22 Jun 2009 10:44
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | INTERMEDIATE CAPITAL GROUP PLC |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights |
| |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
| |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments |
| |
An event changing the breakdown of voting rights |
| |
Other (please specify): | ON MARKET TRANSFER BETWEEN INDIRECT AND DIRECT FUNDS | X |
3. Full name of person(s) subject to the notification obligation: | AVIVA PLC & ITS SUBSIDIARIES |
4. Full name of shareholder(s) (if different from 3.): | REGISTERED HOLDER: BNY NORWICH UNION NOMINEES LIMITED 830,201* CHASE GA GROUP NOMINEES LIMITED 4,632,709* CHASE NOMINEES LIMITED 237,371* CUIM NOMINEE LIMITED 523,207* *DENOTES DIRECT INTEREST CHASE NOMINEES LIMITED 2,152,169 VIDACOS NOMINEES LIMITED 4,564,659 |
5. Date of the transaction and date on which the threshold is crossed or reached: | 18 JUNE 2009 |
6. Date on which issuer notified: | 19 JUNE 2009 |
7. Threshold(s) that is/are crossed or reached: | 6% TO 7% CHANGE AT DIRECT INTEREST LEVEL |
8. Notified details: | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares if possible using the ISIN CODE | Situation previous to the triggering transaction | Resulting situation after the triggering transaction | |||||
Number of Shares | Number of Voting Rights | Number of shares | Number of voting rights | % of voting rights | |||
Direct | Direct | Indirect | Direct | Indirect | |||
ORDINARY SHARES | 12,944,616 | 12,944,616 | 6,223,448 | 6,223,488 | 6,716,828 | 7.21% | 7.78% |
GB0004564430 |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument | Expiration date | Exercise/ Conversion Period | Number of voting rights that may be acquired if the instrument is exercised/ converted. | % of voting rights |
|
|
|
|
|
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
Resulting situation after the triggering transaction | ||||||
Type of financial instrument | Exercise price | Expiration date | Exercise/ Conversion period | Number of voting rights instrument refers to | % of voting rights | |
|
|
|
|
| Nominal | Delta |
|
|
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
12,940,316 | 14.99% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
THE VOTING RIGHTS ARE MANAGED AND CONTROLLED BY AVIVA INVESTORS GLOBAL SERVICES LIMITED, WITH THE FOLLOWING CHAIN OF CONTROLLED UNDERTAKINGS:- AVIVA INVESTORS GLOBAL SERVICES LIMITED: - AVIVA PLC (PARENT COMPANY) - AVIVA GROUP HOLDINGS LIMITED (WHOLLY OWNED SUBSIDIARY OF AVIVA PLC) - AVIVA INVESTORS HOLDINGS LIMITED (WHOLLY OWNED SUBSIDIARY OF AVIVA GROUP HOLDINGS LIMITED ) - AVIVA INVESTORS GLOBAL SERVICES LIMITED (WHOLLY OWNED SUBSIDIARY OF AVIVA INVESTORS HOLDINGS LIMITED) |
Proxy Voting: | |
10. Name of the proxy holder: | SEE SECTION 4 |
11. Number of voting rights proxy holder will cease to hold: |
|
12. Date on which proxy holder will cease to hold voting rights: |
|
13. Additional information: | FIGURES ARE BASED ON A TOTAL NUMBER OF VOTING RIGHTS OF 86,341,058 |
14. Contact name: | NEIL WHITTAKER |
15. Contact telephone number: | 01603 684420 |