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Pin to quick picksKingswood H. Regulatory News (KWG)

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TR-1: Notifications of Major Interests in Shares

28 Aug 2008 12:07

TR-1: Notifications of Major Interests in Shares

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:

Equity Pre-IPO Investments 2. Reason for notification (yes/no)

An acquisition or disposal of voting rights Yes

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights

are attached

An event changing the breakdown of voting rights Other (please specify):______________ 3. Full name of person(s) subject to Rensburg Sheppards Investment

notification obligation: Management Limited

4. Full name of shareholder(s) (if N/A

different from 3):

5. Date of transaction (and date on 21 August 2008 which the threshold is crossed or

reached if different):

6. Date on which issuer notified: 22 August 2008 7. Threshold(s) that is/are crossed or 3%

reached: 8: Notified Details

A: Voting rights attached to shares

Class/type Situation Resulting situation after the triggering of shares previous to the transaction triggering If possible transaction use ISIN code Number of Number Number of Number of voting Percentage of shares of shares rights voting rights voting rights Direct Indirect Direct Indirect Ordinary 384,000 384,000 422,000 422,000 0 3.19% Shares GB00B02TF094 B: Financial Instruments Resulting situation after the triggering transaction

Type of Expiration Exercise/ No. of voting Percentage of financial date conversion rights that may be voting rights instrument period/date acquired (if the instrument exercised/ converted) Total (A+B) Number of voting rights Percentage of voting rights 422,000 3.19%

9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:

Client holdings registered in the name of Nominee companies 100% owned by Rensburg Sheppards Investment Management Limited

Proxy Voting: 10. Name of proxy holder: N/A

11. Number of voting rights proxy N/A

holder will cease to hold:

12. Date on which proxy holder will N/A

cease to hold voting rights: 13. Additional information: 14 Contact name: Mike Rigby 15. Contact telephone name: 0113 236 4171

For further information please contact:

Equity Pre-IPO Investments Paul Schreibke +44 (0)1481 751000

Daniel Stewart & Company Plc Oliver Rigby +44 (0)207 776 6550

GTH Media Relations Toby Hall +44 (0)20 7153 8039

Christian Pickel +44 (0)20 7153 8036

vendor
Date   Source Headline
7th May 20247:00 amRNSKingswood Additional Debt Facility
16th Feb 20247:00 amRNSKingswood secures new debt facility
6th Feb 20249:00 amRNSKingswood's Irish subsidiary acquires BasePlan Ltd
29th Dec 20237:00 amRNSConversion of Convertible Preference Shares
1st Dec 20237:00 amRNSBoard changes
30th Nov 202312:30 pmRNSResult of AGM
15th Nov 20239:45 amRNSNotice of AGM
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16th Oct 20238:40 amRNSDirector/PDMR Shareholding
12th Oct 20233:15 pmRNSDirector/PDMR Shareholding
6th Oct 20235:00 pmRNSDeferred consideration payment
29th Sep 20237:00 amRNSKingswood 2023 Half-year Report
21st Aug 20235:00 pmRNSLong Term Incentive Plan Award
24th May 20237:00 amRNSKingswood 2022 audited financial results
15th Mar 20237:00 amRNSTrading Statement
6th Mar 20232:05 pmRNSSecond Price Monitoring Extn
6th Mar 20232:00 pmRNSPrice Monitoring Extension
6th Mar 202311:05 amRNSSecond Price Monitoring Extn
6th Mar 202311:00 amRNSPrice Monitoring Extension
6th Mar 20237:00 amRNSStatement re Press Comment
3rd Mar 20237:00 amRNSKingswood acquires Moloney Investments Ltd
6th Jan 20233:09 pmRNSCompletion of Barry Fleming & Partners acquisition
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8th Dec 20225:08 pmRNSDeferred consideration payment
1st Dec 20227:00 amRNSAcquisition of JFP Holdings & JCH Investment Mgt
22nd Nov 20222:26 pmRNSResult of AGM
14th Nov 20227:00 amRNSKingswood completes acquisition of SAM
4th Nov 20223:43 pmRNSNotice of AGM
4th Nov 20227:00 amRNSDeferred consideration payment for Admiral
3rd Nov 20227:00 amRNSKingswood announces acquisition of JCH
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27th Oct 20227:00 amRNSDeferred consideration payment for Sterling Trust
17th Oct 20223:56 pmRNSKingswood agrees additional funding facility
13th Oct 20229:24 amRNSAppointment of Non-Executive Directors
13th Oct 20227:00 amRNSAppointment of Non-Executive Directors
27th Sep 20223:06 pmRNSDeferred consideration payment for Admiral WM
26th Sep 20227:00 amRNSKingswood to acquire Moloney Investments Ltd
15th Sep 20227:00 amRNSKingswood half-year Report
30th Jun 20227:00 amRNSKingswood sees record revenue and operating profit
15th Jun 20228:02 amRNSCompletion of the acquisition of Vincent & Co Ltd
12th May 20227:00 amRNSAcquisition of Vincent & Co Ltd
6th May 20225:53 pmRNSLong Term Incentive Plan Awards
25th Apr 20227:00 amRNSDirectorate changes
5th Apr 202212:51 pmRNSDeferred consideration payment for Regency
25th Mar 20224:39 pmRNSMaster Services Agreement with Kingswood LLP
8th Mar 20225:56 pmRNSDeferred consideration payment for Thomas & Co
28th Feb 20227:00 amRNSDirectorate Change
21st Feb 20227:00 amRNSCompletion of acquisition
16th Feb 20227:00 amRNSKingswood acquires Aim Independent Limited
14th Feb 202210:31 amRNSDirector/PDMR Shareholding

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