 OCTOBER 2019
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Contact name: | Craig Horsley
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Telephone number: | +44(141) 245 7736
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.