18 Jan 2021 12:04
This announcement replaces the previous RNS announcement 8884L released at 11:51 on the 15th January 2021. Amendment made to section 2b All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS Investment Bank, London |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Kaz Minerals plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Kaz Minerals plc |
(d) Date dealing undertaken: | 14 January 2021 |
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A" | NO
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchases/ sales
| Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
20p ordinary | Buy
| 123587 | 7.29600 GBP | 7.21907 GBP |
20p ordinary | Sell
| 437756 | 7.29611 GBP | 7.19984 GBP |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
20p ordinary | CFD
| Long | 1779 | 7.17650927487352 GBP |
20p ordinary | CFD
| Long | 1281 | 7.25311475409836 GBP |
20p ordinary | CFD
| Long | 143 | 7.28146853146853 GBP |
20p ordinary | CFD
| Long | 96 | 7.27614583333333 GBP |
20p ordinary | CFD
| Long | 50000 | 7.28480613 GBP |
20p ordinary | CFD
| Long | 150000 | 7.27039 GBP |
20p ordinary | CFD
| Long | 950 | 7.236295 GBP |
20p ordinary | CFD
| Long | 9670 | 7.258982 GBP |
20p ordinary | CFD
| Long | 16237 | 7.262 GBP |
20p ordinary | CFD
| Long | 83 | 7.251251 GBP |
20p ordinary | CFD
| Long | 631 | 6.79648177496038 GBP |
20p ordinary | CFD
| Long | 279 | 6.78849462365591 GBP |
20p ordinary | CFD
| Long | 1692 | 6.55794326241135 GBP |
20p ordinary | CFD
| Long | 165 | 6.56818181818182 GBP |
20p ordinary | CFD
| Long | 1046 | 6.5346845124283 GBP |
20p ordinary | CFD
| Long | 754 | 6.4703050397878 GBP |
20p ordinary | CFD
| Long | 3867 | 6.46985777088182 GBP |
20p ordinary | CFD
| Long | 2623 | 6.46599313762867 GBP |
20p ordinary | CFD
| Long | 1741 | 6.52008041355543 GBP |
20p ordinary | CFD
| Long | 401 | 6.48493765586035 GBP |
20p ordinary | CFD
| Long | 204 | 6.49323529411765 GBP |
20p ordinary | CFD
| Long | 212220 | 6.458 GBP |
20p ordinary | CFD
| Long | 766 | 6.52193211488251 GBP |
20p ordinary | CFD
| Long | 423 | 6.80052009456265 GBP |
20p ordinary | CFD
| Long | 1331 | 6.56675432006011 GBP |
20p ordinary | CFD
| Long | 685 | 6.47572262773723 GBP |
20p ordinary | CFD
| Long | 2071 | 6.46977305649445 GBP |
20p ordinary | CFD
| Long | 259 | 6.50104247104247 GBP |
20p ordinary | CFD
| Long | 783 | 6.48994891443167 GBP |
20p ordinary | CFD
| Long | 67 | 6.48970149253731 GBP |
20p ordinary | CFD
| Long | 2077 | 6.51489648531536 GBP |
20p ordinary | CFD
| Long | 468 | 6.4942094017094 GBP |
20p ordinary | CFD
| Long | 1130 | 6.9000796460177 GBP |
20p ordinary | CFD
| Long | 81 | 6.89283950617284 GBP |
20p ordinary | CFD
| Long | 1144 | 7.08041958041958 GBP |
20p ordinary | CFD
| Long | 201 | 7.11517412935323 GBP |
20p ordinary | CFD
| Long | 1120 | 7.17519642857143 GBP |
20p ordinary | CFD
| Long | 701 | 6.8853209700428 GBP |
20p ordinary | CFD
| Long | 88 | 6.89443181818182 GBP |
20p ordinary | CFD
| Long | 1321 | 7.06134746404239 GBP |
20p ordinary | CFD
| Long | 334 | 7.09760479041916 GBP |
20p ordinary | CFD
| Long | 530 | 7.18171698113208 GBP |
20p ordinary | CFD
| Long | 1500 | 7.18854 GBP |
20p ordinary | CFD
| Long | 14 | 7.175 GBP |
20p ordinary | CFD
| Long | 207 | 7.18048309178744 GBP |
20p ordinary | CFD
| Long | 22 | 7.25363636363636 GBP |
20p ordinary | CFD
| Long | 1458 | 7.2643621399177 GBP |
20p ordinary | CFD
| Long | 1675 | 7.17050746268657 GBP |
20p ordinary | CFD
| Long | 675 | 7.17754074074074 GBP |
20p ordinary | CFD
| Long | 500 | 7.19364 GBP |
20p ordinary | CFD
| Long | 45577 | 7.199839 GBP |
20p ordinary | CFD
| Long | 52 | 7.229013 GBP |
20p ordinary | CFD
| Long | 515 | 7.22353398058252 GBP |
20p ordinary | CFD
| Long | 1352 | 7.21854289940828 GBP |
20p ordinary | CFD
| Long | 1744 | 7.25079701834862 GBP |
20p ordinary | CFD
| Long | 349 | 7.1765329512894 GBP |
20p ordinary | CFD
| Long | 269 | 7.18052044609665 GBP |
20p ordinary | CFD
| Long | 8397 | 7.18338335119686 GBP |
20p ordinary | CFD
| Long | 3718 | 7.19655728886498 GBP |
20p ordinary | CFD
| Long | 669 | 7.19440956651719 GBP |
20p ordinary | CFD
| Long | 263 | 7.20015209125475 GBP |
20p ordinary | CFD
| Long | 53 | 7.06660377358491 GBP |
20p ordinary | CFD
| Long | 24 | 7.06333333333333 GBP |
20p ordinary | CFD
| Long | 1176 | 7.07155612244898 GBP |
20p ordinary | CFD
| Long | 667 | 6.79848575712144 GBP |
20p ordinary | CFD
| Long | 1458 | 7.23015089163237 GBP |
20p ordinary | CFD
| Long | 1013 | 7.24359328726555 GBP |
20p ordinary | CFD
| Long | 3918 | 7.25314956610516 GBP |
20p ordinary | CFD
| Long | 3382 | 7.19197811945594 GBP |
20p ordinary | CFD
| Long | 1162 | 7.258372 GBP |
20p ordinary | CFD
| Long | 96160 | 7.25476 GBP |
20p ordinary | CFD
| Long | 2000 | 7.21754 GBP |
20p ordinary | CFD
| Long | 9259 | 7.19099470785182 GBP |
20p ordinary | CFD
| Long | 688 | 7.2143023255814 GBP |
20p ordinary | CFD
| Long | 1938 | 7.19219298245614 GBP |
20p ordinary | CFD
| Long | 539 | 7.19050092764378 GBP |
20p ordinary | CFD
| Long | 2529 | 7.19151047844998 GBP |
20p ordinary | CFD
| Long | 525 | 7.0587619047619 GBP |
20p ordinary | CFD
| Long | 222 | 7.07454954954955 GBP |
20p ordinary | CFD
| Long | 4766 | 3.5500000 GBP |
20p ordinary | CFD
| Short | 4766 | 3.5500000 GBP |
20p ordinary | CFD
| Short | 15823 | 7.258142 GBP |
20p ordinary | CFD
| Short | 610 | 7.247541 GBP |
20p ordinary | CFD
| Short | 1458 | 7.22960905349794 GBP |
20p ordinary | CFD
| Short | 2704 | 7.21854289940828 GBP |
20p ordinary | CFD
| Short | 2026 | 7.24359328726555 GBP |
20p ordinary | CFD
| Short | 1030 | 7.22353398058252 GBP |
20p ordinary | CFD
| Short | 7836 | 7.25314956610516 GBP |
20p ordinary | CFD
| Short | 3488 | 7.25079701834862 GBP |
20p ordinary | CFD
| Short | 1938 | 7.19219298245614 GBP |
20p ordinary | CFD
| Short | 539 | 7.19050092764378 GBP |
20p ordinary | CFD
| Short | 2529 | 7.19151047844998 GBP |
20p ordinary | CFD
| Short | 525 | 7.0587619047619 GBP |
20p ordinary | CFD
| Short | 222 | 7.07454954954955 GBP |
20p ordinary | CFD
| Short | 631 | 6.79648177496038 GBP |
20p ordinary | CFD
| Short | 279 | 6.78849462365591 GBP |
20p ordinary | CFD
| Short | 1692 | 6.55794326241135 GBP |
20p ordinary | CFD
| Short | 165 | 6.56818181818182 GBP |
20p ordinary | CFD
| Short | 1046 | 6.5346845124283 GBP |
20p ordinary | CFD
| Short | 754 | 6.4703050397878 GBP |
20p ordinary | CFD
| Short | 3867 | 6.46985777088182 GBP |
20p ordinary | CFD
| Short | 2623 | 6.46599313762867 GBP |
20p ordinary | CFD
| Short | 1741 | 6.52008041355543 GBP |
20p ordinary | CFD
| Short | 401 | 6.48493765586035 GBP |
20p ordinary | CFD
| Short | 204 | 6.49323529411765 GBP |
20p ordinary | CFD
| Short | 212220 | 6.458 GBP |
20p ordinary | CFD
| Short | 423 | 6.80052009456265 GBP |
20p ordinary | CFD
| Short | 1331 | 6.56675432006011 GBP |
20p ordinary | CFD
| Short | 685 | 6.47572262773723 GBP |
20p ordinary | CFD
| Short | 2071 | 6.46977305649445 GBP |
20p ordinary | CFD
| Short | 259 | 6.50104247104247 GBP |
20p ordinary | CFD
| Short | 783 | 6.48994891443167 GBP |
20p ordinary | CFD
| Short | 67 | 6.48970149253731 GBP |
20p ordinary | CFD
| Short | 2077 | 6.51489648531536 GBP |
20p ordinary | CFD
| Short | 468 | 6.4942094017094 GBP |
20p ordinary | CFD
| Short | 266 | 7.262 GBP |
20p ordinary | CFD
| Short | 1130 | 6.9000796460177 GBP |
20p ordinary | CFD
| Short | 81 | 6.89283950617284 GBP |
20p ordinary | CFD
| Short | 1144 | 7.08041958041958 GBP |
20p ordinary | CFD
| Short | 201 | 7.11517412935323 GBP |
20p ordinary | CFD
| Short | 1120 | 7.17519642857143 GBP |
20p ordinary | CFD
| Short | 701 | 6.8853209700428 GBP |
20p ordinary | CFD
| Short | 88 | 6.89443181818182 GBP |
20p ordinary | CFD
| Short | 1321 | 7.06134746404239 GBP |
20p ordinary | CFD
| Short | 334 | 7.09760479041916 GBP |
20p ordinary | CFD
| Short | 530 | 7.18171698113208 GBP |
20p ordinary | CFD
| Short | 1500 | 7.18854 GBP |
20p ordinary | CFD
| Short | 14 | 7.175 GBP |
20p ordinary | CFD
| Short | 207 | 7.18048309178744 GBP |
20p ordinary | CFD
| Short | 44 | 7.25363636363636 GBP |
20p ordinary | CFD
| Short | 1458 | 7.2643621399177 GBP |
20p ordinary | CFD
| Short | 1675 | 7.17050746268657 GBP |
20p ordinary | CFD
| Short | 675 | 7.17754074074074 GBP |
20p ordinary | CFD
| Short | 500 | 7.19364 GBP |
20p ordinary | CFD
| Short | 1779 | 7.17650927487352 GBP |
20p ordinary | CFD
| Short | 2562 | 7.25311475409836 GBP |
20p ordinary | CFD
| Short | 286 | 7.28146853146853 GBP |
20p ordinary | CFD
| Short | 192 | 7.27614583333333 GBP |
20p ordinary | CFD
| Short | 1458 | 7.26382030178326 GBP |
20p ordinary | CFD
| Short | 44 | 7.24636363636364 GBP |
20p ordinary | CFD
| Short | 882 | 7.24743764172336 GBP |
20p ordinary | CFD
| Short | 790 | 7.24820253164557 GBP |
20p ordinary | CFD
| Short | 11804 | 7.25315062690613 GBP |
20p ordinary | CFD
| Short | 480 | 7.2436875 GBP |
20p ordinary | CFD
| Short | 349 | 7.1765329512894 GBP |
20p ordinary | CFD
| Short | 269 | 7.18052044609665 GBP |
20p ordinary | CFD
| Short | 8397 | 7.18338335119686 GBP |
20p ordinary | CFD
| Short | 3718 | 7.19655728886498 GBP |
20p ordinary | CFD
| Short | 669 | 7.19440956651719 GBP |
20p ordinary | CFD
| Short | 263 | 7.20015209125475 GBP |
20p ordinary | CFD
| Short | 53 | 7.06660377358491 GBP |
20p ordinary | CFD
| Short | 24 | 7.06333333333333 GBP |
20p ordinary | CFD
| Short | 1176 | 7.07155612244898 GBP |
20p ordinary | CFD
| Short | 667 | 6.79848575712144 GBP |
20p ordinary | CFD
| Short | 766 | 6.52193211488251 GBP |
20p ordinary | CFD
| Short | 1458 | 7.23015089163237 GBP |
20p ordinary | CFD
| Short | 3382 | 7.19197811945594 GBP |
20p ordinary | CFD
| Short | 2000 | 7.21754 GBP |
20p ordinary | CFD
| Short | 9259 | 7.19099470785182 GBP |
20p ordinary | CFD
| Short | 688 | 7.2143023255814 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none " |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
| Date of disclosure: | 18 January 2021 |
| Contact name: | Richard Howard |
| Telephone number: | +44 (0)207 568 9128 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.