2 Oct 2019 11:22
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Morgan Stanley & Co. International plc |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | London Stock Exchange Group plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | London Stock Exchange Group plc |
(d) Date dealing undertaken: | 01 OCTOBER 2019 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | Yes- Hong Kong Exchanges and Clearing Limited
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
6 79/86 p ordinary | PURCHASES | 139,008 | 73.7800 GBP | 72.3400 GBP |
6 79/86 p ordinary | SALES | 76,402 | 73.7800 GBP | 72.3800 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
6 79/86 p ordinary | CFD | LONG | 40,000 | 72.4338 GBP |
6 79/86 p ordinary | CFD | LONG | 320 | 72.4818 GBP |
6 79/86 p ordinary | CFD | LONG | 9 | 72.5455 GBP |
6 79/86 p ordinary | CFD | LONG | 42 | 72.5513 GBP |
6 79/86 p ordinary | CFD | LONG | 1,758 | 72.5520 GBP |
6 79/86 p ordinary | CFD | LONG | 98 | 72.5542 GBP |
6 79/86 p ordinary | CFD | LONG | 241 | 72.5593 GBP |
6 79/86 p ordinary | CFD | LONG | 7,705 | 72.5600 GBP |
6 79/86 p ordinary | CFD | LONG | 23 | 72.7709 GBP |
6 79/86 p ordinary | CFD | LONG | 85 | 72.9269 GBP |
6 79/86 p ordinary | CFD | LONG | 1,724 | 73.0471 GBP |
6 79/86 p ordinary | CFD | LONG | 61 | 73.0472 GBP |
6 79/86 p ordinary | CFD | LONG | 1,013 | 73.1123 GBP |
6 79/86 p ordinary | CFD | LONG | 566 | 73.1474 GBP |
6 79/86 p ordinary | CFD | LONG | 1,260 | 73.1611 GBP |
6 79/86 p ordinary | CFD | LONG | 362 | 73.1667 GBP |
6 79/86 p ordinary | CFD | LONG | 174 | 73.2138 GBP |
6 79/86 p ordinary | CFD | LONG | 1,478 | 73.2486 GBP |
6 79/86 p ordinary | CFD | LONG | 1,795 | 73.2761 GBP |
6 79/86 p ordinary | CFD | LONG | 315 | 73.3122 GBP |
6 79/86 p ordinary | CFD | LONG | 141 | 73.5447 GBP |
6 79/86 p ordinary | CFD | LONG | 91 | 73.5580 GBP |
6 79/86 p ordinary | CFD | SHORT | 370 | 72.4639 GBP |
6 79/86 p ordinary | CFD | SHORT | 140 | 72.4722 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,843 | 72.5600 GBP |
6 79/86 p ordinary | CFD | SHORT | 191 | 72.5638 GBP |
6 79/86 p ordinary | CFD | SHORT | 447 | 72.5658 GBP |
6 79/86 p ordinary | CFD | SHORT | 105 | 72.5665 GBP |
6 79/86 p ordinary | CFD | SHORT | 995 | 72.5703 GBP |
6 79/86 p ordinary | CFD | SHORT | 477 | 72.5878 GBP |
6 79/86 p ordinary | CFD | SHORT | 11,000 | 72.6341 GBP |
6 79/86 p ordinary | CFD | SHORT | 144 | 72.6419 GBP |
6 79/86 p ordinary | CFD | SHORT | 268 | 72.6449 GBP |
6 79/86 p ordinary | CFD | SHORT | 29,547 | 72.7242 GBP |
6 79/86 p ordinary | CFD | SHORT | 158 | 72.7833 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,644 | 72.7966 GBP |
6 79/86 p ordinary | CFD | SHORT | 7,653 | 72.8531 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,930 | 72.9358 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,010 | 72.9634 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,194 | 72.9725 GBP |
6 79/86 p ordinary | CFD | SHORT | 700 | 72.9756 GBP |
6 79/86 p ordinary | CFD | SHORT | 84 | 72.9899 GBP |
6 79/86 p ordinary | CFD | SHORT | 1,639 | 73.0107 GBP |
6 79/86 p ordinary | CFD | SHORT | 2,028 | 73.0653 GBP |
6 79/86 p ordinary | CFD | SHORT | 770 | 73.1134 GBP |
6 79/86 p ordinary | CFD | SHORT | 815 | 73.1156 GBP |
6 79/86 p ordinary | CFD | SHORT | 362 | 73.1658 GBP |
6 79/86 p ordinary | CFD | SHORT | 36 | 73.1747 GBP |
6 79/86 p ordinary | CFD | SHORT | 57 | 73.2040 GBP |
6 79/86 p ordinary | CFD | SHORT | 7,500 | 73.3154 GBP |
6 79/86 p ordinary | CFD | SHORT | 8 | 73.3209 GBP |
6 79/86 p ordinary | CFD | SHORT | 2 | 73.3459 GBP |
6 79/86 p ordinary | CFD | SHORT | 224 | 73.3719 GBP |
6 79/86 p ordinary | CFD | SHORT | 7,500 | 73.4097 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
N/A | N/A | N/A | N/A | N/A |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
N/A | N/A | N/A | N/A |
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
NONE
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
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Date of disclosure: | 02 OCTOBER 2019
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Contact name: | Craig Horsley
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Telephone number: | +44(141) 245 7736
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.