Last checked at 
13 May 2020 16:00
sTR-1: Standard form for notification of major holdings
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: |
LMS Capital plc | |||||
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | ||||||
Non-UK issuer | ||||||
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | ||||||
An acquisition or disposal of voting rights | X | |||||
An acquisition or disposal of financial instruments | ||||||
An event changing the breakdown of voting rights | ||||||
Other (please specify)iii: | ||||||
3. Details of person subject to the notification obligationiv | ||||||
Name | Withers Trust Corporation Limited, James McCar- thy and Nicholas Kelsey as Trustees of The Lord Rayne Will Trust | |||||
City and country of registered office (if applicable) | N/A | |||||
4. Full name of shareholder(s) (if different from 3.)v | ||||||
Name | Rathbone Nominees Limited | |||||
City and country of registered office (if applicable) | Liverpool, United Kingdom | |||||
5. Date on which the threshold was crossed or reachedvi: | 12 May 2020 | |||||
6. Date on which issuer notified (DD/MM/YYYY): | 12 May 2020 | |||||
7. Total positions of person(s) subject to the notification obligation | ||||||
% of voting rights attached to shares (total of 8. A) | % of voting rights through financial in- struments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) | Total number of voting rights of issuervii | |||
Resulting situation on the date on which threshold was crossed or reached |
0% |
0% |
80,727,450 | |||
Position of previous notification (if applicable) |
10.85% |
10.85% | ||||
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii | ||||
A: Voting rights attached to shares | ||||
Class/type of shares ISIN code (if possible) | Number of voting rightsix | % of voting rights | ||
Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | Direct (Art 9 of Directive 2004/109/EC) (DTR5.1) | Indirect (Art 10 of Directive 2004/109/EC) (DTR5.2.1) | |
GB00B12MHD28 | Nil | 0% | ||
SUBTOTAL 8. A | Nil | 0% | ||
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) | ||||
Type of financial instrument |
Expiration datex |
Exercise/ Conversion Periodxi | Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
SUBTOTAL 8. B 1 | ||||
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) | |||||
Type of financial instrument | Expiration datex | Exercise/ Conversion Period xi | Physical or cash settlementxii | Number of voting rights |
% of voting rights |
SUBTOTAL 8.B.2 | |||||
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") | ||||
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii | X | |||
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) | ||||
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial in- struments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold | |
10. In case of proxy voting, please identify: | |
Name of the proxy holder | |
The number and % of voting rights held | |
The date until which the voting rights will be held | |
11. Additional informationxvi
|
This notification is made in relation to a transaction whereby Withers Trust Corporation Limited, James McCarthy and Nicholas Kelsey as Trustees of The Lord Rayne Will Trust are transferring shares from The Lord Rayne Will Trust to members of the Rayne family ('the members'), who are beneficiaries of The Lord Rayne Will Trust. Prior to the transfers, the shares were held beneficially for the members by the Trustees. The transfers are being made for no consideration and do not result in any change in the overall holding, or the overall voting rights, of the extended Rayne family and its trustees collectively and who are treated by the Panel on Takeovers and Mergers as "acting in concert" for the purposes of the City Code on Take- overs and Mergers |
Place of completion | London, United Kingdom |
Date of completion | 12 May 2020 |